SEC 13F Intelligence

Managers / Q2 2022 · view latest →

OTA Financial Group L.P.

CIK 0001317346 · 1 MANHATTANVILLE ROAD, PURCHASE, NY, 10577 · 914-694-5800

Reported Value
$209M
Q2 2022
Positions
93
Filings on Record
21
2019–present window
Filed
Jul 15, 2022
original filing

Summary

Ota Financial Group L.P. reported $209M in U.S.-listed holdings across 93 positions for Q2 2022.

The portfolio is heavily concentrated: OXY/WS alone accounts for 61.8% of reported value.

Compared with Q1 2022, the fund opened 52 new positions and exited 56.

Portfolio Metrics

Turnover
+41.7%
vs prior filed quarter
Top-10 Concentration
+83.2%
share of reported value
Largest Position
+61.8%
Occidental Petroleum
New / Exited
52 / 56
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $213MQ4 ’18Q1 ’19: $117MQ2 ’19: $128MQ3 ’19: $121MQ3 ’19Q4 ’19: $150MQ1 ’20: $80MQ2 ’20: $88MQ2 ’20Q3 ’20: $108MQ4 ’20: $151MQ1 ’21: $125MQ1 ’21Q2 ’21: $90MQ3 ’21: $83MQ4 ’21: $146MQ4 ’21Q1 ’22: $157MQ2 ’22: $209MQ3 ’22: $117MQ3 ’22Q4 ’22: $100MQ1 ’23: $114MQ2 ’23: $143MQ2 ’23filingsflow.com

Portfolio Composition

By security type
Equity WRT: 61.8%Common Stock: 11.7%Other: 11.6%ETP: 8.4%Closed-End Fund: 3.3%Other: 3.2%
  • Equity WRT · 61.8% · $129M
  • Common Stock · 11.7% · $24M
  • Other · 11.6% · $24M
  • ETP · 8.4% · $18M
  • Closed-End Fund · 3.3% · $7M
  • Other · 3.2% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPROTT PHYSICAL SILVER TRUSTNEW+1.47M1.47M+$10M$10M
SCHZSCHWAB US AGGREGATE BOND ETFNEW+181.9K181.9K+$9M$9M
BNDVANGUARD TOTAL BOND MARKETNEW+92.1K92.1K+$7M$7M
SPROTT PHYSICAL GOLD TRUSTNEW+288.1K288.1K+$4M$4M
LBRDKLIBERTY BROADBAND-CNEW+25.6K25.6K+$3M$3M
PERSHING SQUARE TONTINE -ANEW+123.8K123.8K+$2M$2M
DUKE REALTY CORPNEW+26.7K26.7K+$1M$1M
FAR PEAK ACQUISITION CORP-ANEW+145.3K145.3K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2022

92 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1OXY/WSOCCIDENTAL PETROLEUM CORPhistory →*W EXP 08/03/20261.80%$129M3.49M
2SPROTT PHYSICAL SILVER TRUSTUNIT4.86%$10M1.47M
3SCHZSCHWAB US AGGREGATE BOND ETFhistory →US AGGREGATE B4.17%$9M181.9K
4BNDVANGUARD TOTAL BOND MARKEThistory →TOTAL BND MRKT3.32%$7M92.1K
5SOUTH JERSEY INDUSTRIESUNIT 04/01/20242.49%$5M76.5K
6SPROTT PHYSICAL GOLD TRUSTUNIT1.96%$4M288.1K
7LBRDKLIBERTY BROADBAND-Chistory →COM SER C1.42%$3M25.6K
8SORRENTO THERAPEUTICS INCCALL1.28%$3M1.33M
9PERSHING SQUARE TONTINE -ACL A1.18%$2M123.8K
10AUSTERLITZ ACQUISITION COR-ACL A0.76%$2M163.7K
11DUKE REALTY CORPCOM0.70%$1M26.7K
12FAR PEAK ACQUISITION CORP-ACL A0.68%$1M145.3K
13LIBERTY MEDIA COR-SIRIUSXM CCOM C SIRIUSXM0.67%$1M38.8K
14BLACKROCK MUN INC TR SBISH BEN INT0.53%$1M104.0K
15SPDR PORTFOLIO AGGREGATE BONPORTFOLIO AGRGTE0.48%$992,00037.6K
16SJNKSPDR BLOOMBERG SHORT TERM HIBLOOMBERG SHT TE0.46%$964,00040.0K
17BENESSERE CAPITAL ACQUI-CL ACL A0.42%$880,00085.2K
18ADARA ACQUISITION CORP-CL ACL A0.38%$796,00080.5K
19NMLNB MLP & ENERGY INCOMECOM0.37%$773,000128.8K
20VENUS ACQUISITION CORPSHS0.33%$692,00067.8K
21SPROTT PHYSICAL GOLD AND SILUNIT0.30%$636,00037.8K
22CLEARBRIDGE MLP & MIDSTREAMCOM0.30%$635,00022.1K
23GLOBAL CONSUMER ACQUISITIONCOM0.30%$622,00061.8K
24BANNER ACQUISITION CORPCOM0.27%$572,00057.9K
25NTGTORTOISE MIDSTREAM ENERGYCOM0.27%$554,00017.2K
26EMERGING MARKETS HORIZON -ASHS0.26%$547,00055.2K
27XNEAXNUVEEN AMT-FR QLTY MUNI INCCOM0.26%$538,00045.8K
28DELWINDS INSURANCE - CLASS ACOM CLS A0.24%$509,00050.8K
29EMOCLEARBRIDGE ENERGY MIDSTREAMCOM0.24%$504,00021.4K
30TRADEUP ACQUISITION CORPCOM0.24%$503,00050.4K
31DATA KNIGHTS ACQUISITION C-ACOM0.24%$500,00048.8K
32BRZHBREEZE HOLDINGS ACQUISITIONCOM0.24%$493,00048.0K
33AMERICA MOVIL S A DE C VADR0.23%$489,00024.3K
34KIOKKR INCOME OPPORTUNITIESCOM0.22%$452,00038.9K
35ARDCARES DYNAMIC CREDIT ALLOCATICOM0.22%$451,00037.0K
36XEADXALLSPRING INCOME OPPORTUNITIINC OPPTY FD0.21%$446,00068.8K
37GO ACQUISITION CORP-CLASS ACOM0.21%$445,00044.7K
38LIBERTY MEDIA COR-SIRIUSXM ACOM A SIRIUSXM0.21%$445,00012.4K
39OCEANTECH ACQUISITIONS- CL ACOM0.20%$428,00042.5K
40GOLDMAN SACHS MLP & ENERGY RCOM0.19%$404,00036.3K
41BTTBLACKROCK MUNICIPAL 2030 TARCOM SHS BEN IN0.19%$402,00018.2K
42JFRNUVEEN FLOAT RATE INC FDCOM0.19%$391,00046.9K
43FIRST RESERVE SUSTAINABLE-ACOM0.18%$373,00038.2K
44CLOVER LEAF CAPITAL CORP -ACL A0.17%$362,00035.8K
45XEXGXEATON VANCE TAX-MANAGED GLOBCOM0.17%$359,00046.7K
46PIONEER MERGER CORP -CLASS ASHS0.17%$351,00035.6K
47BLUE SAFARI GROUP ACQUISIT-ASHS0.17%$351,00034.8K
48EG ACQUISITION CORP-ACL A0.17%$350,00036.0K
49XNCMXNUVEEN CA AMT-FR MUNI INC FDCOM0.16%$337,00026.2K
50HEALTH ASSURANCE ACQUISIT-ACL A0.16%$336,00034.1K
51MANA CAPITAL ACQUISITION CORCOMMON STOCK0.16%$330,00033.3K
52D AND Z MEDIA ACQUISITION-ACL A0.15%$323,00033.0K
53MEDTECH ACQUISITION CORP-ACL A0.15%$320,00032.6K
54UAUNDER ARMOUR INC-CLASS CCL C0.14%$298,00039.4K
55GIGINTERNATIONAL1 INCCOM0.14%$296,00029.4K
56MDH ACQUISITION CORP -CL ACL A0.14%$296,00030.1K
57VPC IMPACT ACQUISITION HOL-AORD0.14%$296,00030.3K
58CLEANTECH ACQUISITION CORPCOM0.14%$295,00029.3K
59MAQCMAQUIA CAPITAL ACQUISITION-ACOM0.14%$284,00027.9K
60TASTEMAKER ACQUISITION COR-ACL A0.14%$282,00028.5K
61NRKNUVEEN NY AMT-FR MUNI INC FDCOM0.13%$281,00025.5K
62GLADSTONE ACQUISITION CORP-ACOM0.13%$277,00027.5K
63SENIOR CONNECT ACQUISITION-ACL A0.13%$276,00028.0K
648I ACQUISITION 2 CORPORDINARY SHARES0.13%$275,00027.9K
65LONGVIEW ACQUISITION CORP -ACL A0.13%$270,00027.7K
66CLASS ACCELERATION CORP-ACOM0.13%$269,00027.4K
67GREENCITY ACQUISITION CORPCOM0.13%$268,00025.6K
68PONO CAPITAL CORP-ACOM0.13%$266,00026.4K
69SPORTSMAP TECH ACQUISITION CCOM0.12%$261,00026.3K
70MCAGMOUNTAIN CREST ACQUISITIONCOM0.12%$254,00025.8K
71MUDRICK CAPITAL ACQUISITIO-ACL A0.12%$251,00025.0K
72BLACK MOUNTAIN ACQUISITION-ACOM0.12%$251,00025.3K
73TWELVE SEAS INVTMNT CO II -ACL A0.12%$250,00025.6K
74KAYNE ANDERSON NEXTGEN ENERGCOM0.12%$249,00033.2K
75BITBLACKROCK MULTI-SECTOR INCOMCOM0.12%$248,00017.5K
76EOSEATON VANCE ENH EQT INC IICOM0.12%$248,00015.4K
77TG VENTURE ACQUISITION CORPCOM0.12%$247,00025.0K
78PROGRESS ACQUISITION CORP-ACL A0.11%$232,00023.5K
79XBXMXNUVEEN EQTY PREM INCM FDCOM0.11%$231,00018.7K
80MODEL PERFORMANCE ACQUISIT-ASHS0.11%$229,00022.6K
81NORTHERN STAR INVESTMENT C-ACLASS A0.11%$226,00023.1K
82YRIYAMANA GOLD INCCOM0.11%$225,00048.4K
83ANZU SPECIAL ACQUISITION -ACL A0.11%$222,00022.7K
84BLWBLACKROCK LIMITEDSHS0.11%$221,00017.5K
85BGHBARINGS GL SH DUR HI YLDCOM0.10%$218,00016.8K
86WILLIAMS ROWLAND ACQUISITIONCOM0.10%$214,00021.4K
87CRUCIBLE ACQUISITION CORP-ACL A0.10%$212,00021.6K
88GLOBAL SYNERGY ACQUISITION-ASHS0.10%$210,00021.2K
89PUCKGOAL ACQUISITIONS CORPCOM0.10%$207,00021.2K
90BDJBLACKROCK ENHANCED EQTY DVDCOM0.10%$207,00023.5K
91BANNIX ACQUISITION CORPCOM0.10%$204,00020.6K
921847 GOEDEKER INC*W EXP 06/02/2020.10%$204,000785.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2023$143M7Aug 17, 202313F-HRchanges · EDGAR ↗
Q1 2023$114M46May 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$100M70Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$117M105Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$209M93Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$157M97Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$146M82Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$83M70Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$90M95Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$125M60Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$151M58Jan 20, 202113F-HRchanges · EDGAR ↗
Q3 2020$108M63Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$88M38Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$80M42Apr 16, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$150M54Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M47Oct 28, 201913F-HRchanges · EDGAR ↗
Q2 2019$128M48Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$117M36May 20, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$213M62Jan 24, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • OTA LLC028-11280
  • OTA TRADING FUND 1 LLC028-12833

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.