SEC 13F Intelligence

Managers / Q1 2019 · view latest →

FALCON POINT CAPITAL, LLC

CIK 0001251557 · TWO EMBARCADERO CENTER STE 420, SAN FRANCISCO, CA, 94111 · 4157829600

Reported Value
$184M
Q1 2019
Positions
106
Filings on Record
8
2019–present window
Filed
May 8, 2019
original filing

Summary

Falcon Point Capital, LLC reported $184M in U.S.-listed holdings across 106 positions for Q1 2019.

Its largest position, Fireeye, represents 3.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+30.0%
share of reported value
Largest Position
+3.8%
Fireeye

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $184MQ1 ’19Q2 ’19: $186MQ2 ’19Q3 ’19: $183MQ3 ’19Q4 ’19: $79MQ4 ’19Q1 ’20: $46MQ1 ’20Q2 ’20: $20MQ2 ’20Q3 ’20: $9MQ3 ’20Q4 ’20: $12MQ4 ’20filingsflow.com

Portfolio Composition

By security type
Common Stock: 76.0%Other: 18.7%Ltd Part: 3.2%PUBLIC: 0.9%US DOMESTIC: 0.8%Other: 0.3%
  • Common Stock · 76.0% · $140M
  • Other · 18.7% · $34M
  • Ltd Part · 3.2% · $6M
  • PUBLIC · 0.9% · $2M
  • US DOMESTIC · 0.8% · $2M
  • Other · 0.3% · $503,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
FireEye Inc.NEW+414.3K414.3K+$7M$7M
Eldorado Resorts, Inc.NEW+133.4K133.4K+$6M$6M
Fortress Transportation & InfrNEW+346.3K346.3K+$6M$6M
PFPTProofpoint, Inc.NEW+48.6K48.6K+$6M$6M
Cardiovascular Systems Inc.NEW+143.8K143.8K+$6M$6M
JACKJack In The Box Inc.NEW+67.9K67.9K+$6M$6M
FIVNFive9NEW+94.3K94.3K+$5M$5M
AGSPlay AGS,Inc.NEW+201.5K201.5K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

102 positions (from 106 filing rows — )
#IssuerClass% PortfolioValueShares
1FireEye Inc.COM3.79%$7M414.3K
2Eldorado Resorts, Inc.COM3.39%$6M133.4K
3Fortress Transportation & InfrCOM3.23%$6M346.3K
4PFPTProofpoint, Inc.history →COM3.21%$6M48.6K
5Cardiovascular Systems Inc.COM3.03%$6M143.8K
6JACKJack In The Box Inc.history →COM3.00%$6M67.9K
7FIVNFive9history →COM2.71%$5M94.3K
8AGSPlay AGS,Inc.history →COM2.63%$5M201.5K
9WAGEWageWorks, Inc.history →COM2.51%$5M121.8K
10STRAStrategic Education Inc.history →COM2.46%$5M34.4K
11NEONeogenomics, Inc.history →COM2.45%$5M220.0K
12IARTIntegra Life Scienceshistory →COM2.45%$4M80.7K
13Boingo Wireless Inc.COM · CVBOND2.30%$4M422.0K
14CSODCornerstone OnDemandhistory →COM2.16%$4M72.3K
15MTZMasTec, Inc.history →COM2.09%$4M79.9K
16LGNDLigand Pharmaceuticals Inc.history →COM2.09%$4M30.5K
17SeaSpine Holdings Corp.COM2.09%$4M253.9K
18ICFIICF Internationalhistory →COM2.06%$4M49.7K
19MMSIMerit Medical Systems Inc.history →COM2.06%$4M61.1K
20BCOBrink's Co.history →COM2.06%$4M50.0K
21Vonage Holdings Corp.COM1.93%$4M352.5K
22BioTelemetry Inc.COM1.90%$3M55.6K
23Perficient Inc.COM1.86%$3M124.4K
24BOXBox, Inc.history →COM1.84%$3M175.3K
25Medical Properties Trust Inc.COM1.77%$3M175.4K
26CalAmp Corp.COM · CVBOND1.72%$3M711.9K
27OMCLOmnicell, Inc.history →COM1.59%$3M36.1K
28Limelight Networks IncCOM1.53%$3M869.0K
29Health Insurance InnovationCOM1.46%$3M100.1K
30APOGApogee Enterprises, Inc.history →COM1.44%$3M70.4K
31Conns Inc.COM1.44%$3M115.4K
32CENTACentral Garden and Pet CO-Ahistory →COM1.43%$3M112.9K
33WTFCWintrust Financial Corporationhistory →COM1.41%$3M38.4K
34ASGN Inc.COM1.36%$2M39.3K
35WTSWatts Water Technologies-Ahistory →COM1.36%$2M30.8K
36MMSMaximus, Inc.history →COM1.31%$2M33.8K
37WillScot Corp.COM1.20%$2M199.2K
38GDOTGreen Dot Corporationhistory →COM1.16%$2M35.2K
39HOMBHome Bancshares INChistory →COM1.14%$2M119.1K
40Everbridge Inc.COM1.09%$2M26.6K
41Switch IncCOM1.09%$2M193.3K
42Saia Inc.COM1.04%$2M31.2K
43Retrophin ICOM0.96%$2M78.1K
44Nuvectra Corp.COM0.88%$2M146.0K
45DYDycom IndustriesCOM0.74%$1M29.5K
46Carrizo Oil & Gas Inc.COM0.73%$1M108.2K
47VKTXViking Therapeutics, Inc.COM0.64%$1M118.5K
48TAUSDTravelCenters of America LLCCOM · PRD0.61%$1M171.0K
49CRA International Inc.COM0.57%$1M20.5K
50Upland Software Inc.COM0.49%$901,00021.3K
51GLDDGreat Lakes Dredge & Dock Co.COM0.46%$852,00095.6K
52Quantenna Communications Inc.COM0.43%$792,00032.6K
53Leaf GroupCOM0.42%$766,00095.5K
54Kornit Digital LTDCOM0.42%$764,00032.1K
55R1 RCM Inc.COM0.37%$674,00069.7K
56NMIHNMI Holdings Inc.COM0.36%$663,00025.6K
57PetiqCOM0.33%$612,00019.5K
58Systemax INCCOM0.32%$588,00026.0K
59CSVCarriage Services Inc.COM0.32%$584,00030.3K
60Pzena Investment Management, ICOM0.30%$554,00068.5K
61Intricon CorpCOM0.30%$547,00021.8K
62Pfenex Inc.COM0.28%$513,00083.0K
63Chuy's HoldingsCOM0.28%$512,00022.5K
64AMG CapitalCVPFD0.28%$507,00010.0K
65QNSTQuinstreet, Inc.COM0.28%$506,00037.8K
66NY Community Cap Trust VCVPFD0.26%$482,00010.0K
67Harvard Biosciences INCCOM0.25%$450,000104.3K
68Unit CorporationCOM0.24%$446,00031.3K
69ASPUAspen GroupCOM0.24%$443,00083.1K
70ALNTAllied Motion TechnologiesCOM0.24%$437,00012.7K
71HCKTHackett GroupCOM0.23%$417,00026.4K
72RGENRepligen Corp.COM0.22%$409,0006.9K
73BVEDiamond Hill Investment Group,COM0.22%$404,0002.9K
74PROS Holding, Inc.CVBOND0.22%$395,000350.0K
75RNGRingcentral Inc.COM0.19%$348,0003.2K
76CoStar Group, Inc.COM0.16%$297,000636
77VPGVishay Precision GroupCOM0.16%$285,0008.3K
78Avedro Inc.COM0.14%$261,00021.3K
79SJBProshares Short High YieldCOM0.14%$257,00011.8K
80WPMWheaton Precious Metals Corp.COM0.14%$252,00010.6K
81EZCORP Inc.CVBOND0.14%$249,000250.0K
82Apollo Management LLCPRD0.14%$248,00010.0K
83Scorpio Tankers Inc.CVBOND0.13%$246,000250.0K
84Visa Inc - Class A SharesCOM0.13%$244,0001.6K
85Apollo Endosurgery Inc.COM0.13%$243,00065.0K
86Mastercard Inc.COM0.13%$236,0001.0K
87GPXGP Strategies CorpCOM0.13%$233,00019.2K
88DVAXDynavax TechnologyCOM0.13%$232,00031.7K
89Encore Capital Group Inc.CVBOND0.13%$230,000250.0K
90Castlight Health INCCOM0.12%$226,00060.4K
91ALDXAldeyra Therapeutics Inc.COM0.12%$221,00024.4K
92AEMAgnico-Eagle Mines LTDCOM0.12%$215,0005.0K
93Wintrust Financial GroupPRD0.11%$209,0007.5K
94American Homes 4 RentPRD0.11%$209,0008.0K
95Triton International LtdCOM0.11%$203,0006.5K
96MSFTMicrosoft Corp.COM0.11%$203,0001.7K
97ABXBarrick Gold CorpCOM0.09%$171,00012.4K
98Horizon Global Corp.CVBOND0.08%$153,000250.0K
99SKISPeak Resorts IncCOM0.07%$136,00030.0K
100VRAYQViewRay, Inc.COM0.07%$132,00017.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2020$12M45Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$9M38Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$20M65Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$46M95Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$79M109Jan 23, 202013F-HRchanges · EDGAR ↗
Q3 2019$183M108Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$186M105Jul 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$184M106May 8, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SEI INVESTMENTS MANAGEMENT CORP028-16475

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.