SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Fiduciary Planning LLC

CIK 0001792851 · 33 SOUTH INDIANA AVENUE, ENGLEWOOD, FL, 34223 · 610-399-1500

Reported Value
$61M
Q3 2020
Positions
212
Filings on Record
27
2019–present window
Filed
Oct 27, 2020
original filing

Summary

Fiduciary Planning LLC reported $61M in U.S.-listed holdings across 212 positions for Q3 2020.

Its largest position, Ishares Tr, represents 13.0% of the portfolio.

Compared with Q2 2020, the fund opened 179 new positions and exited 0.

Portfolio Metrics

Turnover
+9.2%
vs prior filed quarter
Top-10 Concentration
+44.5%
share of reported value
Largest Position
+13.0%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $108MQ4 ’19Q1 ’20: $53MQ2 ’20: $45MQ3 ’20: $61MQ3 ’20Q4 ’20: $71MQ1 ’21: $66MQ2 ’21: $116MQ2 ’21Q3 ’21: $188MQ4 ’21: $178MQ1 ’22: $182MQ1 ’22Q3 ’22: $195MQ2 ’23: $217MQ3 ’23: $212MQ3 ’23Q4 ’23: $235MQ1 ’24: $264MQ2 ’24: $279MQ2 ’24Q3 ’24: $295MQ4 ’24: $308MQ1 ’25: $304MQ1 ’25Q2 ’25: $302MQ3 ’25: $327MQ4 ’25: $329MQ4 ’25Q1 ’26: $331Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 69.3%ETP: 24.4%REIT: 3.3%Other: 2.2%MLP: 0.7%Other: 0.2%
  • Common Stock · 69.3% · $42M
  • ETP · 24.4% · $15M
  • REIT · 3.3% · $2M
  • Other · 2.2% · $1M
  • MLP · 0.7% · $446,000
  • Other · 0.2% · $103,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BACVERIZON COMMUNICATIONS INCNEW+29.0K29.0K+$2M$2M
PEPPEPSICO INCNEW+11.5K11.5K+$2M$2M
GISGENERAL MLS INCNEW+25.3K25.3K+$2M$2M
MLB1MERCADOLIBRE INCNEW+1.2K1.2K+$1M$1M
FIDELITY COVINGTON TRUSTNEW+5.5K5.5K+$507,000$507,000
EPDENTERPRISE PRODS PARTNERS LNEW+27.5K27.5K+$435,000$435,000
VANGUARD INDEX FDSNEW+3.2K3.2K+$416,000$416,000
Business Development Corporation Of America NsaNEW+61.5K61.5K+$401,000$401,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ACWIISHARES TRCORE US AGGBD ET · 1 3 YR TREAS BD · ESG AWRE USD ETF · MSCI GLOBAL IMP · MSCI ACWI ETF17.63%$11M105.7K
2AAPLAPPLE INChistory →COM6.12%$4M32.0K
3MSFTMICROSOFT CORPhistory →COM4.27%$3M12.3K
4UPSUNITED PARCEL SERVICE INChistory →CL B3.48%$2M12.7K
5JNJJOHNSON & JOHNSONhistory →COM3.08%$2M12.6K
6BACVERIZON COMMUNICATIONS INChistory →COM2.84%$2M29.0K
7HDHOME DEPOT INChistory →COM2.75%$2M6.0K
8AMZNAMAZON COM INChistory →COM2.71%$2M522
9PEPPEPSICO INChistory →COM2.62%$2M11.5K
10GISGENERAL MLS INChistory →COM2.58%$2M25.3K
11SBUXSTARBUCKS CORPhistory →COM2.49%$2M17.6K
12PGPROCTER AND GAMBLE COhistory →COM2.47%$2M10.8K
13WMTWALMART INChistory →COM2.42%$1M10.5K
14DISDISNEY WALT COhistory →COM DISNEY2.40%$1M11.7K
15GQ9SPDR GOLD TRhistory →GOLD SHS2.24%$1M7.7K
16DDOMINION ENERGY INChistory →COM2.19%$1M16.8K
17LUVSOUTHWEST AIRLS COhistory →COM2.19%$1M35.4K
18MLB1MERCADOLIBRE INChistory →COM2.15%$1M1.2K
19HLTHILTON WORLDWIDE HLDGS INChistory →COM2.06%$1M14.6K
20CMCSACOMCAST CORP NEWhistory →CL A2.05%$1M26.9K
21SOSOUTHERN COhistory →COM2.04%$1M22.8K
22ALKALASKA AIR GROUP INChistory →COM1.95%$1M32.3K
23BLKCHFBLACKROCK INChistory →COM1.88%$1M2.0K
24PSAPUBLIC STORAGEhistory →COM1.88%$1M5.1K
25CVSCVS HEALTH CORPhistory →COM1.87%$1M19.4K
26APDAIR PRODS & CHEMS INChistory →COM1.57%$953,0003.2K
27IRON MTN INC NEWCOM1.43%$865,00032.3K
28MMM3M COhistory →COM1.37%$833,0005.2K
29FIDELITY COVINGTON TRUSTMSCI INFO TECH I · MSCI HLTH CARE I1.29%$781,00010.7K
30EXMOCEXXON MOBIL CORPhistory →COM1.15%$698,00020.3K
31JPMJPMORGAN CHASE & COhistory →COM1.14%$689,0007.2K
32SLBSCHLUMBERGER LTDhistory →COM1.00%$607,00039.0K
33EPDENTERPRISE PRODS PARTNERS LCOM0.72%$435,00027.5K
34DORMDORMAN PRODUCTS INCCOM0.70%$423,0004.7K
35VANGUARD INDEX FDSEXTEND MKT ETF0.69%$416,0003.2K
36Business Development Corporation Of America NsaCOM0.66%$401,00061.5K
37Fs Global Credit Opportunitiesfund-A NsaCOM0.57%$347,00051.3K
38CHDCHURCH & DWIGHT INCCOM0.55%$331,0003.5K
39PFEPFIZER INCCOM0.47%$286,0007.8K
40SPDR S&P 500 ETF TRTR UNIT0.44%$269,000802
41SEAGATE TECHNOLOGY PLCSHS0.42%$256,0005.2K
42SPDR SER TRSPDR S&P 500 ETF0.38%$229,0002.7K
43HUMHUMANA INCCOM0.27%$166,000400
44ProShares Ultra Bloomberg Crude OilETF0.25%$154,0005.4K
45FIDELITY COMWLTH TRNDQ CP IDX TRK0.23%$139,000321

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$331M76Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$329M75Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$327M83Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$302M77Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$304M75Apr 11, 202513F-HRchanges · EDGAR ↗
Q4 2024$308M75Jan 24, 202513F-HRchanges · EDGAR ↗
Q3 2024$295M61Oct 22, 202413F-HRchanges · EDGAR ↗
Q2 2024$279M60Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$264M56Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$235M53Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M61Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$217M43Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review42May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review42Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$195M38Nov 14, 202213F-HRchanges · EDGAR ↗
Q1 2022$182M38May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$178M48Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$188M67Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$116M61Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$66M277May 24, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$71M260Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$61M212Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$45M33Aug 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$53M37May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$108M64Feb 14, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.