SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Waverton Investment Management Ltd

CIK 0001344114 · 16 BABMAES STREET, LONDON, X0, SW1Y 6AH · 00 44 207484 7484

Reported Value
$2.0B
Q3 2019
Positions
76
Filings on Record
30
2019–present window
Filed
Oct 29, 2019
original filing

Summary

Waverton Investment Management Ltd reported $2.0B in U.S.-listed holdings across 76 positions for Q3 2019.

Its largest position, MSFT, represents 8.4% of the portfolio.

Compared with Q2 2019, the fund opened 7 new positions and exited 9.

Portfolio Metrics

Turnover
+11.9%
vs prior filed quarter
Top-10 Concentration
+58.4%
share of reported value
Largest Position
+8.4%
Microsoft Corporation Com US 0 00000625
New / Exited
7 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $2.0BQ3 ’19: $2.0BQ4 ’19: $1.9BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.8BQ3 ’20: $2.0BQ4 ’20: $2.2BQ4 ’20Q1 ’21: $2.3BQ2 ’21: $2.6BQ3 ’21: $2.5BQ4 ’21: $3.2BQ4 ’21Q1 ’22: $3.0BQ2 ’22: $2.6BQ3 ’22: $2.4BQ2 ’23: $3.5BQ2 ’23Q3 ’23: $3.5BQ4 ’23: $4.1BQ1 ’24: $4.8BQ2 ’24: $5.3BQ2 ’24Q3 ’24: $6.1BQ4 ’24: $6.3BQ1 ’25: $6.5BQ2 ’25: $7.3BQ2 ’25Q3 ’25: $7.8BQ4 ’25: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 92.0%REIT: 4.7%ADR: 1.8%Other: 0.9%ETP: 0.6%
  • Common Stock · 92.0% · $1.8B
  • REIT · 4.7% · $92M
  • ADR · 1.8% · $35M
  • Other · 0.9% · $17M
  • ETP · 0.6% · $12M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CHVChevron Corporation Com US$0.75NEW+719.8K719.8K+$85M$85M
LivaNova plcNEW+94.0K94.0K+$7M$7M
LHXL3 Harris Technologies Com US$1.00NEW+32.4K32.4K+$7M$7M
Medtronic Plc US$0.0001NEW+49.8K49.8K+$5M$5M
Chubb Ltd Ord CHF24.15NEW+27.8K27.8K+$4M$4M
MUMicron TechnologyNEW+15.4K15.4K+$660,000$660,000
KHCKraft Heinz Co Com US$0.01NEW+19.0K19.0K+$532,000$532,000
AXPAmerican Express Co Com US$0.20ADDED+540.0K606.3K+$64M$72M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMicrosoft Corporation Com US$0.00000625history →COM8.44%$165M1.19M
2AMZNAmazon.com Inc Com US$0.01history →COM6.51%$127M73.4K
3BDXBecton Dickinson Com US$1history →COM6.50%$127M502.7K
4JPMJP Morgan Chase Com US$1 (US quote)history →COM6.08%$119M1.01M
5HDHome Depot Inc Com US$0.05history →COM6.04%$118M509.2K
6UNPUnion Pacific Corporation Com US$2.50history →COM5.39%$106M651.6K
7HONGBPHoneywell International Inc Com US$1.00history →COM5.07%$99M587.0K
8CRMSalesforce.com Inc Com US$0.001history →COM4.88%$95M643.0K
9LMTLockheed Martin Corp Com US$1.00history →COM4.81%$94M241.2K
10AMTAmerican Tower Corporation Com US$0.01history →COM4.71%$92M416.9K
11CHVChevron Corporation Com US$0.75history →COM4.36%$85M719.8K
12VVisa Inc Com Stock US$0.0001history →COM CL A4.33%$85M493.0K
13INTUIntuit Inc Com US$0.01history →COM3.95%$77M290.8K
14AAPLApple Inc Comhistory →COM3.78%$74M330.5K
15AXPAmerican Express Co Com US$0.20history →COM3.66%$72M606.3K
16BRK/BBerkshire Hathaway 'B' Com US$0.1667history →CL B NEW3.23%$63M304.1K
17TAT&T Inc Com US$1.00history →COM2.97%$58M1.53M
18ILMNIllumina Incorporated Com US$0.01history →COM2.47%$48M158.8K
19BIIBBiogen Inc Com US$0.0005history →COM2.27%$45M191.2K
20MRSHMarsh & McLennan Cos Inc Com US$1.00history →COM2.12%$41M414.7K
21BMTABritish American Tobacco Ord 25p ADRhistory →SPONSORED ADR0.73%$14M387.9K
22BABAAlibaba Group Holdings Ltd Sponsored ADRhistory →SPONSORED ADS0.73%$14M85.0K
23SPGIS&P Global IncCOM0.48%$9M38.5K
24LivaNova plcSHS0.35%$7M94.0K
25Aberdeen Standard Physical Gold Shares ETFPHYSCL SWISS GLD0.35%$7M47.6K
26LHXL3 Harris Technologies Com US$1.00COM0.34%$7M32.4K
27PGProcter & Gamble Co ComCOM0.34%$7M53.3K
28ATVIEURActivision Blizzard Inc Com US$0.000001COM0.32%$6M117.3K
29BACVerizon Communications Com US$0.10COM0.31%$6M101.6K
30EXMOCExxon Mobil Corporation ComCOM0.31%$6M86.1K
31PWRQuanta Services, IncCOM0.28%$5M144.4K
32Medtronic Plc US$0.0001SHS0.28%$5M49.8K
33GQ9SPDR Gold Trust SharesGOLD SHS0.27%$5M37.5K
34INFYInfosys Ltd ADR Each Rep 1 Ord SharesSPONSORED ADR0.25%$5M423.0K
35ABTAbbott Laboratories ComCOM0.23%$5M54.3K
36Chubb Ltd Ord CHF24.15COM0.23%$4M27.8K
37PFEPfizer Inc Com US$0.05COM0.22%$4M117.2K
38OXYOccidental Petroleum Corp Com US$0.20 USA (Regd)COM0.20%$4M86.6K
39AMDAdvanced Micro DevicesCOM0.17%$3M115.0K
40CLColgate-Palmolive Co Com US$1.00COM0.17%$3M44.2K
41DISWalt Disney Company Disney Com US$0.01COM DISNEY0.12%$2M17.6K
42CHDChurch & Dwight Com US$1COM0.11%$2M29.0K
43JNJJohnson & Johnson Com US$1.00COM0.10%$2M15.5K
44EOGEOG Resources IncCOM0.10%$2M26.5K
45METAFacebook Inc ComCL A0.10%$2M10.4K
46TSMTaiwan Semiconductor Manufacturing ADS Rep 5 Ord TW$10SPONSORED ADS0.09%$2M37.6K
47MRKMerck & Co Inc Com US$0.50COM0.07%$1M16.2K
48WFCWells Fargo & Co Com US$1 2/3COM0.07%$1M26.7K
49CDZICadiz Inc Com US$0.01COM NEW0.07%$1M104.6K
50CSCOCisco Systems Com US$0.001COM0.07%$1M26.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$01Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$7.8B101Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.3B105Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$6.5B102Apr 24, 202513F-HRchanges · EDGAR ↗
Q4 2024$6.3B101Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$6.1B98Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$5.3B94Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.8B94May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$4.1B96Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.5B72Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$3.5B73Aug 2, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review81Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review79Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.4B79Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.6B76Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.0B74Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.2B68Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.5B52Oct 18, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.6B52Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.3B53Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.2B54Jan 22, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B52Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.8B51Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B47Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.9B46Jan 23, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$2.0B76Oct 29, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.0B78Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B74Apr 18, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B72Jan 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.