SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Fiduciary Planning LLC

CIK 0001792851 · 33 SOUTH INDIANA AVENUE, ENGLEWOOD, FL, 34223 · 610-399-1500

Reported Value
$108M
Q4 2019
Positions
64
Filings on Record
27
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Fiduciary Planning LLC reported $108M in U.S.-listed holdings across 64 positions for Q4 2019.

Its largest position, NDQ, represents 18.1% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+72.1%
share of reported value
Largest Position
+18.1%
Invesco Qqq Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $108MQ4 ’19Q1 ’20: $53MQ2 ’20: $45MQ3 ’20: $61MQ3 ’20Q4 ’20: $71MQ1 ’21: $66MQ2 ’21: $116MQ2 ’21Q3 ’21: $188MQ4 ’21: $178MQ1 ’22: $182MQ1 ’22Q3 ’22: $195MQ2 ’23: $217MQ3 ’23: $212MQ3 ’23Q4 ’23: $235MQ1 ’24: $264MQ2 ’24: $279MQ2 ’24Q3 ’24: $295MQ4 ’24: $308MQ1 ’25: $304MQ1 ’25Q2 ’25: $302MQ3 ’25: $327MQ4 ’25: $329MQ4 ’25Q1 ’26: $331Mfilingsflow.com

Portfolio Composition

By security type
ETP: 84.9%Common Stock: 12.6%Closed-End Fund: 0.9%Other: 0.9%REIT: 0.7%
  • ETP · 84.9% · $92M
  • Common Stock · 12.6% · $14M
  • Closed-End Fund · 0.9% · $968,000
  • Other · 0.9% · $929,000
  • REIT · 0.7% · $756,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
NDQINVESCO QQQ TRNEW+89.0K89.0K+$20M$20M
ISHARES TRNEW+280.4K280.4K+$19M$19M
ISHARES TRNEW+91.6K91.6K+$10M$10M
ISHARES TRNEW+216.7K216.7K+$8M$8M
ISHARES TRNEW+47.8K47.8K+$5M$5M
VANGUARD WHITEHALL FDS INCNEW+52.0K52.0K+$5M$5M
ISHARES INCNEW+77.8K77.8K+$4M$4M
AAPLAPPLE INCNEW+8.8K8.8K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

32 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRMSCI MIN VOL ETF · CORE US AGGBD ET · EDGE MSCI MINM · MBS ETF · U.S. MED DVC ETF · JPMORGAN USD EMG · NATIONAL MUN ETF · MIN VOL EAFE ETF · 0-5YR HI YL CP · CORE S&P TTL STK · CONV BD ETF · USA MOMENTUM FCT47.22%$51M722.1K
2NDQINVESCO QQQ TRhistory →UNIT SER 118.06%$20M88.2K
3ISHARES INCMIN VOL EMRG MKT · CORE MSCI EMKT4.51%$5M86.4K
4VANGUARD WHITEHALL FDS INCHIGH DIV YLD4.47%$5M52.0K
5AAPLAPPLE INChistory →COM2.58%$3M8.8K
6VANGUARD BD INDEX FD INCLONG TERM BOND · TOTAL BND MRKT · INTERMED TERM1.95%$2M22.3K
7DBX ETF TRXTRACK USD HIGH · XTRACK MSCI ALL1.80%$2M56.6K
8GOOGLALPHABET INChistory →CAP STK CL A1.53%$2M1.1K
9MSFTMICROSOFT CORPhistory →COM1.32%$1M8.7K
10SCHWAB STRATEGIC TRSHT TM US TRES · INTL SCEQT ETF1.24%$1M29.3K
11AMZNAMAZON COM INChistory →COM1.23%$1M716
12VANGUARD CHARLOTTE FDSINTL BD IDX ETF1.07%$1M20.2K
13SPDR S&P 500 ETF TRTR UNIT1.01%$1M3.4K
14GLOBAL X FDSUS PFD ETF · GLBL X MLP ETF1.01%$1M70.3K
15VANGUARD INDEX FDSTOTAL STK MKT · SM CP VAL ETF0.97%$1M6.9K
16MMM3M COCOM0.80%$863,0005.2K
17SPDR SERIES TRUSTBLOMBERG BRC INV0.72%$778,00025.2K
18APDAIR PRODS & CHEMS INCCOM0.70%$758,0003.2K
19XBMEXBLACKROCK HEALTH SCIENCES TRCOM0.60%$654,00015.6K
20JNJJOHNSON & JOHNSONCOM0.57%$621,0004.2K
21SPDR INDEX SHS FDSS&P INTL ETF0.55%$599,00014.9K
22JPMJPMORGAN CHASE & COCOM0.50%$544,0004.0K
23VANGUARD MALVERN FDSSTRM INFPROIDX0.46%$496,00010.0K
24PFEPFIZER INCCOM0.42%$459,00012.0K
25BABOEING COCOM0.40%$434,0001.4K
26BACVERIZON COMMUNICATIONS INCCOM0.39%$427,0007.0K
27DORMDORMAN PRODUCTS INCCOM0.37%$404,0005.4K
28VANECK VECTORS ETF TRJP MORGAN MKTS0.33%$357,00010.6K
29VENVENTAS INCCOM0.30%$327,0005.6K
30MRKMERCK & CO INCCOM0.29%$312,0003.6K
31EMREMERSON ELEC COCOM0.24%$265,0003.6K
32CHDCHURCH & DWIGHT INCCOM0.23%$253,0003.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$331M76Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$329M75Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$327M83Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$302M77Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$304M75Apr 11, 202513F-HRchanges · EDGAR ↗
Q4 2024$308M75Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$295M61Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$279M60Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$264M56Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$235M53Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M61Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$217M43Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review42May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review42Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$195M38Nov 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$182M38May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$178M48Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$188M67Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$116M61Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$66M277May 24, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$71M260Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$61M212Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$45M33Aug 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$53M37May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$108M64Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.