HARTFORD FDS EXCHANGE TRADED
CUSIP 41653L602
Hartford Fds Exchange Traded has 26 institutional holders in Filings Flow’s 13F database, together reporting 2.07M shares worth $80M as of Q1 2026. The largest reported holders are Fiduciary Planning LLC, Lpl Financial LLC, and Raymond James Financial Inc.
Institutional Holders
26
Q1 2026
Reported Value
$80M
Ticker
unmapped
private placement or foreign
Quarters Tracked
9
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Fiduciary Planning LLC$331M AUM | 7.45% | $25M | 636.2K | Q1 2026 |
| ForthRight Wealth Management, LLC$353M AUM | 0.81% | $3M | 74.0K | Q1 2026 |
| Convergence Financial, LLC$943M AUM | 0.39% | $4M | 96.1K | Q1 2026 |
| Garden State Investment Advisory Services LLC$455M AUM | 0.23% | $1M | 27.4K | Q1 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.13% | $3M | 73.5K | Q1 2026 |
| Quad-Cities Investment Group, LLC$278M AUM | 0.09% | $223,061 | 5.7K | Q3 2025OLDER |
| EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM | 0.07% | $3M | 85.7K | Q1 2026 |
| Regal Investment Advisors LLC$1.7B AUM | 0.04% | $737,874 | 19.0K | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.02% | $5M | 120.1K | Q1 2026 |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.01% | $1M | 30.9K | Q1 2026 |
| Atria Wealth Solutions, Inc.$4.4B AUM | 0.01% | $531,120 | 13.6K | Q2 2025OLDER |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.01% | $1M | 26.1K | Q1 2026 |
| Westside Investment Management, Inc.$653M AUM | 0.01% | $46,668 | 1.2K | Q3 2025OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $4M | 108.5K | Q1 2026 |
| Private Advisor Group, LLC$21.3B AUM | 0.01% | $1M | 31.2K | Q1 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM | 0.00% | $248,713 | 6.4K | Q4 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $3M | 74.6K | Q1 2026 |
| Independent Advisor Alliance$9.3B AUM | 0.00% | $387,661 | 10.0K | Q1 2026 |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.00% | $215,489 | 5.6K | Q1 2026 |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.00% | $218,149 | 5.6K | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $9M | 225.0K | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $6M | 158.8K | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $91,944 | 2.4K | Q4 2025OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $1M | 33.1K | Q1 2026 |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $687,817 | 17.8K | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4M | 115.9K | Q1 2026 |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $2M | 39.1K | Q1 2026 |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $307,545 | 7.9K | Q4 2025OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 41.8K | Q3 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $204,415 | 5.3K | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $1M | 34.8K | Q4 2025OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $2M | 41.6K | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $217,339 | 5.6K | Q2 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $31,920 | 821 | Q2 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $186 | 4 | Q1 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.