VIRTUS CONVERTIBLE & INC FD
CUSIP 92838U108
Virtus Convertible & Inc Fd has 65 institutional holders in Filings Flow’s 13F database, together reporting 9.53M shares worth $21M as of Q4 2022. The largest reported holders are Advisors Asset Management, Inc., Congress Park Capital LLC, and Pathstone Holdings, LLC.
Institutional Holders
65
Q4 2022
Reported Value
$21M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Congress Park Capital LLC$326M AUM | 2.04% | $6M | 1.79M | Q4 2024OLDER |
| Gridiron Partners, LLC$164M AUM | 1.00% | $2M | 135.3K | Q1 2025OLDER |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM | 0.27% | $1M | 86.7K | Q1 2025OLDER |
| INTEGRATED CAPITAL MANAGEMENT, INC.$143M AUM | 0.20% | $253,404 | 80.9K | Q4 2024OLDER |
| ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM | 0.18% | $443,358 | 141.6K | Q4 2024OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.18% | $10M | 3.09M | Q4 2024OLDER |
| Twelve Points Wealth Management LLC$455M AUM | 0.18% | $618,100 | 197.5K | Q4 2024OLDER |
| William Howard & Co Financial Advisors Inc$129M AUM | 0.08% | $98 | 31.6K | Q3 2024OLDER |
| Shaker Financial Services, LLC$287M AUM | 0.06% | $156,341 | 49.9K | Q4 2024OLDER |
| Ionic Capital Management LLC$1.4B AUM | 0.05% | $484,609 | 154.8K | Q4 2024OLDER |
| Illumine Investment Management, LLC$130M AUM | 0.05% | $58,781 | 18.8K | Q4 2024OLDER |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.05% | $440,838 | 140.8K | Q4 2024OLDER |
| MRA Advisory Group$276M AUM | 0.04% | $80,669 | 25.8K | Q4 2024OLDER |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$340M AUM | 0.04% | $108,924 | 34.8K | Q4 2024OLDER |
| Arcus Capital Partners, LLC$278M AUM | 0.04% | $112,928 | 37.8K | Q4 2024OLDER |
| Heritage Wealth Management, Inc. /CA/$181M AUM | 0.03% | $40,324 | 12.9K | Q4 2024OLDER |
| Semus Wealth Partners LLC$179M AUM | 0.03% | $38,395 | 12.3K | Q4 2024OLDER |
| Samalin Investment Counsel, LLC$282M AUM | 0.02% | $56,040 | 17.9K | Q4 2024OLDER |
| Everstar Asset Management, LLC$188M AUM | 0.02% | $31,300 | 10.0K | Q4 2024OLDER |
| Marshall & Sterling Wealth Advisors Inc.$153M AUM | 0.02% | $25,823 | 8.3K | Q4 2024OLDER |
| WEALTH EFFECTS LLC$282M AUM | 0.02% | $49,767 | 15.9K | Q4 2024OLDER |
| Gilliland Jeter Wealth Management LLC$338M AUM | 0.02% | $46,546 | 14.9K | Q4 2024OLDER |
| Pathstone Holdings, LLC$25.1B AUM | 0.02% | $4M | 1.12M | Q4 2024OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.01% | $405,617 | 129.6K | Q4 2024OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $752,274 | 240.3K | Q4 2024OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.01% | $71,117 | 22.7K | Q4 2024OLDER |
| KPP Advisory Services LLC$689M AUM | 0.01% | $44,922 | 14.4K | Q4 2024OLDER |
| Occidental Asset Management, LLC$844M AUM | 0.01% | $58,954 | 18.8K | Q4 2024OLDER |
| HighMark Wealth Management LLC$246M AUM | 0.01% | $15,404 | 4.9K | Q4 2024OLDER |
| Spire Wealth Management$3.3B AUM | 0.01% | $278,112 | 88.9K | Q4 2024OLDER |
| PFG Investments, LLC$2.1B AUM | 0.01% | $131,580 | 42.0K | Q4 2024OLDER |
| Sonora Investment Management Group, LLC$1.4B AUM | 0.01% | $100,160 | 32.0K | Q4 2024OLDER |
| RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM | 0.01% | $136,593 | 43.6K | Q4 2024OLDER |
| HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM | 0.01% | $129,441 | 41.4K | Q4 2024OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.00% | $98,207 | 31.4K | Q4 2024OLDER |
| Fortitude Family Office, LLC$448M AUM | 0.00% | $10,955 | 3.5K | Q4 2024OLDER |
| CHOREO, LLC$8.1B AUM | 0.00% | $251,590 | 79.6K | Q4 2024OLDER |
| Moors & Cabot, Inc.$2.3B AUM | 0.00% | $68,860 | 22.0K | Q4 2024OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $128,580 | 10.0K | Q2 2025 |
| Crews Bank & Trust$766M AUM | 0.00% | $15,650 | 5.0K | Q4 2024OLDER |
| MGO ONE SEVEN LLC$5.0B AUM | 0.00% | $68,694 | 21.9K | Q4 2024OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $418,958 | 133.9K | Q4 2024OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $50,252 | 16.1K | Q4 2024OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $374,071 | 119.5K | Q4 2024OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $1M | 327.1K | Q4 2024OLDER |
| CSS LLC/IL$2.1B AUM | 0.00% | $35,333 | 11.4K | Q3 2024OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $759 | 242.5K | Q4 2024OLDER |
| Atria Wealth Solutions, Inc.$4.4B AUM | 0.00% | $98,383 | 31.4K | Q4 2024OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $442,587 | 141.4K | Q2 2025 |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $78,182 | 25.1K | Q3 2024OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $151,426 | 48.4K | Q4 2024OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $2M | 592.5K | Q4 2024OLDER |
| GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM | 0.00% | $33,385 | 10.7K | Q4 2024OLDER |
| GREENLEAF TRUST$10.2B AUM | 0.00% | $76,876 | 24.7K | Q3 2024OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.00% | $36,577 | 11.8K | Q3 2024OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $8,764 | 2.8K | Q4 2024OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $1M | 432.6K | Q4 2024OLDER |
| Sequoia Financial Advisors, LLC$17.9B AUM | 0.00% | $40,690 | 13.0K | Q2 2025 |
| RAYMOND JAMES & ASSOCIATES$164.1B AUM | 0.00% | $589,945 | 189.7K | Q3 2024OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $214,029 | 68.4K | Q4 2024OLDER |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM | 0.00% | $1,878 | 600 | Q4 2024OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $246,526 | 78.8K | Q4 2024OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $46,659 | 14.1K | Q4 2024OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $78 | 25.0K | Q4 2024OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $644,444 | 205.9K | Q4 2024OLDER |
| AVANTAX ADVISORY SERVICES, INC.$18.2B AUM | 0.00% | $33,667 | 10.8K | Q4 2024OLDER |
| Clear Point Advisors Inc.$129M AUM | 0.00% | $226 | 73 | Q3 2024OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $803,728 | 256.8K | Q4 2024OLDER |
| Walleye Capital LLC$24.0B AUM | 0.00% | $50,111 | 16.0K | Q4 2024OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $24,655 | 7.9K | Q4 2024OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $466,445 | 149.0K | Q4 2024OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $39,130 | 12.5K | Q4 2024OLDER |
| Raymond James Financial Services Advisors, Inc.$75.1B AUM | 0.00% | $44,470 | 14.3K | Q3 2024OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $31,924 | 10.3K | Q3 2024OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $133,318 | 42.6K | Q4 2024OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $6 | 2.1K | Q4 2024OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $110,097 | 35.4K | Q3 2024OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $63,808 | 20.4K | Q4 2024OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $32,280 | 10.3K | Q4 2024OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $1,368 | 437 | Q4 2024OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.