Managers / Q2 2023
OTA Financial Group L.P.
CIK 0001317346 · 1 MANHATTANVILLE ROAD, PURCHASE, NY, 10577 · 914-694-5800
Summary
Ota Financial Group L.P. reported $143M in U.S.-listed holdings across 7 positions for Q2 2023.
The portfolio is heavily concentrated: OXY/WS alone accounts for 45.2% of reported value.
Compared with Q1 2023, the fund opened 3 new positions and exited 42.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 50.5% · $72M
- Equity WRT · 45.2% · $65M
- Other · 4.3% · $6M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| BKNGBOOKING HOLDINGS INC | NEW | +17.0K | 17.0K | +$46M | $46M |
| BRK/BBERKSHIRE HATHAWAY INC-CL B | NEW | +60.0K | 60.0K | +$20M | $20M |
| GOOGLALPHABET INC-CL A | NEW | +42.5K | 42.5K | +$5M | $5M |
| OXY/WSOCCIDENTAL PETROLEUM CORP | ADDED | +1.17M | 1.73M | +$42M | $65M |
| BILSPDR BLOOMBERG 1-3 MONTH T-B | SOLD OUT | −260.2K | 0 | −$24M | $0 |
| MSFTMICROSOFT CORP | SOLD OUT | −50.0K | 0 | −$14M | $0 |
| METAMETA PLATFORMS INC-CLASS A | SOLD OUT | −50.0K | 0 | −$11M | $0 |
| GOOGALPHABET INC-CL C | SOLD OUT | −37.3K | 0 | −$4M | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2023
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | OXY/WSOCCIDENTAL PETROLEUM CORPhistory → | W EXP 08/03/202 | 45.22% | $65M | 1.73M |
| 2 | BKNGBOOKING HOLDINGS INChistory → | COM | 32.06% | $46M | 17.0K |
| 3 | BRK/BBERKSHIRE HATHAWAY INC-CL Bhistory → | CL B | 14.29% | $20M | 60.0K |
| 4 | SCILEX HOLDING CO | CALL | 4.02% | $6M | 1.03M |
| 5 | GOOGLALPHABET INC-CL Ahistory → | CL A | 3.56% | $5M | 42.5K |
| 6 | LBRDKLIBERTY BROADBAND-C | COM SER C | 0.59% | $843,000 | 10.5K |
| 7 | BIORA THERAPEUTICS INC | CALL | 0.26% | $379,000 | 98.5K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2023 | $143M | 7 | Aug 17, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $114M | 46 | May 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $100M | 70 | Feb 9, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $117M | 105 | Oct 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $209M | 93 | Jul 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $157M | 97 | Apr 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $146M | 82 | Jan 28, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $83M | 70 | Oct 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $90M | 95 | Jul 28, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $125M | 60 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $151M | 58 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $108M | 63 | Oct 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $88M | 38 | Jul 16, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $80M | 42 | Apr 16, 2020 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2019 | $150M | 54 | Jan 21, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $121M | 47 | Oct 28, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $128M | 48 | Jul 22, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $117M | 36 | May 20, 2019 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2018 | $213M | 62 | Jan 24, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 2 additional managers.
- OTA LLC028-11280
- OTA TRADING FUND 1 LLC028-12833
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.