SEC 13F Intelligence

Managers / Q2 2020 · view latest →

FALCON POINT CAPITAL, LLC

CIK 0001251557 · TWO EMBARCADERO CENTER STE 420, SAN FRANCISCO, CA, 94111 · 4157829600

Reported Value
$20M
Q2 2020
Positions
65
Filings on Record
8
2019–present window
Filed
Jul 21, 2020
original filing

Summary

Falcon Point Capital, LLC reported $20M in U.S.-listed holdings across 65 positions for Q2 2020.

Its largest position, Vonage, represents 4.7% of the portfolio.

Compared with Q1 2020, the fund opened 12 new positions and exited 42.

Portfolio Metrics

Turnover
+10.9%
vs prior filed quarter
Top-10 Concentration
+31.1%
share of reported value
Largest Position
+4.7%
Vonage
New / Exited
12 / 42
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $184MQ1 ’19Q2 ’19: $186MQ2 ’19Q3 ’19: $183MQ3 ’19Q4 ’19: $79MQ4 ’19Q1 ’20: $46MQ1 ’20Q2 ’20: $20MQ2 ’20Q3 ’20: $9MQ3 ’20Q4 ’20: $12MQ4 ’20filingsflow.com

Portfolio Composition

By security type
Common Stock: 53.0%Other: 27.5%PUBLIC: 8.0%US DOMESTIC: 6.7%Ltd Part: 3.0%ETP: 1.7%
  • Common Stock · 53.0% · $11M
  • Other · 27.5% · $6M
  • PUBLIC · 8.0% · $2M
  • US DOMESTIC · 6.7% · $1M
  • Ltd Part · 3.0% · $618,000
  • ETP · 1.7% · $350,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AGIAlamos Gold, Inc.NEW+35.9K35.9K+$336,000$336,000
WSCWillScot Mobile Mini HoldingsNEW+22.5K22.5K+$277,000$277,000
Quidel CorpNEW+1.2K1.2K+$263,000$263,000
Upwork Inc.NEW+18.1K18.1K+$261,000$261,000
Wintrust Financial CorpNEW+10.0K10.0K+$260,000$260,000
First Horizon NationalNEW+10.0K10.0K+$253,000$253,000
DTDynatrace Inc.NEW+6.1K6.1K+$249,000$249,000
Vonage Holdings CorpNEW+250.0K250.0K+$233,000$233,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

62 positions (from 65 filing rows — )
#IssuerClass% PortfolioValueShares
1Vonage Holdings Corp.COM · CVBOND4.70%$959,000322.1K
2Limelight Networks IncCOM4.40%$899,000122.1K
3FIVNFive9history →COM3.81%$778,0007.0K
4RNGRingcentral Inc.history →COM3.05%$622,0002.2K
5Fortress Transportation & InfrCOM3.03%$618,00047.6K
6Boingo Wireless Inc.COM · CVBOND2.67%$545,000274.2K
7FireEye Inc.COM · CVBOND2.46%$503,000271.9K
8Medical Properties Trust Inc.COM2.36%$482,00025.7K
9BOXBox, Inc.history →COM2.32%$474,00022.8K
10LHC Group Inc.COM2.32%$474,0002.7K
11IIVI Inc.COM2.27%$463,0009.8K
12NEONeogenomics, Inc.history →COM2.18%$446,00014.4K
13PFPTProofpoint, Inc.history →COM2.12%$432,0003.9K
14Switch, Inc.COM2.05%$418,00023.5K
15Nvidia Corp.COM1.98%$405,0001.1K
16CoStar Group, Inc.COM1.97%$403,000567
17NY Community Cap Trust VCVPFD1.97%$402,0009.0K
18ICFIICF Internationalhistory →COM1.83%$374,0005.8K
19BCOBrink's Co.history →COM1.80%$367,0008.1K
20TravelCenters of AmericaPRD1.78%$364,00015.0K
21Perficient Inc.COM1.78%$364,00010.2K
22AMG CapitalCVPFD1.74%$356,0009.0K
23MSFTMicrosoft Corp.history →COM1.71%$350,0001.7K
24SJBProshares Short High Yieldhistory →COM1.71%$350,00016.8K
25AMZNAmazon Com Inc.history →COM1.66%$339,000123
26AGIAlamos Gold, Inc.history →COM1.65%$336,00035.9K
27JACKJack In The Box Inc.history →COM1.58%$323,0004.4K
28LGNDLigand Pharmaceuticals Inc.history →COM1.57%$321,0002.9K
29R1 RCM Inc.COM1.56%$319,00028.6K
30SPDR Gold SharesCOM1.47%$300,0001.8K
31Cardiovascular Systems Inc.COM1.39%$283,0009.0K
32WSCWillScot Mobile Mini Holdingshistory →COM1.36%$277,00022.5K
33Quidel CorpCOM1.29%$263,0001.2K
34Visa Inc - Class A SharesCOM1.28%$262,0001.4K
35Upwork Inc.COM1.28%$261,00018.1K
36Wintrust Financial CorpPRD1.27%$260,00010.0K
37VCYTVeracyte Inc.history →COM1.26%$258,0009.9K
38Apollo Global Management LLCPRD1.26%$257,00010.0K
39ABXBarrick Gold Corphistory →COM1.25%$255,0009.5K
40First Horizon NationalPRD1.24%$253,00010.0K
41Mastercard Inc.COM1.23%$252,000852
42DTDynatrace Inc.history →COM1.22%$249,0006.1K
43Encore Capital Group Inc.CVBOND1.18%$240,000250.0K
44MTZMasTec, Inc.history →COM1.14%$232,0005.2K
45ASGN Inc.COM1.12%$229,0003.4K
46CYRXCryoport Inc.history →COM1.10%$224,0007.4K
47Ligand Pharmaceuticals ICVBOND1.07%$219,000250.0K
48UTIUniversal Technical Institute,history →COM1.07%$218,00031.3K
49MMSMaximus, Inc.history →COM1.04%$213,0003.0K
50Scorpio Tankers IncCVBOND1.04%$213,000250.0K
51WPMWheaton Precious Metals Corp.history →COM1.04%$212,0004.8K
52VIAVViavi Solutions Inc.COM0.98%$200,00015.7K
53SeaSpine Holdings Corp.COM0.91%$186,00017.8K
54ASPUAspen Group Inc.COM0.87%$177,00019.5K
55Vericel CorporationCOM0.83%$170,00012.3K
56HOMBHome Bancshares INCCOM0.80%$164,00010.7K
57Everi Holdings Inc.COM0.70%$143,00027.6K
58BVBrightView Holdings Inc.COM0.68%$139,00012.4K
59CERSCerus CorporationCOM0.56%$114,00017.2K
60Pfenex Inc.COM0.54%$110,00013.2K
61CDECoeur Mining Inc.COM0.43%$88,00017.4K
62Petroquest Energy Inc.COM0.03%$6,00011.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2020$12M45Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$9M38Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$20M65Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$46M95Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$79M109Jan 23, 202013F-HRchanges · EDGAR ↗
Q3 2019$183M108Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$186M105Jul 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$184M106May 8, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SEI INVESTMENTS MANAGEMENT CORP028-16475

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.