Managers / Q2 2019 · view latest →
OTA Financial Group L.P.
CIK 0001317346 · 1 MANHATTANVILLE ROAD, PURCHASE, NY, 10577 · 914-694-5800
Summary
Ota Financial Group L.P. reported $128M in U.S.-listed holdings across 48 positions for Q2 2019.
Its largest position, GOOGL, represents 16.8% of the portfolio.
Compared with Q1 2019, the fund opened 32 new positions and exited 20.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 76.3% · $98M
- Other · 12.3% · $16M
- Closed-End Fund · 4.0% · $5M
- PUBLIC · 3.1% · $4M
- ETP · 1.5% · $2M
- Other · 2.8% · $4M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | NEW | +1.54M | 1.54M | +$17M | $17M |
| OPLNKAR AUCTION SERVICES INC | NEW | +111.4K | 111.4K | +$3M | $3M |
| GCI LIBERTY INC - CLASS A | NEW | +40.0K | 40.0K | +$2M | $2M |
| WORLDPAY INC-CLASS A | NEW | +19.8K | 19.8K | +$2M | $2M |
| LBRDALIBERTY BROADBAND-A | NEW | +20.0K | 20.0K | +$2M | $2M |
| DHRDANAHER CORP | NEW | +12.1K | 12.1K | +$2M | $2M |
| HEI/AHEICO CORP-CLASS A | NEW | +14.9K | 14.9K | +$2M | $2M |
| OAKTREE CAPITAL GROUP LLC | NEW | +30.0K | 30.0K | +$1M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2019
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2023 | $143M | 7 | Aug 17, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $114M | 46 | May 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $100M | 70 | Feb 9, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $117M | 105 | Oct 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $209M | 93 | Jul 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $157M | 97 | Apr 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $146M | 82 | Jan 28, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $83M | 70 | Oct 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $90M | 95 | Jul 28, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $125M | 60 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $151M | 58 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $108M | 63 | Oct 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $88M | 38 | Jul 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $80M | 42 | Apr 16, 2020 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2019 | $150M | 54 | Jan 21, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $121M | 47 | Oct 28, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $128M | 48 | Jul 22, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $117M | 36 | May 20, 2019 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2018 | $213M | 62 | Jan 24, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 2 additional managers.
- OTA LLC028-11280
- OTA SWAPS LLC028-12833
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.