SEC 13F Intelligence

Managers / Q4 2020 · view latest →

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CIK 0001794153 · 50 SOUTH 6TH STREET, SUITE 1405, MINNEAPOLIS, MN, 55402 · (612) 355 - 4360

Reported Value
$208M
Q4 2020
Positions
113
Filings on Record
30
2019–present window
Filed
Feb 12, 2021
original filing

Summary

Schwarz Dygos Wheeler Investment Advisors LLC reported $208M in U.S.-listed holdings across 113 positions for Q4 2020.

Its largest position, BRK/B, represents 12.8% of the portfolio.

Compared with Q3 2020, the fund opened 15 new positions and exited 4.

Portfolio Metrics

Turnover
+4.7%
vs prior filed quarter
Top-10 Concentration
+51.1%
share of reported value
Largest Position
+12.8%
Berkshire Hathaway
New / Exited
15 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’19: $93MQ3 ’19Q4 ’19: $146MQ1 ’20: $118MQ2 ’20: $153MQ3 ’20: $177MQ3 ’20Q4 ’20: $208MQ1 ’21: $242MQ2 ’21: $275MQ3 ’21: $273MQ3 ’21Q4 ’21: $295MQ1 ’22: $296MQ2 ’22: $249MQ3 ’22: $226MQ3 ’22Q4 ’22: $255MQ1 ’23: $276MQ2 ’23: $303MQ3 ’23: $295MQ3 ’23Q4 ’23: $325MQ1 ’24: $358MQ2 ’24: $373MQ3 ’24: $401MQ3 ’24Q4 ’24: $407MQ1 ’25: $422MQ2 ’25: $439MQ3 ’25: $472MQ3 ’25Q4 ’25: $484MQ1 ’26: $482Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 63.4%ETP: 19.3%ADR: 5.7%Closed-End Fund: 4.9%Other: 3.5%Other: 3.2%
  • Common Stock · 63.4% · $132M
  • ETP · 19.3% · $40M
  • ADR · 5.7% · $12M
  • Closed-End Fund · 4.9% · $10M
  • Other · 3.5% · $7M
  • Other · 3.2% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RABROOKFIELD REAL ASSETS INCOME SHS BEN INTNEW+37.5K37.5K+$669,000$669,000
ABNBAIRBNB INC COM CL ANEW+2.7K2.7K+$399,000$399,000
VANGUARD TOTAL BOND MARKET ETFNEW+4.0K4.0K+$353,000$353,000
PRUPRUDENTIAL FINL INC COMNEW+4.5K4.5K+$353,000$353,000
COFCAPITAL ONE FINANCIAL CORPNEW+3.3K3.3K+$330,000$330,000
BENFRANKLIN RESOURCES INC COMNEW+12.9K12.9K+$322,000$322,000
CSCOCISCO SYS INCNEW+7.0K7.0K+$315,000$315,000
TAT&T INC COMNEW+10.0K10.0K+$287,000$287,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

48 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock13.84%$29M115.1K
2AAPLAPPLE INChistory →Stock10.85%$23M170.1K
3GOOGLALPHABET INC CAP STK CL AStock5.21%$11M6.2K
4ISHARES TR CORE DIVID GROWTH ETFETF4.39%$9M203.7K
5JMIAJUMIA TECHNOLOGIES AG SPONSORED ADShistory →ADR4.28%$9M220.8K
6SPROTT PHYSICAL GOLD TRUSTCEF3.99%$8M549.8K
7SL2SELECT COMFORT CORPhistory →Stock3.06%$6M77.6K
8ISHARES DJ SELECT DIVIDENDETF2.82%$6M61.0K
9VANGUARD EUROPEANETF2.81%$6M97.0K
10JPMORGAN ULTRA-SHORT INCOME ETFETF2.27%$5M93.1K
11VIRTUS ALLIANZGI EQUITY & CONV COMCEF2.15%$4M157.7K
12UNHUNITEDHEALTH GROUPhistory →Stock1.96%$4M11.6K
13VANGUARD FTSE EMERGING MARKETS ETFETF1.90%$4M78.8K
14ZZILLOW GROUP INC CL C CAP STKhistory →Stock1.80%$4M28.8K
15DISDISNEY WALT CO COMhistory →Stock1.78%$4M20.4K
16PTONPELOTON INTERACTIVE INC CL A COMhistory →Stock1.63%$3M22.4K
17COSTCOSTCO WHOLESALE CORPhistory →Stock1.54%$3M8.5K
18SBUXSTARBUCKS CORPhistory →Stock1.39%$3M27.0K
19HONGBPHONEYWELL INTL INChistory →Stock1.33%$3M13.0K
20LANDGLADSTONE LD CORP COMhistory →REIT1.21%$3M172.1K
21ISHARES INTERNATIONAL SELECT DIVIDEND ETFETF1.17%$2M82.5K
22MSFTMICROSOFThistory →Stock1.17%$2M10.9K
23WYWEYERHAEUSER COhistory →REIT1.13%$2M70.0K
24AMZNAMAZON.COM INChistory →Stock1.11%$2M709
25CONSUMER STAPLES SELECT SECTOR SPDRETF1.11%$2M34.1K
26DYHTARGET CORP COMhistory →Stock1.06%$2M12.4K
27MCDMCDONALDS CORP COMStock0.91%$2M8.9K
28JNJJOHNSON & JOHNSON COMStock0.86%$2M11.3K
29JPMJPMORGAN CHASE & CO COMStock0.85%$2M13.9K
30BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR0.85%$2M7.6K
31WFCWELLS FARGO CO NEW COMStock0.82%$2M56.4K
32CVSCVS HEALTH CORP COMStock0.77%$2M23.6K
33VVISA INCStock0.71%$1M6.7K
34PGPROCTER AND GAMBLE CO COMStock0.69%$1M10.4K
354I1PHILIP MORRIS INTL INCStock0.61%$1M15.4K
36MARKET VECTORS ETF TRUST AGRIBUSINESSETF0.59%$1M15.9K
37ABERDEEN ASIA PACIFIC INCOME FUND INCCEF0.58%$1M271.4K
38METAFACEBOOK INC CL AStock0.54%$1M4.1K
39MEDTRONIC PLC SHSStock0.51%$1M9.1K
40BABOEING CO COMStock0.48%$991,0004.6K
41MAXRUSDMAXAR TECHNOLOGIES INC COMStock0.46%$965,00025.0K
42HDHOME DEPOTStock0.46%$951,0003.6K
43MMM3M CO COMStock0.40%$837,0004.8K
44BACVERIZON COMMUNICATIONSStock0.36%$757,00012.9K
45GISGENERAL MLS INC COMStock0.35%$721,00012.3K
46PACER TRENDPILOT US BOND ETFETF0.34%$716,00026.0K
47EXMOCEXXON MOBIL CORP COMStock0.34%$700,00017.0K
48RABROOKFIELD REAL ASSETS INCOME SHS BEN INTCEF0.32%$669,00037.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$482M173May 8, 202613F-HRchanges · EDGAR ↗
Q4 2025$484M169Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$472M163Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$439M160Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$422M157May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$407M159Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$401M152Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$373M145Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$358M149May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$325M145Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$295M139Nov 3, 202313F-HRchanges · EDGAR ↗
Q2 2023$303M140Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$276M137Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$255M132Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$226M117Nov 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$249M129Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$296M138May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$295M134Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$273M130Oct 21, 202113F-HRchanges · EDGAR ↗
Q2 2021$275M132Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$242M126May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$208M113Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$177M106Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$153M96Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$118M84Apr 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$146M85Jan 9, 202013F-HRchanges · EDGAR ↗
Q3 2019$93M70Nov 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.