SEC 13F Intelligence

Managers / Q1 2022

Swaine & Leidel Wealth Services, LLC

CIK 0001741677 · 145 WEST CENTER AVENUE, SEBRING, FL, 33870 · (863) 385-1101

Reported Value
$130M
Q1 2022
Positions
60
Filings on Record
13
2019–present window
Filed
May 17, 2022
original filing

Summary

Swaine & Leidel Wealth Services, LLC reported $130M in U.S.-listed holdings across 60 positions for Q1 2022.

Its largest position, IMCG, represents 6.8% of the portfolio.

Compared with Q3 2021, the fund opened 20 new positions and exited 19.

Portfolio Metrics

Turnover
+37.9%
vs prior filed quarter
Top-10 Concentration
+36.8%
share of reported value
Largest Position
+6.8%
Ishares Tr
New / Exited
20 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $79MQ1 ’19Q2 ’19: $94MQ3 ’19: $111MQ3 ’19Q4 ’19: $120MQ1 ’20: $96MQ1 ’20Q2 ’20: $98MQ3 ’20: $103MQ3 ’20Q4 ’20: $138MQ1 ’21: $155MQ1 ’21Q3 ’21: $113MQ1 ’22: $130MQ1 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 71.6%ETP: 26.0%Closed-End Fund: 2.3%Other: 0.0%
  • Common Stock · 71.6% · $93M
  • ETP · 26.0% · $34M
  • Closed-End Fund · 2.3% · $3M
  • Other · 0.0% · $40,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline) · note: prior filed quarter, not the immediately preceding one

IssuerMoveShare ΔShares nowValue ΔValue now
DGSWISDOMTREE TRNEW+4.9K4.9K+$5M$5M
UNHUNITEDHEALTH GROUP INCNEW+4.5K4.5K+$4M$4M
SPYSPDR S&P 500 ETF TRNEW+4.3K4.3K+$4M$4M
ADPAUTOMATIC DATA PROCESSING INNEW+4.0K4.0K+$4M$4M
WECWEC ENERGY GROUP INCNEW+3.8K3.8K+$4M$4M
MRKMERCK & CO INCNEW+3.7K3.7K+$4M$4M
VZVERIZON COMMUNICATIONS INCNEW+3.6K3.6K+$4M$4M
FAFFIRST AMERN FINL CORPNEW+3.2K3.2K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

50 positions (from 60 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IMCGISHARES TRMRGSTR MD CP GRW · MRGSTR SM CP GR · CORE US AGGBD ET · RUSSELL 2000 ETF · SP SMCP600VL ETF · S&P MC 400VL ETF · S&P SML 600 GWT · SELECT DIVID ETF · RUS 1000 VAL ETF6.81%$9M8.9K
2DGSWISDOMTREE TRhistory →EMG MKTS SMCAP3.79%$5M4.9K
3UNHUNITEDHEALTH GROUP INChistory →COM3.44%$4M4.5K
4UGIUGI CORP NEWhistory →COM3.29%$4M4.3K
5SPYSPDR S&P 500 ETF TRhistory →TR UNIT3.28%$4M4.3K
6ABBVABBVIE INChistory →COM3.27%$4M4.3K
7TXNTEXAS INSTRS INChistory →COM3.25%$4M4.2K
8LOWLOWES COS INChistory →COM3.24%$4M4.2K
9JNJJOHNSON & JOHNSONhistory →COM3.23%$4M4.2K
10PICKISHARES INChistory →MSCI GBL ETF NEW3.20%$4M4.2K
11LMTLOCKHEED MARTIN CORPhistory →COM3.15%$4M4.1K
12ADPAUTOMATIC DATA PROCESSING INhistory →COM3.10%$4M4.0K
13QCOMQUALCOMM INChistory →COM3.04%$4M4.0K
14AMGNAMGEN INChistory →COM3.01%$4M3.9K
15TAT&T INChistory →COM2.99%$4M3.9K
16BMYBRISTOL-MYERS SQUIBB COhistory →COM2.96%$4M3.9K
17WECWEC ENERGY GROUP INChistory →COM INC2.95%$4M3.8K
18LHXL3HARRIS TECHNOLOGIES INChistory →COM2.93%$4M3.8K
19MRKMERCK & CO INChistory →COM INC2.86%$4M3.7K
20VZVERIZON COMMUNICATIONS INChistory →COM2.80%$4M3.6K
21AAPLAPPLE INChistory →COM2.78%$4M3.6K
22QQQINVESCO QQQ TRhistory →UNIT SER 12.76%$4M3.6K
23DUKDUKE ENERGY CORP NEWhistory →COM NEW2.74%$4M3.6K
24NDAQNASDAQ INChistory →COM2.74%$4M3.6K
25MSFTMICROSOFT CORPhistory →COM2.44%$3M3.2K
26FAFFIRST AMERN FINL CORPhistory →COM CORP2.42%$3M3.2K
27SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · INTRM TRM TRES2.32%$3M3.0K
28SCCOSOUTHERN COPPER CORPhistory →COM2.31%$3M3.0K
29DPGDUFF & PHELPS UTLITY AND INFhistory →COM2.09%$3M2.7K
30DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.58%$2M2.1K
31PATTERSON COS INCCOM1.46%$2M1.9K
32WESTROCK COCOM1.39%$2M1.8K
33RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · DWA MOMENTUM0.97%$1M1.3K
34DISDISNEY WALT COCOM0.74%$957,000957
35NFLXNETFLIX INCCOM0.62%$804,000804
36MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.62%$801,000801
37XLUSELECT SECTOR SPDR TRSBI INT-UTILS0.51%$659,000659
38NEENEXTERA ENERGY INCCOM0.35%$457,000457
39JPMJPMORGAN CHASE & COCOM CO0.34%$445,000445
40AMZNAMAZON COM INCCOM0.29%$381,000381
41EXMOCEXXON MOBIL CORPCOM0.29%$380,000380
42NUVNUVEEN MUN VALUE FD INCCOM0.25%$328,000328
43HDHOME DEPOT INCCOM0.23%$305,000305
44WMTWALMART INCCOM0.22%$281,000281
45TFCTRUIST FINL CORPCOM0.21%$270,000270
46PIEINVESCO EXCH TRADED FD TR IIDWA EMERG MKTS0.19%$251,000251
47RCLROYAL CARIBBEAN GROUPCOM0.18%$240,000240
48BACBK OF AMERICA CORPCOM0.17%$218,000218
49DRIDARDEN RESTAURANTS INCCOM0.16%$205,000205
50THERATECHNOLOGIES INCCOM0.03%$40,00040

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2022$130M60May 17, 202213F-HRchanges · EDGAR ↗
Q3 2021$113M59Nov 8, 202113F-HRchanges · EDGAR ↗
Q1 2021$155M67May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$138M62Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$103M52Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$98M50Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$96M53May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$120M61Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$111M65Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$94M61Aug 9, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$79M49May 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.