SEC 13F Intelligence

Managers / Q3 2019 · view latest →

FALCON POINT CAPITAL, LLC

CIK 0001251557 · TWO EMBARCADERO CENTER STE 420, SAN FRANCISCO, CA, 94111 · 4157829600

Reported Value
$183M
Q3 2019
Positions
108
Filings on Record
8
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Falcon Point Capital, LLC reported $183M in U.S.-listed holdings across 108 positions for Q3 2019.

Its largest position, Cardiovascular Systems, represents 3.9% of the portfolio.

Compared with Q2 2019, the fund opened 25 new positions and exited 22.

Portfolio Metrics

Turnover
+18.1%
vs prior filed quarter
Top-10 Concentration
+31.9%
share of reported value
Largest Position
+3.9%
Cardiovascular Systems
New / Exited
25 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $184MQ1 ’19Q2 ’19: $186MQ2 ’19Q3 ’19: $183MQ3 ’19Q4 ’19: $79MQ4 ’19Q1 ’20: $46MQ1 ’20Q2 ’20: $20MQ2 ’20Q3 ’20: $9MQ3 ’20Q4 ’20: $12MQ4 ’20filingsflow.com

Portfolio Composition

By security type
Common Stock: 73.8%Other: 20.5%Ltd Part: 3.2%US DOMESTIC: 1.0%PUBLIC: 0.8%Other: 0.8%
  • Common Stock · 73.8% · $135M
  • Other · 20.5% · $37M
  • Ltd Part · 3.2% · $6M
  • US DOMESTIC · 1.0% · $2M
  • PUBLIC · 0.8% · $1M
  • Other · 0.8% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BMCHBMC Stock Holdings INCNEW+86.4K86.4K+$2M$2M
ABCBAmeris BancorpNEW+52.3K52.3K+$2M$2M
STNGScorpio Tankers INCNEW+69.3K69.3K+$2M$2M
HQYHealthEquity Inc.NEW+33.1K33.1K+$2M$2M
Vericel CorporationNEW+115.9K115.9K+$2M$2M
MDLAMedallia Inc.NEW+24.8K24.8K+$720,000$720,000
Carbonite Inc.NEW+40.6K40.6K+$696,000$696,000
PLYMPlymouth Industrial Reit Inc.NEW+33.0K33.0K+$622,000$622,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

104 positions (from 108 filing rows — )
#IssuerClass% PortfolioValueShares
1Cardiovascular Systems Inc.COM3.91%$7M160.5K
2ICFIICF Internationalhistory →COM3.62%$7M77.1K
3FireEye Inc.COM · CVBOND3.27%$6M611.4K
4JACKJack In The Box Inc.history →COM3.24%$6M70.4K
5Fortress Transportation & InfrCOM3.20%$6M368.0K
6MTZMasTec, Inc.history →COM3.14%$6M91.1K
7Eldorado Resorts, Inc.COM2.94%$5M119.9K
8Perficient Inc.COM2.86%$5M133.4K
9NEONeogenomics, Inc.history →COM2.86%$5M227.9K
10R1 RCM Inc.COM2.86%$5M490.9K
11Limelight Networks IncCOM2.52%$5M1.09M
12Vonage Holdings Corp.COM2.49%$5M465.1K
13Conns Inc.COM2.41%$4M181.7K
14WillScot Corp.COM2.34%$4M271.1K
15PFPTProofpoint, Inc.history →COM2.31%$4M36.6K
16Switch IncCOM2.28%$4M282.2K
17BCOBrink's Co.history →COM2.18%$4M46.7K
18Medical Properties Trust Inc.COM2.13%$4M187.8K
19AGSPlayAGS,Inc.history →COM2.12%$4M334.6K
20OMCLOmnicell, Inc.history →COM2.01%$4M52.1K
21LGNDLigand Pharmaceuticals Inc.history →COM1.96%$4M32.8K
22SeaSpine Holdings Corp.COM1.80%$3M237.2K
23FIVNFive9history →COM1.79%$3M58.9K
24BOXBox, Inc.history →COM1.69%$3M182.4K
25Saia Inc.COM1.64%$3M33.6K
26IIVI Inc.COM1.59%$3M87.4K
27WTFCWintrust Financial Corporationhistory →COM1.59%$3M45.4K
28MMSMaximus, Inc.history →COM1.53%$3M36.4K
29ASGN Inc.COM1.47%$3M42.3K
30CalAmp Corp.COM · CVBOND1.45%$3M692.1K
31BVBrightView Holdings Inc.history →COM1.45%$3M148.5K
32CSODCornerstone OnDemandhistory →COM1.37%$2M42.6K
33STNGScorpio Tankers INCCOM · CVBOND1.36%$2M319.3K
34HOMBHome Bancshares INChistory →COM1.30%$2M128.3K
35BMCHBMC Stock Holdings INChistory →COM1.28%$2M86.4K
36ABCBAmeris Bancorphistory →COM1.23%$2M52.3K
37Everbridge Inc.COM1.09%$2M28.6K
38HQYHealthEquity Inc.history →COM1.03%$2M33.1K
39Vericel CorporationCOM1.01%$2M115.9K
40APOGApogee Enterprises, Inc.COM0.98%$2M47.8K
41WTSWatts Water Technologies-ACOM0.98%$2M19.1K
42VCYTVeracyte Inc.COM0.91%$2M72.0K
43Boingo Wireless Inc.COM · CVBOND0.86%$2M392.9K
44MMSIMerit Medical Systems Inc.COM0.82%$2M72.7K
45CRA International Inc.COM0.70%$1M26.1K
46DYDycom IndustriesCOM0.66%$1M26.4K
47QNSTQuinstreet, Inc.COM0.46%$834,00065.0K
48Chuy's HoldingsCOM0.45%$819,00033.6K
49Upland Software Inc.COM0.45%$816,00021.8K
50CSVCarriage Services Inc.COM0.44%$803,00031.2K
51NMIHNMI Holdings Inc.COM0.42%$764,00026.1K
52GLDDGreat Lakes Dredge & Dock Co.COM0.42%$764,00071.1K
53Kornit Digital LTDCOM0.41%$755,00022.2K
54MDLAMedallia Inc.COM0.39%$720,00024.8K
55Carbonite Inc.COM0.38%$696,00040.6K
56Systemax Inc.COM0.36%$649,00030.0K
57HCKTHackett GroupCOM0.35%$647,00038.3K
58ASPUAspen GroupCOM0.34%$625,000100.0K
59PLYMPlymouth Industrial Reit Inc.COM0.34%$622,00033.0K
60Avedro Inc.COM0.28%$519,00022.3K
61VPGVishay Precision GroupCOM0.28%$509,00014.9K
62ALNTAllied Motion TechnologiesCOM0.27%$494,00013.0K
63Pzena Investment Management, ICOM0.26%$480,00057.9K
64NY Community Cap Trust VCVPFD0.25%$457,0009.0K
65RNGRingcentral Inc.COM0.24%$432,0002.7K
66Everi Holdings Inc.COM0.24%$432,00043.0K
67AMG CapitalCVPFD0.24%$429,0009.0K
68Pfenex Inc.COM0.22%$408,00044.2K
69CoStar Group, Inc.COM0.21%$386,000702
70TravelCenters of AmericaPRD0.21%$382,00015.0K
71BBSIBarrett Business Services IncCOM0.20%$370,0004.2K
72Alphatec Holdings, Inc.COM0.16%$295,00042.9K
73TSMTaiwan Semiconductor ADRCOM0.15%$279,0005.4K
74Quanta Services Inc.COM0.15%$279,0006.6K
75Leaf GroupCOM0.14%$264,00088.9K
76Apollo Global Management LLC A137PRD0.14%$264,00010.0K
77AEMAgnico-Eagle Mines LTDCOM0.14%$260,0004.2K
78AMDAdvanced Micro Devices, Inc.COM0.14%$252,0007.4K
79MSFTMicrosoft Corp.COM0.14%$251,0001.8K
80WPMWheaton Precious Metals Corp.COM0.14%$251,0008.9K
81SJBProshares Short High YieldCOM0.14%$248,00011.8K
82Encore Capital Group Inc.CVBOND0.13%$243,000250.0K
83Visa Inc - Class A SharesCOM0.13%$243,0001.4K
84Mastercard Inc.COM0.13%$241,000872
85Triton International LtdCOM0.13%$240,0006.5K
86Urstadt Biddle PropertiesCOM0.13%$230,0009.4K
87Wintrust Financial GroupPRD0.12%$219,0007.5K
88GPXGP Strategies CorpCOM0.12%$219,00019.7K
89XPOXPO Logistics Inc.COM0.12%$218,0002.9K
90ONTOOnto Innovation Inc.COM0.12%$216,0006.7K
91BLFSBiolife Solutions INCCOM0.12%$215,00012.7K
92American Homes 4 RentPRD0.12%$213,0008.0K
93Horizon Global Corp.CVBOND0.11%$199,000250.0K
94KRUSKura Sushi USA, Inc.COM0.10%$186,00010.1K
95COHUCohu Inc.COM0.10%$185,00011.1K
96PROS Holding, Inc.CVBOND0.08%$152,000100.0K
97ALDXAldeyra Therapeutics Inc.COM0.08%$140,00025.1K
98Apollo Endosurgery Inc.COM0.07%$130,00042.2K
99OptiNoseCOM0.07%$124,00015.9K
100VRAYQViewRay, Inc.COM0.06%$112,00043.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2020$12M45Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$9M38Oct 22, 202013F-HRchanges · EDGAR ↗
Q2 2020$20M65Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$46M95Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$79M109Jan 23, 202013F-HRchanges · EDGAR ↗
Q3 2019$183M108Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$186M105Jul 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$184M106May 8, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SEI INVESTMENTS MANAGEMENT CORP028-16475

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.