SEC 13F Intelligence

FCAFIRST TR EXCH TRD ALPHDX FD

CUSIP 33737J141 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exch Trd Alphdx Fd (FCA) has 25 institutional holders in Filings Flow’s 13F database, together reporting 2.88M shares worth $89M as of Q1 2026. The largest reported holders are First Trust Advisors LP, &Partners, and Advisory Services Network, LLC.

Institutional Holders
25
Q1 2026
Reported Value
$89M
Ticker
FCA
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 9Q4 ’18Q1 ’19: 10Q2 ’19: 12Q2 ’19Q3 ’19: 11Q2 ’21: 14Q2 ’21Q4 ’21: 12Q4 ’22: 10Q4 ’22Q4 ’25: 19Q1 ’26: 25Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $3MQ4 ’18Q1 ’19: $3MQ2 ’19: $7MQ2 ’19Q3 ’19: $5MQ2 ’21: $11MQ2 ’21Q4 ’21: $8MQ4 ’22: $1MQ4 ’22Q4 ’25: $47MQ1 ’26: $89MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Genesee Capital Advisors, LLC$239M AUM0.24%$566,09418.1KQ1 2026
StoneX Group Inc.$1.9B AUM0.06%$1M50.5KQ4 2025OLDER
Transamerica Financial Advisors, LLC$1.2B AUM0.06%$680,08321.7KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.05%$3M110.8KQ1 2026
FIRST TRUST ADVISORS LP$140.0B AUM0.05%$64M2.04MQ1 2026
Avestar Capital, LLC$1.6B AUM0.04%$690,70222.0KQ1 2026
&PARTNERS$20.2B AUM0.04%$8M247.0KQ1 2026
Sigma Planning Corp$3.6B AUM0.03%$1M38.5KQ3 2025OLDER
GeoWealth Management, LLC$2.8B AUM0.02%$587,24120.3KQ3 2025OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M36.7KQ1 2026
Annis Gardner Whiting Capital Advisors, LLC$625M AUM0.00%$18,616594Q1 2026
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.00%$7,020224Q1 2026
CIBC WORLD MARKET INC.$61.3B AUM0.00%$593,67418.9KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$213,3946.8KQ1 2026
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$2M50.3KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$2M61.0KQ1 2026
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$7,992255Q1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M98.8KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$251,9728.0KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$1M36.5KQ1 2026
Ameritas Advisory Services, LLC$2.6B AUM0.00%$6,271260Q2 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M57.5KQ1 2026
Western Wealth Management, LLC$2.6B AUM0.00%$5,352171Q1 2026
Darwin Wealth Management, LLC$321M AUM0.00%$1696Q4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$216,0586.9KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$8,769302Q3 2025OLDER
ASSETMARK, INC$49.0B AUM0.00%$2,75888Q1 2026
UBS Group AG$666.3B AUM0.00%$36,8871.2KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$3,000100Q1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$141Q3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$792Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.