Managers / Q4 2019 · view latest →
FALCON POINT CAPITAL, LLC
CIK 0001251557 · TWO EMBARCADERO CENTER STE 420, SAN FRANCISCO, CA, 94111 · 4157829600
Reported Value
$79M
Q4 2019
Positions
109
Filings on Record
8
2019–present window
Filed
Jan 23, 2020
original filing
Summary
Falcon Point Capital, LLC reported $79M in U.S.-listed holdings across 109 positions for Q4 2019.
Its largest position, Fortress Transportation Infr, represents 3.8% of the portfolio.
Compared with Q3 2019, the fund opened 11 new positions and exited 10.
Portfolio Metrics
Turnover
+5.4%
vs prior filed quarter
Top-10 Concentration
+29.1%
share of reported value
Largest Position
+3.8%
Fortress Transportation Infr
New / Exited
11 / 10
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 69.1% · $54M
- Other · 20.9% · $16M
- Ltd Part · 3.8% · $3M
- US DOMESTIC · 2.2% · $2M
- PUBLIC · 1.9% · $1M
- Other · 2.1% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q3 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| LHG Group INC | NEW | +5.8K | 5.8K | +$803,000 | $803,000 |
| UTIUniversal Technical Institute, | NEW | +84.2K | 84.2K | +$649,000 | $649,000 |
| VIAVViavi Solutions Inc. | NEW | +40.9K | 40.9K | +$614,000 | $614,000 |
| QUMU Corporation | NEW | +126.3K | 126.3K | +$330,000 | $330,000 |
| BABAAlibaba Group (ADR) | NEW | +1.3K | 1.3K | +$278,000 | $278,000 |
| STRAStrategic Education Inc. | NEW | +1.6K | 1.6K | +$258,000 | $258,000 |
| Nvidia Corp. | NEW | +1.1K | 1.1K | +$258,000 | $258,000 |
| Vonage Holdings Corp | NEW | +250.0K | 250.0K | +$223,000 | $223,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2019
104 positions (from 109 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | Fortress Transportation & Infr | COM | 3.79% | $3M | 152.2K |
| 2 | Cardiovascular Systems Inc. | COM | 3.52% | $3M | 57.0K |
| 3 | ICFIICF Internationalhistory → | COM | 3.43% | $3M | 29.4K |
| 4 | R1 RCM Inc. | COM | 3.11% | $2M | 187.9K |
| 5 | NEONeogenomics, Inc.history → | COM | 3.08% | $2M | 82.8K |
| 6 | Perficient Inc. | COM | 2.86% | $2M | 48.7K |
| 7 | Eldorado Resorts, Inc. | COM | 2.72% | $2M | 35.8K |
| 8 | Limelight Networks Inc | COM | 2.49% | $2M | 478.8K |
| 9 | FIVNFive9history → | COM | 2.16% | $2M | 25.9K |
| 10 | STNGScorpio Tankers INC | COM · CVBOND | 1.94% | $2M | 281.0K |
| 11 | MTZMasTec, Inc.history → | COM | 1.83% | $1M | 22.4K |
| 12 | CRA International Inc. | COM | 1.82% | $1M | 26.3K |
| 13 | Vonage Holdings Corp. | COM · CVBOND | 1.82% | $1M | 412.4K |
| 14 | AGSPlayAGS,Inc.history → | COM | 1.80% | $1M | 116.5K |
| 15 | FireEye Inc. | COM · CVBOND | 1.77% | $1M | 319.7K |
| 16 | VCYTVeracyte Inc.history → | COM | 1.77% | $1M | 49.7K |
| 17 | WillScot Corp. | COM | 1.57% | $1M | 66.8K |
| 18 | OMCLOmnicell, Inc.history → | COM | 1.50% | $1M | 14.4K |
| 19 | Everi Holdings Inc. | COM | 1.50% | $1M | 87.5K |
| 20 | JACKJack In The Box Inc.history → | COM | 1.46% | $1M | 14.7K |
| 21 | Medical Properties Trust Inc. | COM | 1.46% | $1M | 54.4K |
| 22 | CalAmp Corp. | COM · CVBOND | 1.45% | $1M | 567.1K |
| 23 | SeaSpine Holdings Corp. | COM | 1.35% | $1M | 88.4K |
| 24 | BCOBrink's Co.history → | COM | 1.32% | $1M | 11.5K |
| 25 | Switch Inc | COM | 1.30% | $1M | 69.1K |
| 26 | QNSTQuinstreet, Inc.history → | COM | 1.30% | $1M | 66.8K |
| 27 | Vericel Corporation | COM | 1.27% | $997,000 | 57.3K |
| 28 | Chuy's Holdings | COM | 1.11% | $871,000 | 33.6K |
| 29 | BOXBox, Inc.history → | COM | 1.11% | $870,000 | 51.8K |
| 30 | CSVCarriage Services Inc.history → | COM | 1.10% | $864,000 | 33.7K |
| 31 | LGNDLigand Pharmaceuticals Inc.history → | COM | 1.08% | $846,000 | 8.1K |
| 32 | COHUCohu Inc.history → | COM | 1.07% | $842,000 | 36.8K |
| 33 | PFPTProofpoint, Inc.history → | COM | 1.05% | $823,000 | 7.2K |
| 34 | GLDDGreat Lakes Dredge & Dock Co.history → | COM | 1.03% | $806,000 | 71.1K |
| 35 | MDLAMedallia Inc.history → | COM | 1.03% | $805,000 | 25.9K |
| 36 | LHG Group INC | COM | 1.02% | $803,000 | 5.8K |
| 37 | ASGN Inc. | COM | 1.02% | $803,000 | 11.3K |
| 38 | WTFCWintrust Financial Corporationhistory → | COM | 1.00% | $789,000 | 11.1K |
| 39 | Upland Software Inc. | COM | 0.99% | $777,000 | 21.7K |
| 40 | NMIHNMI Holdings Inc. | COM | 0.98% | $773,000 | 23.3K |
| 41 | Saia Inc. | COM | 0.98% | $766,000 | 8.2K |
| 42 | BMCHBMC Stock Holdings INC | COM | 0.98% | $766,000 | 26.7K |
| 43 | IIVI Inc. | COM | 0.96% | $755,000 | 22.4K |
| 44 | Systemax Inc. | COM | 0.96% | $755,000 | 30.0K |
| 45 | ASPUAspen Group | COM | 0.94% | $740,000 | 92.5K |
| 46 | MMSMaximus, Inc. | COM | 0.85% | $664,000 | 8.9K |
| 47 | UTIUniversal Technical Institute, | COM | 0.83% | $649,000 | 84.2K |
| 48 | CSODCornerstone OnDemand | COM | 0.83% | $648,000 | 11.1K |
| 49 | Boingo Wireless Inc. | COM · CVBOND | 0.81% | $639,000 | 288.2K |
| 50 | ALNTAllied Motion Technologies | COM | 0.80% | $632,000 | 13.0K |
| 51 | HOMBHome Bancshares INC | COM | 0.79% | $619,000 | 31.5K |
| 52 | HCKTHackett Group | COM | 0.79% | $618,000 | 38.3K |
| 53 | BVBrightView Holdings Inc. | COM | 0.78% | $615,000 | 36.5K |
| 54 | VIAVViavi Solutions Inc. | COM | 0.78% | $614,000 | 40.9K |
| 55 | PLYMPlymouth Industrial Reit Inc. | COM | 0.77% | $606,000 | 33.0K |
| 56 | HQYHealthEquity Inc. | COM | 0.77% | $602,000 | 8.1K |
| 57 | ABCBAmeris Bancorp | COM | 0.70% | $547,000 | 12.9K |
| 58 | Kornit Digital LTD | COM | 0.68% | $533,000 | 15.6K |
| 59 | VPGVishay Precision Group | COM | 0.65% | $508,000 | 14.9K |
| 60 | Pzena Investment Management, I | COM | 0.64% | $499,000 | 57.9K |
| 61 | WTSWatts Water Technologies-A | COM | 0.60% | $471,000 | 4.7K |
| 62 | NY Community Cap Trust V | CVPFD | 0.58% | $454,000 | 9.0K |
| 63 | RNGRingcentral Inc. | COM | 0.56% | $437,000 | 2.6K |
| 64 | AMG Capital | CVPFD | 0.55% | $434,000 | 9.0K |
| 65 | CoStar Group, Inc. | COM | 0.53% | $414,000 | 692 |
| 66 | Leaf Group | COM | 0.50% | $396,000 | 98.9K |
| 67 | Pfenex Inc. | COM | 0.49% | $385,000 | 35.1K |
| 68 | BBSIBarrett Business Services Inc | COM | 0.49% | $381,000 | 4.2K |
| 69 | TravelCenters of America | PRD | 0.48% | $379,000 | 15.0K |
| 70 | Alphatec Holdings, Inc. | COM | 0.44% | $347,000 | 49.0K |
| 71 | QUMU Corporation | COM | 0.42% | $330,000 | 126.3K |
| 72 | TSMTaiwan Semiconductor ADR | COM | 0.40% | $314,000 | 5.4K |
| 73 | DYDycom Industries | COM | 0.39% | $306,000 | 6.5K |
| 74 | ONTOOnto Innovation Inc. | COM | 0.35% | $278,000 | 7.6K |
| 75 | BABAAlibaba Group (ADR) | COM | 0.35% | $278,000 | 1.3K |
| 76 | MSFTMicrosoft Corp. | COM | 0.35% | $272,000 | 1.7K |
| 77 | Quanta Services Inc. | COM | 0.34% | $270,000 | 6.6K |
| 78 | Apollo Global Management LLC | PRD | 0.34% | $266,000 | 10.0K |
| 79 | Triton International Ltd | COM | 0.33% | $263,000 | 6.5K |
| 80 | GPXGP Strategies Corp | COM | 0.33% | $261,000 | 19.7K |
| 81 | AEMAgnico-Eagle Mines LTD | COM | 0.33% | $260,000 | 4.2K |
| 82 | Mastercard Inc. | COM | 0.33% | $260,000 | 872 |
| 83 | Nvidia Corp. | COM | 0.33% | $258,000 | 1.1K |
| 84 | STRAStrategic Education Inc. | COM | 0.33% | $258,000 | 1.6K |
| 85 | KRUSKura Sushi USA, Inc. | COM | 0.33% | $256,000 | 10.1K |
| 86 | Visa Inc - Class A Shares | COM | 0.32% | $255,000 | 1.4K |
| 87 | Encore Capital Group Inc. | CVBOND | 0.31% | $245,000 | 250.0K |
| 88 | SJBProshares Short High Yield | COM | 0.31% | $242,000 | 11.8K |
| 89 | Urstadt Biddle Properties | COM | 0.30% | $234,000 | 9.4K |
| 90 | VRAYQViewRay, Inc. | COM | 0.30% | $232,000 | 55.1K |
| 91 | XPOXPO Logistics Inc. | COM | 0.29% | $226,000 | 2.8K |
| 92 | Wintrust Financial Group | PRD | 0.28% | $217,000 | 7.5K |
| 93 | MGMMGM Grand | COM | 0.27% | $209,000 | 6.3K |
| 94 | American Homes 4 Rent | PRD | 0.26% | $207,000 | 8.0K |
| 95 | BLFSBiolife Solutions INC | COM | 0.26% | $205,000 | 12.7K |
| 96 | Horizon Global Corp. | CVBOND | 0.25% | $199,000 | 250.0K |
| 97 | Adesto Technologies CORP | COM | 0.23% | $179,000 | 21.1K |
| 98 | XENEXenon Pharmaceuticals INC | COM | 0.22% | $170,000 | 13.0K |
| 99 | OptiNose | COM | 0.19% | $147,000 | 15.9K |
| 100 | Apollo Endosurgery Inc. | COM | 0.15% | $120,000 | 42.2K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q4 2020 | $12M | 45 | Jan 29, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $9M | 38 | Oct 22, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $20M | 65 | Jul 21, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $46M | 95 | Apr 22, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $79M | 109 | Jan 23, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $183M | 108 | Nov 13, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $186M | 105 | Jul 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $184M | 106 | May 8, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 1 additional manager.
- SEI INVESTMENTS MANAGEMENT CORP028-16475
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.