SEC 13F Intelligence

GREAT ELM CAP CORP

CUSIP 390320109

Great Elm Cap Corp has 16 institutional holders in Filings Flow’s 13F database, together reporting 3.32M shares worth $10M as of Q4 2021. The largest reported holders are Northern Right Capital Management, L.P., Alden Global Capital LLC, and Meros Investment Management, LP.

Institutional Holders
16
Q4 2021
Reported Value
$10M
Ticker
unmapped
private placement or foreign
Quarters Tracked
12

Ownership Trend

Institutional holders
Q1 ’19: 19Q1 ’19Q2 ’19: 22Q3 ’19: 23Q3 ’19Q4 ’19: 17Q1 ’20: 15Q1 ’20Q2 ’20: 13Q3 ’20: 15Q3 ’20Q4 ’20: 15Q1 ’21: 13Q1 ’21Q2 ’21: 12Q3 ’21: 12Q3 ’21Q4 ’21: 16filingsflow.com
Total reported value
Q1 ’19: $12MQ1 ’19Q2 ’19: $13MQ3 ’19: $14MQ3 ’19Q4 ’19: $11MQ1 ’20: $3MQ1 ’20Q2 ’20: $4MQ3 ’20: $2MQ3 ’20Q4 ’20: $11MQ1 ’21: $11MQ1 ’21Q2 ’21: $12MQ3 ’21: $11MQ3 ’21Q4 ’21: $10Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
Northern Right Capital Management, L.P.$281M AUM1.27%$4M1.36MQ4 2021
Alden Global Capital LLC$177M AUM6.89%$3M902.3KQ4 2021
Meros Investment Management, LP$231M AUM0.56%$769,000249.8KQ4 2021
Acuitas Investments, LLC$1M AUM0.33%$769,000249.8KQ4 2021
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$583,000189.4KQ4 2021
TWO SIGMA ADVISERS, LP$0 AUM0.00%$468,000151.9KQ4 2021
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$184.8B AUM0.00%$444,000130.6KQ1 2021OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$352,000103.7KQ1 2021OLDER
ACADIAN ASSET MANAGEMENT LLC$70.5B AUM0.00%$154,00050.4KQ4 2021
Cove Street Capital, LLC$77M AUM0.02%$130,00042.2KQ4 2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$110,00035.9KQ4 2021
CSS LLC/IL$2.1B AUM0.00%$97,00031.4KQ4 2021
Squarepoint Ops LLC$85.1B AUM0.00%$56,00018.2KQ4 2021
Virtu Financial LLC$2.4B AUM0.01%$50,00016.2KQ4 2021
TRUST CO OF TOLEDO NA /OH/$1.1B AUM0.01%$36,00011.6KQ4 2021
CITADEL ADVISORS LLC$618.5B AUM0.00%$33,00010.6KQ4 2021
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$19,0005.4KQ3 2021OLDER
UBS Group AG$666.3B AUM0.00%$13,0004.1KQ4 2021
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$2,000561Q1 2021OLDER
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q4 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.