SEC 13F Intelligence

Managers / Q4 2019 · view latest →

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CIK 0001794153 · 50 SOUTH 6TH STREET, SUITE 1405, MINNEAPOLIS, MN, 55402 · (612) 355 - 4360

Reported Value
$146M
Q4 2019
Positions
85
Filings on Record
30
2019–present window
Filed
Jan 9, 2020
original filing

Summary

Schwarz Dygos Wheeler Investment Advisors LLC reported $146M in U.S.-listed holdings across 85 positions for Q4 2019.

Its largest position, BRK/B, represents 15.7% of the portfolio.

Compared with Q3 2019, the fund opened 19 new positions and exited 5.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+53.9%
share of reported value
Largest Position
+15.7%
Berkshire Hathaway
New / Exited
19 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’19: $93MQ3 ’19Q4 ’19: $146MQ1 ’20: $118MQ2 ’20: $153MQ3 ’20: $177MQ3 ’20Q4 ’20: $208MQ1 ’21: $242MQ2 ’21: $275MQ3 ’21: $273MQ3 ’21Q4 ’21: $295MQ1 ’22: $296MQ2 ’22: $249MQ3 ’22: $226MQ3 ’22Q4 ’22: $255MQ1 ’23: $276MQ2 ’23: $303MQ3 ’23: $295MQ3 ’23Q4 ’23: $325MQ1 ’24: $358MQ2 ’24: $373MQ3 ’24: $401MQ3 ’24Q4 ’24: $407MQ1 ’25: $422MQ2 ’25: $439MQ3 ’25: $472MQ3 ’25Q4 ’25: $484MQ1 ’26: $482Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 62.8%ETP: 23.7%Closed-End Fund: 5.3%Other: 3.7%ADR: 2.2%Other: 2.3%
  • Common Stock · 62.8% · $92M
  • ETP · 23.7% · $35M
  • Closed-End Fund · 5.3% · $8M
  • Other · 3.7% · $5M
  • ADR · 2.2% · $3M
  • Other · 2.3% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BABAALIBABA GROUP HLDG LTD SPONSORED ADSNEW+7.5K7.5K+$2M$2M
VANGUARD S&P 500 ETFNEW+5.0K5.0K+$1M$1M
JMIAJUMIA TECHNOLOGIES AG SPONSORED ADSNEW+180.8K180.8K+$1M$1M
PTONPELOTON INTERACTIVE INC CL A COMNEW+24.4K24.4K+$694,000$694,000
ISHARES RUSSELL 2000 ETFNEW+3.0K3.0K+$497,000$497,000
KYNEURKAYNE ANDERSON MLP INVT CONEW+24.1K24.1K+$336,000$336,000
NKENIKE INC CLASS BNEW+3.2K3.2K+$326,000$326,000
ISHARES CORE MSCI EUROPE ETFNEW+6.0K6.0K+$299,000$299,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

48 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock16.63%$24M101.3K
2AAPLAPPLE INChistory →Stock10.79%$16M53.7K
3GOOGLALPHABET INC CAP STK CL AStock5.15%$8M5.6K
4SPROTT PHYSICAL GOLD TRUSTCEF4.50%$7M539.8K
5ISHARES TR CORE DIVID GROWTH ETFETF4.35%$6M151.3K
6VANGUARD EUROPEANETF3.49%$5M87.1K
7ISHARES DJ SELECT DIVIDENDETF3.39%$5M46.9K
8SL2SLEEP NUMBER CORP COMhistory →Stock3.10%$5M92.2K
9JPMORGAN ULTRA-SHORT INCOME ETFETF2.66%$4M77.1K
10UNHUNITEDHEALTH GROUPhistory →Stock2.36%$3M11.8K
11VANGUARD FTSE EMERGING MARKETS ETFETF2.05%$3M67.4K
12ALLIANZGI EQUITY & CONV INCOME COMCEF2.05%$3M132.0K
13DISDISNEY WALT CO COM DISNEYhistory →Stock1.87%$3M19.0K
14JPMJPMORGAN CHASE & CO COMhistory →Stock1.81%$3M19.0K
15COSTCOSTCO WHOLESALE CORPhistory →Stock1.71%$2M8.5K
16ISHARES INTERNATIONAL SELECT DIVIDEND ETFETF1.60%$2M69.7K
17SBUXSTARBUCKS CORPhistory →Stock1.52%$2M25.3K
18CONSUMER STAPLES SELECT SECTOR SPDRETF1.52%$2M35.3K
19WYWEYERHAEUSER COhistory →Stock1.27%$2M61.3K
20MCDMCDONALDS CORP COMhistory →Stock1.22%$2M9.0K
21WFCWELLS FARGO CO NEW COMhistory →Stock1.15%$2M31.1K
22DYHTARGET CORP COMhistory →Stock1.14%$2M12.8K
23BABAALIBABA GROUP HLDG LTD SPONSORED ADShistory →ADR1.09%$2M7.5K
24JNJJOHNSON & JOHNSON COMhistory →Stock1.04%$2M10.5K
25VANGUARD S&P 500 ETFETF1.01%$1M5.0K
26CVSCVS HEALTH CORP COMStock0.98%$1M19.4K
27BABOEING CO COMStock0.96%$1M4.3K
28MSFTMICROSOFTStock0.95%$1M8.9K
29XLEENERGY SELECT SECTOR SPDRETF0.90%$1M21.8K
30AMZNAMAZON.COM INCStock0.88%$1M694
31PGPROCTER & GAMBLE CO COMStock0.86%$1M10.1K
32JMIAJUMIA TECHNOLOGIES AG SPONSORED ADSADR0.83%$1M180.8K
334I1PHILIP MORRIS INTL INCStock0.80%$1M13.7K
34VVISA INCStock0.76%$1M5.9K
35MARKET VECTORS ETF TRUST AGRIBUSINESSETF0.76%$1M16.1K
36HONGBPHONEYWELL INTL INCStock0.67%$975,0005.5K
37ABERDEEN ASIA PACIFIC INCOME FUND INCCEF0.63%$928,000218.5K
38NUVEEN ENERGY MLP TOTAL RETURN FDCEF0.58%$854,000110.0K
39BACVERIZON COMMUNICATIONSStock0.48%$708,00011.5K
40GISGENERAL MLS INC COMStock0.48%$702,00013.1K
41PTONPELOTON INTERACTIVE INC CL A COMStock0.47%$694,00024.4K
42MMM3M CO COMStock0.47%$684,0003.9K
43BKNGPRICELINE.COM INCStock0.41%$600,000292
44LANDGLADSTONE LD CORP COMREIT0.39%$566,00043.6K
45UNPUNION PACIFIC CORP COMStock0.37%$545,0003.0K
46EPDENTERPRISE PRODS PARTNERS L PStock0.35%$507,00018.0K
47ISHARES RUSSELL 2000 ETFETF0.34%$497,0003.0K
48HDHOME DEPOTStock0.33%$486,0002.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$482M173May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$484M169Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$472M163Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$439M160Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$422M157May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$407M159Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$401M152Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$373M145Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$358M149May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$325M145Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$295M139Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$303M140Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$276M137Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$255M132Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$226M117Nov 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M129Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$296M138May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M134Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$273M130Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$275M132Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$242M126May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$208M113Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$177M106Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$153M96Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$118M84Apr 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$146M85Jan 9, 202013F-HRchanges · EDGAR ↗
Q3 2019$93M70Nov 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.