SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Fiduciary Planning LLC

CIK 0001792851 · 33 SOUTH INDIANA AVENUE, ENGLEWOOD, FL, 34223 · 610-399-1500

Reported Value
$235M
Q4 2023
Positions
53
Filings on Record
27
2019–present window
Filed
Jan 25, 2024
original filing

Summary

Fiduciary Planning LLC reported $235M in U.S.-listed holdings across 53 positions for Q4 2023.

Its largest position, Wisdomtree Tr, represents 13.4% of the portfolio.

Compared with Q3 2023, the fund opened 11 new positions and exited 19.

Portfolio Metrics

Turnover
+63.9%
vs prior filed quarter
Top-10 Concentration
+77.3%
share of reported value
Largest Position
+13.4%
Wisdomtree Tr
New / Exited
11 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $108MQ4 ’19Q1 ’20: $53MQ2 ’20: $45MQ3 ’20: $61MQ3 ’20Q4 ’20: $71MQ1 ’21: $66MQ2 ’21: $116MQ2 ’21Q3 ’21: $188MQ4 ’21: $178MQ1 ’22: $182MQ1 ’22Q3 ’22: $195MQ2 ’23: $217MQ3 ’23: $212MQ3 ’23Q4 ’23: $235MQ1 ’24: $264MQ2 ’24: $279MQ2 ’24Q3 ’24: $295MQ4 ’24: $308MQ1 ’25: $304MQ1 ’25Q2 ’25: $302MQ3 ’25: $327MQ4 ’25: $329MQ4 ’25Q1 ’26: $331Mfilingsflow.com

Portfolio Composition

By security type
ETP: 89.0%Common Stock: 7.1%Other: 3.8%
  • ETP · 89.0% · $209M
  • Common Stock · 7.1% · $17M
  • Other · 3.8% · $9M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD MALVERN FDSNEW+473.7K473.7K+$22M$22M
GLOBAL X FDSNEW+51.5K51.5K+$1M$1M
VANECK ETF TRUSTNEW+19.4K19.4K+$1M$1M
ISHARES TRNEW+10.9K10.9K+$1M$1M
EA SERIES TRUSTNEW+33.3K33.3K+$1M$1M
NVDANVIDIA CORPORATIONNEW+1.0K1.0K+$510,607$510,607
TIDAL ETF TRNEW+18.0K18.0K+$467,757$467,757
PEGPUBLIC SVC ENTERPRISE GRP INNEW+7.0K7.0K+$426,966$426,966

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

41 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1WISDOMTREE TRUS QTLY DIV GRT13.37%$31M447.1K
2INVESCO EXCHANGE TRADED FD TS&P 100 EQL WIGH10.50%$25M281.7K
3FIRST TR EXCHNG TRADED FD VIUS EQT BUFFER10.48%$25M576.9K
4HARTFORD FDS EXCHANGE TRADEDSHRT DURTN ETF9.94%$23M599.4K
5INVESCO ACTIVELY MANAGED ETFVAR RATE INVT9.87%$23M928.4K
6VANGUARD MALVERN FDSSTRM INFPROIDX9.57%$22M473.7K
7VANECK ETF TRUSTMRNGSTR WDE MOAT · SEMICONDUCTR ETF · URANIUM PLS NUCL5.99%$14M147.5K
8ISHARES TRGLOBAL ENERG ETF · U.S. INSRNCE ETF · US HOME CONS ETF · INTL DIV GRWTH · SHORT TREAS BD4.72%$11M189.6K
9SELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE3.88%$9M49.9K
10CAPITOL SER TRCLOCKWISE CORE3.83%$9M428.0K
11ALPS ETF TROSHARES US SMLCP · RIVRFRNT STR INC2.68%$6M171.7K
12SPDR S&P 500 ETF TRTR UNIT2.23%$5M11.0K
13FIRST TR EXCHANGE-TRADED FDRBA INDL ETF1.93%$5M78.3K
14DBX ETF TRXTRACK MSCI EURP1.48%$3M92.2K
15AAPLAPPLE INCCOM0.94%$2M11.4K
16MSFTMICROSOFT CORPCOM0.89%$2M5.5K
17AVGOBROADCOM INCCOM0.61%$1M1.3K
18GLOBAL X FDSGLOBAL X URANIUM0.61%$1M51.5K
19GOOGLALPHABET INCCAP STK CL A0.54%$1M9.2K
20CPRTCOPART INCCOM0.54%$1M26.0K
21ETF SER SOLUTIONSAPTUS COLLRD INV0.50%$1M35.6K
22EA SERIES TRUSTBURNEY US FCTR0.46%$1M33.3K
23APDAIR PRODS & CHEMS INCCOM0.37%$878,8983.2K
24JPMJPMORGAN CHASE & COCOM0.33%$778,7744.6K
25SPDR SER TRPORTFOLIO S&P5000.30%$712,61812.7K
26TIDAL ETF TRSOUND EQUITY DIV · SOUND ENHANCED0.29%$692,75230.2K
27EXMOCEXXON MOBIL CORPCOM0.28%$667,0046.7K
28JNJJOHNSON & JOHNSONCOM0.28%$652,0124.2K
29ADBEADOBE INCCOM0.28%$649,1011.1K
30AMZNAMAZON COM INCCOM0.28%$648,9364.3K
31MMM3M COCOM0.24%$568,4645.2K
32TREXTREX CO INCCOM0.23%$532,3406.4K
33NVDANVIDIA CORPORATIONCOM0.22%$510,6071.0K
34PEGPUBLIC SVC ENTERPRISE GRP INCOM0.18%$426,9667.0K
35CHDCHURCH & DWIGHT CO INCCOM0.15%$347,2333.7K
36VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.14%$333,5867.0K
37METAMETA PLATFORMS INCCL A0.14%$323,519914
38CHVCHEVRON CORP NEWCOM0.12%$280,2141.9K
39HONGBPHONEYWELL INTL INCCOM0.12%$275,8221.3K
40DORMDORMAN PRODS INCCOM0.11%$255,5683.1K
41UNHUNITEDHEALTH GROUP INCCOM0.11%$250,765476

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$331M76Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$329M75Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$327M83Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$302M77Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$304M75Apr 11, 202513F-HRchanges · EDGAR ↗
Q4 2024$308M75Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$295M61Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$279M60Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$264M56Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$235M53Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M61Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$217M43Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review42May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review42Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$195M38Nov 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$182M38May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$178M48Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$188M67Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$116M61Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$66M277May 24, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$71M260Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$61M212Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$45M33Aug 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$53M37May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$108M64Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.