SEC 13F Intelligence

Managers / Q3 2021 · view latest →

AXS Investments LLC

CIK 0001801467 · 181 WESTCHESTER AVE, SUITE 402, PORT CHESTER, NY, 10573 · 833-297-2587

Reported Value
$267M
Q3 2021
Positions
98
Filings on Record
24
2019–present window
Filed
Nov 5, 2021
original filing

Summary

Axs Investments LLC reported $267M in U.S.-listed holdings across 98 positions for Q3 2021.

The portfolio is heavily concentrated: Ishares Tr alone accounts for 20.8% of reported value.

Compared with Q2 2021, the fund opened 69 new positions and exited 129.

Portfolio Metrics

Turnover
+82.6%
vs prior filed quarter
Top-10 Concentration
+79.9%
share of reported value
Largest Position
+20.8%
Ishares Tr
New / Exited
69 / 129
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $281MQ1 ’21Q2 ’21: $328MQ3 ’21: $267MQ4 ’21: $423MQ4 ’21Q1 ’22: $251MQ2 ’22: $282MQ3 ’22: $257MQ3 ’22Q4 ’22: $280MQ1 ’23: $303MQ2 ’23: $375MQ2 ’23Q3 ’23: $387MQ4 ’23: $417MQ1 ’24: $290MQ1 ’24Q2 ’24: $417MQ3 ’24: $376MQ4 ’24: $359MQ4 ’24Q1 ’25: $362MQ2 ’25: $244MQ3 ’25: $230MQ3 ’25Q4 ’25: $208MQ1 ’26: $290Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 50.4%ETP: 47.7%Other: 1.4%Closed-End Fund: 0.5%MLP: 0.1%
  • Common Stock · 50.4% · $134M
  • ETP · 47.7% · $127M
  • Other · 1.4% · $4M
  • Closed-End Fund · 0.5% · $1M
  • MLP · 0.1% · $233,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DFHDREAM FINDERS HOMES INCNEW+2.75M2.75M+$48M$48M
J P MORGAN EXCHANGE-TRADED FNEW+473.8K473.8K+$24M$24M
ISHARES TRNEW+74.6K74.6K+$20M$20M
ISHARES INCNEW+153.5K153.5K+$16M$16M
GSBDGOLDMAN SACHS BDC INCNEW+647.2K647.2K+$12M$12M
VANGUARD TAX-MANAGED INTL FDNEW+168.7K168.7K+$9M$9M
ISHARES TRNEW+38.0K38.0K+$8M$8M
ISHARES TRNEW+94.9K94.9K+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

83 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P MCP ETF · RUSSELL 2000 ETF · MSCI EAFE MIN VL · MSCI USA MIN VOL · SELECT DIVID ETF · MSCI EMG MKT ETF · JPMORGAN USD EMG · CORE S&P500 ETF · MSCI EAFE ETF · S&P 500 GRWT ETF · MORNINGSTAR GRWT · RUS 2000 GRW ETF · S&P 500 VAL ETF · CORE S&P SCP ETF20.82%$56M454.7K
2DFHDREAM FINDERS HOMES INChistory →COM CL A17.88%$48M2.75M
3KOCOCA COLA COhistory →COM12.62%$34M641.3K
4J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC9.01%$24M473.8K
5ISHARES INCMSCI GBL MIN VOL · MSCI EMERG MRKT6.94%$19M197.3K
6GSBDGOLDMAN SACHS BDC INChistory →SHS4.45%$12M647.2K
7VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF3.19%$9M168.7K
8NDQINVESCO QQQ TRhistory →UNIT SER 12.25%$6M16.8K
9VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF1.49%$4M79.6K
10GQ9SPDR GOLD TRhistory →GOLD SHS1.29%$3M20.9K
11CELHCELSIUS HLDGS INChistory →COM NEW1.01%$3M30.0K
12WDAYWORKDAY INCCL A0.95%$3M10.2K
13TFCTRUIST FINL CORPCOM0.93%$2M42.4K
14WHEELS UP EXPERIENCE INCCOM CL A0.89%$2M360.7K
15GENERAL ELECTRIC COCOM NEW0.87%$2M22.4K
16DWDMORGAN STANLEYCOM NEW0.86%$2M23.5K
17VANGUARD INDEX FDSTOTAL STK MKT0.85%$2M10.3K
18AMZNAMAZON COM INCCOM0.75%$2M606
19AXPAMERICAN EXPRESS COCOM0.73%$2M11.6K
20LOBLIVE OAK BANCSHARES INCCOM0.72%$2M30.0K
21GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.71%$2M708
22SPDR S&P 500 ETF TRTR UNIT0.61%$2M3.8K
23MSFTMICROSOFT CORPCOM0.50%$1M4.7K
24AAPLAPPLE INCCOM0.40%$1M7.6K
25BSLBLACKSTONE SENIOR FLOATNG RACOM0.32%$856,00052.1K
26LISTED FD TRHORIZON KINETICS0.31%$818,00028.0K
27WWEUSDWORLD WRESTLING ENTMT INCCL A0.30%$809,00014.4K
28XLFSELECT SECTOR SPDR TRFINANCIAL0.29%$783,00020.9K
29METAFACEBOOK INCCL A0.29%$768,0002.3K
30KNSLKINSALE CAP GROUP INCCOM0.28%$735,0004.5K
31SFBSSERVISFIRST BANCSHARES INCCOM0.27%$712,0009.2K
32VANGUARD SPECIALIZED FUNDSDIV APP ETF0.27%$708,0004.6K
33EXMOCEXXON MOBIL CORPCOM0.26%$703,00011.9K
34HDHOME DEPOT INCCOM0.25%$666,0002.0K
35CCBGCAPITAL CITY BK GROUP INCCOM0.21%$569,00023.0K
36BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.21%$558,0002.0K
37PNCPNC FINL SVCS GROUP INCCOM0.20%$533,0002.7K
38MRSHMARSH & MCLENNAN COS INCCOM0.19%$511,0003.4K
39VVISA INCCOM CL A0.19%$508,0002.3K
40QTWOQ2 HLDGS INCCOM0.19%$507,0006.3K
41NUVEEN PFD & INCOME OPPORTUNCOM0.19%$498,00050.3K
42DHRDANAHER CORPORATIONCOM0.19%$496,0001.6K
43FLOFLOWERS FOODS INCCOM0.18%$492,00020.8K
44GSKYGBPGREENSKY INCCL A0.18%$470,00042.0K
45AYIACUITY BRANDS INCCOM0.17%$458,0002.6K
46TMOTHERMO FISHER SCIENTIFIC INCCOM0.17%$455,000797
47YUMYUM BRANDS INCCOM0.17%$444,0003.6K
48WMTWALMART INCCOM0.16%$436,0003.1K
49UNHUNITEDHEALTH GROUP INCCOM0.16%$433,0001.1K
50BROOKFIELD ASSET MGMT INCCL A LTD VT SH0.16%$418,0007.8K
51AEEAMEREN CORPCOM0.15%$409,0005.0K
52AEPAMERICAN ELEC PWR CO INCCOM0.15%$406,0005.0K
53MAMASTERCARD INCORPORATEDCL A0.15%$404,0001.2K
54FISVFISERV INCCOM0.15%$398,0003.7K
55DISDISNEY WALT COCOM0.14%$385,0002.3K
56HUMHUMANA INCCOM0.14%$382,000982
57CATCATERPILLAR INCCOM0.14%$381,0002.0K
58PROSHARES TRULTRAPRO QQQ0.14%$374,0003.0K
59RTXRAYTHEON TECHNOLOGIES CORPCOM0.14%$373,0004.3K
60EXPEEXPEDIA GROUP INCCOM NEW0.13%$360,0002.2K
61GISGENERAL MLS INCCOM0.13%$355,0005.9K
62CMCSACOMCAST CORP NEWCL A0.13%$339,0006.1K
63JBLUJETBLUE AWYS CORPCOM0.12%$321,00021.0K
64RFREGIONS FINANCIAL CORP NEWCOM0.12%$309,00014.5K
65DIREXION SHS ETF TRDLY GOLD INDX 2X0.12%$307,0007.2K
66W3UWESTERN UN COCOM0.11%$303,00015.0K
67JNJJOHNSON & JOHNSONCOM0.11%$295,0001.8K
68ELFE L F BEAUTY INCCOM0.11%$291,00010.0K
69BACBK OF AMERICA CORPCOM0.11%$281,0006.6K
70ACCENTURE PLC IRELANDSHS CLASS A0.10%$271,000848
71ETF SER SOLUTIONSALPCLONE ALTER0.09%$253,0003.0K
72SOSOUTHERN COCOM0.09%$245,0004.0K
73SCHWAB STRATEGIC TRINTL EQTY ETF0.09%$234,0006.0K
74WEPMAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.09%$233,0005.1K
75JPMJPMORGAN CHASE & COCOM0.09%$228,0001.4K
76DEDEERE & COCOM0.08%$226,000673
77UGIUGI CORP NEWCOM0.08%$212,0005.0K
78MKLMARKEL CORPCOM0.08%$208,000174
79MCDMCDONALDS CORPCOM0.08%$207,000858
80VIRTUS ALLIANZGI CONVERTIBLECOM0.07%$196,00037.7K
81QVCAUSDQURATE RETAIL INCCOM SER A0.04%$102,00010.0K
82AMARIN CORP PLCSPONS ADR NEW0.03%$82,00016.0K
83IBIO INCCOM NEW0.02%$46,00043.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$290M197May 13, 2026RESTATEMENTchanges · EDGAR ↗
Q4 2025$208M195Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$230M194Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$244M145Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$362M202May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$359M217Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$376M221Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$417M287Aug 16, 2024RESTATEMENTchanges · EDGAR ↗
Q1 2024$290M293May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$417M393Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$387M364Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$375M417Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$303M373May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$280M352Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$257M202Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$282M199Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$251M139May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$423M172Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$267M98Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$328M158Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$281M156May 10, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.