SEC 13F Intelligence

VIRTUS EQUITY & CONV INCM FD

CUSIP 92841M101

Virtus Equity & Conv Incm Fd has 84 institutional holders in Filings Flow’s 13F database, together reporting 7.10M shares worth $162M as of Q1 2026. The largest reported holders are Wells Fargo & Company/Mn, Advisors Asset Management, Inc., and Royal Bank Of Canada.

Institutional Holders
84
Q1 2026
Reported Value
$162M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 65Q2 ’21Q4 ’21: 80Q4 ’21Q4 ’22: 64Q4 ’22Q4 ’25: 90Q4 ’25Q1 ’26: 84Q1 ’26Q2 ’26: 12Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $128MQ2 ’21Q4 ’21: $373MQ4 ’21Q4 ’22: $68MQ4 ’22Q4 ’25: $180MQ4 ’25Q1 ’26: $162MQ1 ’26Q2 ’26: $27MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC$482M AUM1.06%$5M218.7KQ1 2026OLDER
OxenFree Capital LLC$218M AUM0.88%$2M72.8KQ2 2026
Shaker Financial Services, LLC$287M AUM0.37%$1M45.4KQ1 2026OLDER
David J Yvars Group$212M AUM0.33%$690,28525.7KQ2 2026
Advisors Asset Management, Inc.$6.0B AUM0.26%$16M681.7KQ1 2026OLDER
Saba Capital Management, L.P.$3.6B AUM0.23%$8M361.3KQ1 2026OLDER
Centurion Wealth Management LLC$418M AUM0.14%$577,73321.5KQ2 2026
Brick & Kyle, Associates$303M AUM0.13%$379,36816.2KQ2 2026
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.10%$2M79.6KQ1 2026OLDER
Cornerstone Advisors, LLC$2.7B AUM0.09%$3M109.0KQ4 2025OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.08%$11M463.2KQ1 2026OLDER
Keystone Financial Group$1.5B AUM0.07%$1M46.7KQ1 2026OLDER
Logan Stone Capital, LLC$360M AUM0.07%$283,31511.4KQ4 2025OLDER
Global Assets Advisory, LLC$349M AUM0.07%$233,60010.0KQ1 2026OLDER
WOLFF WIESE MAGANA LLC$181M AUM0.05%$99,2344.2KQ1 2026OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM0.05%$248,7159.9KQ3 2025OLDER
SILVERLAKE WEALTH MANAGEMENT LLC$479M AUM0.05%$203,4228.2KQ4 2025OLDER
World Investment Advisors$6.2B AUM0.04%$3M117.9KQ1 2026OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.04%$1M41.5KQ4 2025OLDER
Huntleigh Advisors, Inc.$585M AUM0.04%$222,3809.5KQ1 2026OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.04%$677,23029.0KQ1 2026OLDER
Institute for Wealth Management, LLC.$938M AUM0.03%$321,17613.7KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.03%$234,93210.1KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.03%$649,64127.8KQ1 2026OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.03%$251,4659.4KQ2 2026
Westfuller Advisors, LLC$232M AUM0.02%$52,3382.2KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.02%$296,20212.5KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.02%$2M91.4KQ1 2026OLDER
Graves Light Lenhart Wealth, Inc.$1.1B AUM0.02%$211,3087.9KQ2 2026
LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM0.02%$587,78925.2KQ1 2026OLDER
Capital Investment Advisors, LLC$6.8B AUM0.02%$1M55.7KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.02%$351,89415.1KQ1 2026OLDER
Kovack Advisors, Inc.$1.9B AUM0.02%$306,12713.0KQ1 2026OLDER
Laird Norton Wetherby Wealth Management, LLC$2.4B AUM0.02%$393,29815.7KQ3 2025OLDER
Future Financial Wealth Managment LLC$155M AUM0.02%$25,1101.0KQ3 2025OLDER
CSS LLC/IL$2.1B AUM0.02%$326,29214.0KQ1 2026OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.01%$205,9158.3KQ4 2025OLDER
Prospera Financial Services Inc$6.2B AUM0.01%$776,47633.2KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.01%$6M256.9KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.01%$2M79.3KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$1M43.0KQ1 2026OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.01%$237,59510.2KQ1 2026OLDER
Joel Isaacson & Co., LLC$3.0B AUM0.01%$233,60010.0KQ1 2026OLDER
DAYMARK WEALTH PARTNERS, LLC$3.2B AUM0.01%$225,6819.7KQ1 2026OLDER
&PARTNERS$20.2B AUM0.01%$1M60.3KQ1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.01%$559,49324.0KQ1 2026OLDER
North Capital, Inc.$118M AUM0.01%$7,156285Q3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$22M951.2KQ2 2026
Calamos Advisors LLC$28.2B AUM0.00%$1M47.9KQ1 2026OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.00%$201,5768.0KQ3 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$12M520.2KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$730,09431.3KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$895,64038.3KQ1 2026OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.00%$2M80.1KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$669,17128.6KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M77.3KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$206,4098.8KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$13M575.2KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$7M290.7KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$1M48.1KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$276,81611.8KQ1 2026OLDER
Westside Investment Management, Inc.$653M AUM0.00%$8,176350Q1 2026OLDER
DAVENPORT & Co LLC$20.4B AUM0.00%$250,0939.3KQ2 2026
Strengthening Families & Communities, LLC$401M AUM0.00%$4,447190Q1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$34,9181.3KQ2 2026
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$4,029150Q2 2026
COMERICA BANK$25.1B AUM0.00%$201,7028.1KQ4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$13M533.8KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$704,91030.2KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$755,14932.3KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$441,49118.9KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$175,3607.5KQ2 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$468,25620.0KQ1 2026OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$789,28733.8KQ1 2026OLDER
EASTERN BANK$6.5B AUM0.00%$34,8641.3KQ2 2026
UBS Group AG$666.3B AUM0.00%$3M131.3KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$3M122.2KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$26,2801.1KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$69,5083.0KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$189,0768.1KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$27,6941.2KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$1M44.2KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$78,0743.3KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$3M119.1KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$106,7324.6KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$605,43925.9KQ1 2026OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$337,59914.5KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$96,5944.1KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$1,65766Q3 2025OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$2,561102Q3 2025OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$70,1733.0KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$1,51865Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$6,996305Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$77331Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.