SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Waverton Investment Management Ltd

CIK 0001344114 · 16 BABMAES STREET, LONDON, X0, SW1Y 6AH · 00 44 207484 7484

Reported Value
$2.3B
Q1 2021
Positions
53
Filings on Record
30
2019–present window
Filed
Apr 27, 2021
original filing

Summary

Waverton Investment Management Ltd reported $2.3B in U.S.-listed holdings across 53 positions for Q1 2021.

Its largest position, MSFT, represents 9.2% of the portfolio.

Compared with Q4 2020, the fund opened 4 new positions and exited 5.

Portfolio Metrics

Turnover
+5.6%
vs prior filed quarter
Top-10 Concentration
+55.9%
share of reported value
Largest Position
+9.2%
Microsoft Corporation Com US 0 00000625
New / Exited
4 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $2.0BQ3 ’19: $2.0BQ4 ’19: $1.9BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.8BQ3 ’20: $2.0BQ4 ’20: $2.2BQ4 ’20Q1 ’21: $2.3BQ2 ’21: $2.6BQ3 ’21: $2.5BQ4 ’21: $3.2BQ4 ’21Q1 ’22: $3.0BQ2 ’22: $2.6BQ3 ’22: $2.4BQ2 ’23: $3.5BQ2 ’23Q3 ’23: $3.5BQ4 ’23: $4.1BQ1 ’24: $4.8BQ2 ’24: $5.3BQ2 ’24Q3 ’24: $6.1BQ4 ’24: $6.3BQ1 ’25: $6.5BQ2 ’25: $7.3BQ2 ’25Q3 ’25: $7.8BQ4 ’25: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 89.1%Other: 5.0%ADR: 4.7%ETP: 0.9%REIT: 0.2%
  • Common Stock · 89.1% · $2.1B
  • Other · 5.0% · $115M
  • ADR · 4.7% · $109M
  • ETP · 0.9% · $21M
  • REIT · 0.2% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SNPSSynopsys Inc US$0.01NEW+55.0K55.0K+$14M$14M
DAOYoudao Inc ADR Class 'A'NEW+154.6K154.6K+$4M$4M
FCAFirst Trust ISE Chindia Index Fund ETFNEW+41.1K41.1K+$3M$3M
IXCiShares Trust S&P Global Energy Sector Index FundNEW+19.1K19.1K+$471,000$471,000
QCOMQualcomm Inc Com US$0.0001ADDED+449.1K698.6K+$55M$93M
LMTLockheed Martin Corp Com US$1.00SOLD OUT−35.6K0−$13M$0
ACNAccenture Plc 'A' Ord USDSOLD OUT−33.7K0−$9M$0
WMTWalmart Inc Com US$0.10SOLD OUT−25.4K0−$4M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

53 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMicrosoft Corporation Com US$0.00000625history →COM9.22%$213M901.6K
2AMZNAmazon.com Inc Com US$0.01history →COM6.09%$140M45.4K
3CMECME Group Inc Com US$0.01 'A'history →COM5.41%$125M609.9K
4HDHome Depot Inc Com US$0.05history →COM5.34%$123M402.9K
5COSTCostco Wholesale Corp Com Stock US$0.005history →COM5.27%$121M344.3K
6UNPUnion Pacific Corporation Com US$2.50history →COM5.26%$121M549.8K
7TE Connectivity Ltd Com CHF1.37REG SHS4.97%$115M887.2K
8MRSHMarsh & McLennan Cos Inc Com US$1.00history →COM4.86%$112M919.6K
9VVisa Inc Com Stock US$0.0001history →COM CL A4.82%$111M524.5K
10AVYAvery Dennisonhistory →COM4.63%$107M581.1K
11INTUIntuit Inc Com US$0.01history →COM4.37%$101M263.1K
12HONHoneywell International Inc Com US$1.00history →COM4.22%$97M447.6K
13QCOMQualcomm Inc Com US$0.0001history →COM4.02%$93M698.6K
14FNFFidelity National Information Services Inc Com US$0.01history →FNF GROUP COM3.82%$88M626.3K
15DISWalt Disney Company Com US$0.01history →COM DISNEY3.71%$86M463.6K
16AAPLApple Inc Comhistory →COM3.67%$84M691.5K
17AXPAmerican Express Co Com US$0.20history →COM3.63%$84M592.1K
18VMCVulcan Materials Com $1history →COM2.60%$60M354.9K
19BABAAlibaba Group Holdings Ltd Sponsored ADRhistory →SPONSORED ADS1.90%$44M192.9K
20BRK/BBerkshire Hathaway 'B' Com US$0.1667history →CL B NEW1.45%$34M131.2K
21ILMNIllumina Incorporated Com US$0.01history →COM1.37%$31M82.0K
22TSMTaiwan Semiconductor Manufacturing ADS Rep 5 Ord TW$10history →SPONSORED ADS1.29%$30M251.8K
23CRMSalesforce.com Inc Com US$0.001history →COM1.10%$25M119.5K
24INFYInfosys Ltd ADR Each Rep 1 Ord Shareshistory →SPONSORED ADR0.94%$22M1.15M
25PINSPinterest Inc Com US$0.00001history →CL A0.71%$16M222.4K
26SNPSSynopsys Inc US$0.01history →COM0.59%$14M55.0K
27SPGIS&P Global Inchistory →COM0.45%$10M29.4K
28Activision Blizzard Inc Com US$0.000001COM0.42%$10M103.8K
29Aberdeen Standard Physical Gold Shares ETFPHYSCL SWISS GLD0.40%$9M555.5K
30Oaktree Speciality Lending Corporation Com US$0.01COM0.32%$7M1.20M
31TMOThermo Fisher Scientific COM US$1COM0.31%$7M15.7K
32NTESNetease Inc. ADR Rep. 24 ComSPONSORED ADS0.30%$7M66.7K
33GLDSPDR Gold Trust SharesGOLD SHS0.29%$7M41.5K
34KOCoca-Cola Com US$0.25COM0.23%$5M100.0K
35LIVNLivaNova plc Ord 1SHS0.22%$5M70.3K
36AMTAmerican Tower Corporation Com US$0.01COM0.22%$5M20.7K
37BTIBritish American Tobacco Ord 25p ADRSPONSORED ADR0.16%$4M97.1K
38DAOYoudao Inc ADR Class 'A'SPONSORED ADS0.16%$4M154.6K
39ABTAbbott Laboratories ComCOM0.15%$3M29.0K
40VZVerizon Communications Com US$0.10COM0.13%$3M53.3K
41SBUXStarbucks Corp Com USD0.001COM0.13%$3M27.4K
42TAT&T Inc Com US$1.00COM0.12%$3M89.9K
43Masimo Corporation Com US$0.001COM0.11%$3M11.5K
44FCAFirst Trust ISE Chindia Index Fund ETFCHINA ALPHADEX0.11%$3M41.1K
45PFEPfizer Inc Com US$0.05COM0.11%$3M69.2K
46EXMOCExxon Mobil Corporation ComCOM0.09%$2M38.0K
47CLColgate-Palmolive Co Com US$1.00COM0.08%$2M22.7K
48PPLTAberdeen Standard Physical Platinum ETFPHYSCL PLATM SHS0.07%$2M14.5K
49MRKMerck & Co Inc Com US$0.50COM0.05%$1M14.5K
50DGRSWisdom Tree EM Small Cap Dividend ETFUS S CAP QTY DIV0.04%$837,00016.3K
51WRBW R Berkley Corp Com US$0.20COM0.03%$790,00010.5K
52CDZICadiz Inc Com US$0.01COM NEW0.02%$538,00056.1K
53IXCiShares Trust S&P Global Energy Sector Index FundGLOBAL ENERG ETF0.02%$471,00019.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$01Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$7.8B101Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.3B105Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$6.5B102Apr 24, 202513F-HRchanges · EDGAR ↗
Q4 2024$6.3B101Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$6.1B98Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$5.3B94Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.8B94May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$4.1B96Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.5B72Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$3.5B73Aug 2, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review81Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review79Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.4B79Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.6B76Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.0B74Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.2B68Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.5B52Oct 18, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.6B52Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.3B53Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.2B54Jan 22, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B52Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.8B51Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B47Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.9B46Jan 23, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$2.0B76Oct 29, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.0B78Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B74Apr 18, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B72Jan 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.