SEC 13F Intelligence

Managers / Q1 2021 · view latest →

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CIK 0001794153 · 50 SOUTH 6TH STREET, SUITE 1405, MINNEAPOLIS, MN, 55402 · (612) 355 - 4360

Reported Value
$242M
Q1 2021
Positions
126
Filings on Record
30
2019–present window
Filed
May 7, 2021
original filing

Summary

Schwarz Dygos Wheeler Investment Advisors LLC reported $242M in U.S.-listed holdings across 126 positions for Q1 2021.

Its largest position, BRK/B, represents 12.2% of the portfolio.

Compared with Q4 2020, the fund opened 16 new positions and exited 3.

Portfolio Metrics

Turnover
+5.3%
vs prior filed quarter
Top-10 Concentration
+46.9%
share of reported value
Largest Position
+12.2%
Berkshire Hathaway
New / Exited
16 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’19: $93MQ3 ’19Q4 ’19: $146MQ1 ’20: $118MQ2 ’20: $153MQ3 ’20: $177MQ3 ’20Q4 ’20: $208MQ1 ’21: $242MQ2 ’21: $275MQ3 ’21: $273MQ3 ’21Q4 ’21: $295MQ1 ’22: $296MQ2 ’22: $249MQ3 ’22: $226MQ3 ’22Q4 ’22: $255MQ1 ’23: $276MQ2 ’23: $303MQ3 ’23: $295MQ3 ’23Q4 ’23: $325MQ1 ’24: $358MQ2 ’24: $373MQ3 ’24: $401MQ3 ’24Q4 ’24: $407MQ1 ’25: $422MQ2 ’25: $439MQ3 ’25: $472MQ3 ’25Q4 ’25: $484MQ1 ’26: $482Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 61.5%ETP: 21.9%Closed-End Fund: 5.9%ADR: 5.7%REIT: 2.8%Other: 2.2%
  • Common Stock · 61.5% · $149M
  • ETP · 21.9% · $53M
  • Closed-End Fund · 5.9% · $14M
  • ADR · 5.7% · $14M
  • REIT · 2.8% · $7M
  • Other · 2.2% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VIRTUS ALLIANZGI EQUITY & CONV COMNEW+162.9K162.9K+$5M$5M
DFAIDIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFNEW+79.8K79.8K+$2M$2M
BIDUNBAIDU COM ADRNEW+10.0K10.0K+$2M$2M
AVANTIS EMERGING MARKETS EQUITY ETFNEW+21.5K21.5K+$1M$1M
AVANTIS INTERNATIONAL EQUITY ETFNEW+21.8K21.8K+$1M$1M
JPMORGAN U.S. AGGREGATE BOND ETFNEW+48.5K48.5K+$1M$1M
AVANTIS INTERNATIONAL SMALL CAP VALUE ETFNEW+14.7K14.7K+$916,000$916,000
ABBVABBVIE INC COMNEW+3.6K3.6K+$388,000$388,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock13.16%$32M115.8K
2AAPLAPPLE INChistory →Stock8.58%$21M170.2K
3GOOGLALPHABET INC CAP STK CL AStock5.34%$13M6.3K
4SL2SELECT COMFORT CORPhistory →Stock4.85%$12M82.0K
5ISHARES TR CORE DIVID GROWTH ETFETF4.22%$10M212.1K
6SPROTT PHYSICAL GOLD TRUSTCEF3.17%$8M572.3K
7ISHARES DJ SELECT DIVIDENDETF2.93%$7M62.3K
8VANGUARD EUROPEANETF2.63%$6M101.3K
9JMIAJUMIA TECHNOLOGIES AG SPONSORED ADShistory →ADR2.49%$6M170.3K
10JPMORGAN ULTRA-SHORT INCOME ETFETF1.91%$5M91.1K
11VIRTUS ALLIANZGI EQUITY & CONV COMCEF1.88%$5M162.9K
12UNHUNITEDHEALTH GROUPhistory →Stock1.86%$5M12.1K
13VANGUARD FTSE EMERGING MARKETS ETFETF1.76%$4M81.8K
14DISDISNEY WALT CO COMhistory →Stock1.56%$4M20.5K
15ZZILLOW GROUP INC CL C CAP STKhistory →Stock1.54%$4M28.8K
16METAFACEBOOK INC CL Ahistory →Stock1.52%$4M12.5K
17DFAUDIMENSIONAL US CORE EQUITY MARKET ETFhistory →ETF1.35%$3M116.1K
18LANDGLADSTONE LD CORP COMhistory →REIT1.32%$3M174.5K
19COSTCOSTCO WHOLESALE CORPhistory →Stock1.25%$3M8.6K
20SBUXSTARBUCKS CORPhistory →Stock1.24%$3M27.6K
21HONGBPHONEYWELL INTL INChistory →Stock1.17%$3M13.0K
22ISHARES INTERNATIONAL SELECT DIVIDEND ETFETF1.10%$3M84.8K
23MSFTMICROSOFThistory →Stock1.06%$3M10.9K
24WYWEYERHAEUSER COhistory →REIT1.03%$2M70.1K
25PTONPELOTON INTERACTIVE INC CL A COMhistory →Stock1.02%$2M21.9K
26DYHTARGET CORP COMhistory →Stock1.01%$2M12.3K
27CONSUMER STAPLES SELECT SECTOR SPDRETF0.96%$2M34.0K
28DFAIDIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFETF0.92%$2M79.8K
29JNJJOHNSON & JOHNSON COMStock0.92%$2M13.5K
30WFCWELLS FARGO CO NEW COMStock0.92%$2M56.8K
31AMZNAMAZON.COM INCStock0.91%$2M713
32JPMJPMORGAN CHASE & CO COMStock0.90%$2M14.3K
33BIDUNBAIDU COM ADRADR0.90%$2M10.0K
34MCDMCDONALDS CORP COMStock0.87%$2M9.4K
35CVSCVS HEALTH CORP COMStock0.75%$2M24.2K
36BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.71%$2M7.6K
37VVISA INCStock0.60%$1M6.9K
38PGPROCTER AND GAMBLE CO COMStock0.59%$1M10.6K
39AVANTIS EMERGING MARKETS EQUITY ETFETF0.58%$1M21.5K
404I1PHILIP MORRIS INTL INCStock0.56%$1M15.3K
41MARKET VECTORS ETF TRUST AGRIBUSINESSETF0.56%$1M15.5K
42AVANTIS INTERNATIONAL EQUITY ETFETF0.54%$1M21.8K
43JPMORGAN U.S. AGGREGATE BOND ETFETF0.54%$1M48.5K
44MEDTRONIC PLC SHSStock0.50%$1M10.2K
45BABOEING CO COMStock0.49%$1M4.7K
46HDHOME DEPOTStock0.48%$1M3.8K
47ABERDEEN ASIA PACIFIC INCOME FUND INCCEF0.45%$1M268.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$482M173May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$484M169Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$472M163Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$439M160Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$422M157May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$407M159Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$401M152Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$373M145Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$358M149May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$325M145Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$295M139Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$303M140Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$276M137Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$255M132Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$226M117Nov 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M129Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$296M138May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M134Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$273M130Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$275M132Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$242M126May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$208M113Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$177M106Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$153M96Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$118M84Apr 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$146M85Jan 9, 202013F-HRchanges · EDGAR ↗
Q3 2019$93M70Nov 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.