SEC 13F Intelligence

FCAFIRST TR EXCH TRD ALPHDX FD

CUSIP 33737J141 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exch Trd Alphdx Fd (FCA) has 23 institutional holders in Filings Flow’s 13F database, together reporting 843.2K shares worth $26M as of Q1 2026. The largest reported holders are &Partners, Advisory Services Network, LLC, and Jane Street Group, LLC.

Institutional Holders
23
Q1 2026
Reported Value
$26M
Ticker
FCA
Quarters Tracked
29

Ownership Trend

Institutional holders
Q1 ’19: 9Q1 ’19Q2 ’19: 12Q3 ’19: 11Q4 ’19: 12Q1 ’20: 14Q1 ’20Q2 ’20: 13Q3 ’20: 13Q4 ’20: 15Q1 ’21: 13Q1 ’21Q2 ’21: 14Q3 ’21: 13Q4 ’21: 12Q1 ’22: 11Q1 ’22Q2 ’22: 12Q3 ’22: 10Q4 ’22: 8Q1 ’23: 10Q1 ’23Q2 ’23: 9Q3 ’23: 10Q4 ’23: 11Q1 ’24: 8Q1 ’24Q2 ’24: 6Q3 ’24: 9Q4 ’24: 15Q1 ’25: 16Q1 ’25Q2 ’25: 15Q3 ’25: 20Q4 ’25: 18Q1 ’26: 23Q1 ’26filingsflow.com
Total reported value
Q1 ’19: $3MQ1 ’19Q2 ’19: $10MQ3 ’19: $5MQ4 ’19: $4MQ1 ’20: $7MQ1 ’20Q2 ’20: $6MQ3 ’20: $8MQ4 ’20: $8MQ1 ’21: $10MQ1 ’21Q2 ’21: $11MQ3 ’21: $8MQ4 ’21: $9MQ1 ’22: $6MQ1 ’22Q2 ’22: $7MQ3 ’22: $5MQ4 ’22: $5MQ1 ’23: $5MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $3MQ1 ’24: $3MQ1 ’24Q2 ’24: $1MQ3 ’24: $4MQ4 ’24: $7MQ1 ’25: $10MQ1 ’25Q2 ’25: $7MQ3 ’25: $13MQ4 ’25: $12MQ1 ’26: $26MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Export to Excel
Manager% of PortfolioValueSharesQuarter
&PARTNERS$20.2B AUM0.04%$8M247.0KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.05%$3M110.8KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M98.8KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$2M61.0KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M57.5KQ1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$2M50.3KQ1 2026
StoneX Group Inc.$1.9B AUM0.06%$1M50.5KQ4 2025OLDER
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$1M39.6KQ1 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M36.7KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$1M36.5KQ1 2026
Sigma Planning Corp$3.6B AUM0.03%$1M38.5KQ3 2025OLDER
Avestar Capital, LLC$1.6B AUM0.04%$690,70222.0KQ1 2026
Transamerica Financial Advisors, LLC$1.2B AUM0.06%$680,08321.7KQ1 2026
CIBC WORLD MARKET INC.$61.3B AUM0.00%$593,67418.9KQ1 2026
GeoWealth Management, LLC$2.8B AUM0.02%$587,24120.3KQ3 2025OLDER
Genesee Capital Advisors, LLC$239M AUM0.24%$566,09418.1KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.01%$272,0009.4KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$251,9728.0KQ1 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$216,0586.9KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$213,3946.8KQ1 2026
UBS Group AG$666.3B AUM0.00%$36,8871.2KQ1 2026
Annis Gardner Whiting Capital Advisors, LLC$625M AUM0.00%$18,616594Q1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$8,769302Q3 2025OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$7,992255Q1 2026
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.00%$7,020224Q1 2026
Ameritas Advisory Services, LLC$2.6B AUM0.00%$6,271260Q2 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3,000100Q1 2026
ASSETMARK, INC$49.0B AUM0.00%$2,75888Q1 2026
Darwin Wealth Management, LLC$321M AUM0.00%$1696Q4 2025OLDER
MORGAN STANLEY$1.66T AUM0.00%$471Q1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$141Q3 2025OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM—$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.