SEC 13F Intelligence

Managers / Q3 2020 · view latest →

FALCON POINT CAPITAL, LLC

CIK 0001251557 · TWO EMBARCADERO CENTER STE 420, SAN FRANCISCO, CA, 94111 · 4157829600

Reported Value
$9M
Q3 2020
Positions
38
Filings on Record
8
2019–present window
Filed
Oct 22, 2020
original filing

Summary

Falcon Point Capital, LLC reported $9M in U.S.-listed holdings across 38 positions for Q3 2020.

Its largest position, RNG, represents 6.2% of the portfolio.

Compared with Q2 2020, the fund opened 16 new positions and exited 43.

Portfolio Metrics

Turnover
+24.2%
vs prior filed quarter
Top-10 Concentration
+43.7%
share of reported value
Largest Position
+6.2%
Ringcentral
New / Exited
16 / 43
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $184MQ1 ’19Q2 ’19: $186MQ2 ’19Q3 ’19: $183MQ3 ’19Q4 ’19: $79MQ4 ’19Q1 ’20: $46MQ1 ’20Q2 ’20: $20MQ2 ’20Q3 ’20: $9MQ3 ’20Q4 ’20: $12MQ4 ’20filingsflow.com

Portfolio Composition

By security type
Other: 42.1%Common Stock: 39.0%US DOMESTIC: 7.7%ADR: 6.4%PUBLIC: 4.8%
  • Other · 42.1% · $4M
  • Common Stock · 39.0% · $3M
  • US DOMESTIC · 7.7% · $684,000
  • ADR · 6.4% · $570,000
  • PUBLIC · 4.8% · $421,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Horizon Therapeutics PLCNEW+4.2K4.2K+$324,000$324,000
RAMPLiveRamp Holdings, Inc.NEW+6.0K6.0K+$311,000$311,000
Fiverr International Ltd.NEW+2.0K2.0K+$280,000$280,000
BABAAlibaba Group (ADR)NEW+936936+$275,000$275,000
DYDycom IndustriesNEW+4.9K4.9K+$258,000$258,000
AEMAgnico-Eagle Mines LimitedNEW+3.1K3.1K+$251,000$251,000
TSMTaiwan Semiconductor ADRNEW+2.9K2.9K+$232,000$232,000
D.R. Horton Inc.NEW+2.9K2.9K+$219,000$219,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

36 positions (from 38 filing rows — )
#IssuerClass% PortfolioValueShares
1RNGRingcentral Inc.history →COM6.16%$545,0002.0K
2CoStar Group, Inc.COM5.42%$479,000565
3Nvidia Corp.COM5.05%$447,000826
4Vonage Holdings CorpCVBOND · COM4.87%$431,000268.6K
5Boingo WirelessCVBOND · COM4.42%$391,000267.0K
6FIVNFive9history →COM4.34%$384,0003.0K
7Horizon Therapeutics PLCCOM3.66%$324,0004.2K
8RAMPLiveRamp Holdings, Inc.history →COM3.52%$311,0006.0K
9Fiverr International Ltd.COM3.17%$280,0002.0K
10BABAAlibaba Group (ADR)history →COM3.11%$275,000936
11MSFTMicrosoft Corp.history →COM3.09%$273,0001.3K
12Visa Inc - Class A SharesCOM3.08%$272,0001.4K
13DYDycom Industrieshistory →COM2.92%$258,0004.9K
14Mastercard Inc.COM2.87%$254,000752
15AEMAgnico-Eagle Mines Limitedhistory →COM2.84%$251,0003.1K
16DTDynatrace Inc.history →COM2.84%$251,0006.1K
17SPDR Gold SharesCOM2.78%$246,0001.4K
18TSMTaiwan Semiconductor ADRhistory →COM2.62%$232,0002.9K
19Ligand Pharmaceuticals ICVBOND2.54%$225,000250.0K
20AMZNAmazon Com Inc.history →COM2.53%$224,00071
21D.R. Horton Inc.COM2.48%$219,0002.9K
22First Horizon NationalPRD2.47%$218,0008.0K
23Wintrust Financial CorpPRD2.42%$214,0008.0K
24Limelight Networks IncCOM2.41%$213,00037.0K
25LVGOLivongo Health Inc.history →COM2.37%$210,0001.5K
26Apollo Global Management LLC 6PRD2.34%$207,0008.0K
27Netflix Inc.COM2.30%$203,000405
28TravelCenters of AmericaPRD2.30%$203,0008.0K
29DraftKings Inc.COM2.26%$200,0003.4K
30AGIAlamos Gold, Inc.history →COM2.02%$179,00020.3K
31ASPUAspen Group Inc.history →COM1.56%$138,00012.4K
32LINCLincoln Educational ServicesCOM0.90%$80,00014.5K
33UTIUniversal Technical Institute,COM0.88%$78,00015.4K
34HLHelca Mining coCOM0.74%$65,00012.9K
35NOKNokia Corp. (ADR)COM0.71%$63,00016.1K
36Petroquest Energy Inc.COM0.00%$011.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2020$12M45Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$9M38Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$20M65Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$46M95Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$79M109Jan 23, 202013F-HRchanges · EDGAR ↗
Q3 2019$183M108Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$186M105Jul 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$184M106May 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.