SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Swaine & Leidel Wealth Services, LLC

CIK 0001741677 · 145 WEST CENTER AVENUE, SEBRING, FL, 33870 · (863) 385-1101

Reported Value
$155M
Q1 2021
Positions
67
Filings on Record
13
2019–present window
Filed
May 13, 2021
original filing

Summary

Swaine & Leidel Wealth Services, LLC reported $155M in U.S.-listed holdings across 67 positions for Q1 2021.

Its largest position, DGS, represents 3.2% of the portfolio.

Compared with Q4 2020, the fund opened 14 new positions and exited 9.

Portfolio Metrics

Turnover
+18.4%
vs prior filed quarter
Top-10 Concentration
+27.9%
share of reported value
Largest Position
+3.2%
Wsdmtree Emrg Mkts Smallcap Dvd Etf
New / Exited
14 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $79MQ1 ’19Q2 ’19: $94MQ3 ’19: $111MQ3 ’19Q4 ’19: $120MQ1 ’20: $96MQ1 ’20Q2 ’20: $98MQ3 ’20: $103MQ3 ’20Q4 ’20: $138MQ1 ’21: $155MQ1 ’21Q3 ’21: $113MQ1 ’22: $130MQ1 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.5%ETP: 22.3%REIT: 15.7%Other: 2.5%Closed-End Fund: 2.0%
  • Common Stock · 57.5% · $89M
  • ETP · 22.3% · $35M
  • REIT · 15.7% · $24M
  • Other · 2.5% · $4M
  • Closed-End Fund · 2.0% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
W E C ENERGY GROUP INCNEW+40.9K40.9K+$4M$4M
AVBAVALONBAY CMNTYS INC REITNEW+20.8K20.8K+$4M$4M
NDAQNASDAQ INCNEW+24.2K24.2K+$4M$4M
IMCGISHARES MORGSTAR MID CAP GRO ETFNEW+7.0K7.0K+$3M$3M
ISCGISHARES MORN SMALL CAP GROWTH ETFNEW+6.5K6.5K+$2M$2M
PATTERSON COMPANIESNEW+59.2K59.2K+$2M$2M
WESTROCK CONEW+34.6K34.6K+$2M$2M
MDYSPDR S&P MIDCAP 400 ETFNEW+1.7K1.7K+$801,000$801,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

67 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1DGSWSDMTREE EMRG MKTS SMALLCAP DVD ETFhistory →EMG MKTS SMCAP3.17%$5M96.0K
2UNHUNITEDHEALTH GRP INChistory →COM2.89%$4M12.0K
3STWDSTARWOOD PPTY TR INChistory →COM2.79%$4M175.1K
4UGIU G I CORPhistory →COM2.76%$4M104.3K
5SPYSPDR S&P 500 ETFhistory →TR UNIT2.75%$4M10.8K
6ABBVABBVIE INChistory →COM2.74%$4M39.3K
7TXNTEXAS INSTRUMENTShistory →COM2.72%$4M22.4K
8LOWLOWES COS INChistory →COM2.72%$4M22.2K
9JNJJOHNSON & JOHNSONhistory →COM2.71%$4M25.5K
10CCICROWN CASTLE INTL CO REIThistory →COM2.69%$4M24.2K
11PICKISHARES INC MSCI GBL ETF NEWhistory →MSCI GBL ETF NEW2.69%$4M98.9K
12FEDERAL REALTY INVT TR REITSH BEN IT2.66%$4M40.6K
13LMTLOCKHEED MARTIN CORPhistory →COM2.64%$4M11.1K
14ADPAUTO DATA PROCESSINGhistory →COM2.60%$4M21.4K
15NNNNATL RETAIL PPTY REIThistory →COM2.55%$4M89.8K
16AMTAMERN TOWER CORP REIThistory →COM2.55%$4M16.5K
17QCOMQUALCOMM INChistory →COM2.55%$4M29.8K
18AMGNAMGEN INC.history →COM2.52%$4M15.7K
19TA T & T INChistory →COM2.51%$4M128.5K
20BMYBRISTOL-MYERS SQUIBB COhistory →COM2.48%$4M61.0K
21AVBAVALONBAY CMNTYS INC REIThistory →COM2.47%$4M20.8K
22W E C ENERGY GROUP INCCOM2.47%$4M40.9K
23LHXL3HARRIS TECHNOLOGIES INhistory →COM2.46%$4M18.8K
24MRKMERCK & CO. INChistory →COM2.39%$4M48.2K
25VZVERIZON COMMUNICATNhistory →COM2.34%$4M62.5K
26AAPLAPPLE INChistory →COM2.33%$4M29.6K
27QQQINVESCO QQQ TRUSThistory →UNIT SER 12.31%$4M11.3K
28DUKDUKE ENERGY CORPhistory →COM2.30%$4M36.9K
29NDAQNASDAQ INChistory →COM2.30%$4M24.2K
30MSFTMICROSOFT CORPhistory →COM2.05%$3M13.5K
31FAFFIRST AMER FINANCIALhistory →COM2.03%$3M55.7K
32SCCOSOUTHERN COPPER CORP D Fhistory →COM1.94%$3M44.2K
33DPGDUFF PHELPS UTILITY ANDhistory →COM1.76%$3M205.0K
34IMCGISHARES MORGSTAR MID CAP GRO ETFhistory →MRGSTR MD CP GRW1.70%$3M7.0K
35SCHDSCHWAB US DIVIDEND EQUITY ETFhistory →US DIVIDEND EQ1.38%$2M29.4K
36DIASPDR DOW JONES INDUSTRIAL AVRG ETFhistory →UT SER 11.33%$2M6.2K
37ISCGISHARES MORN SMALL CAP GROWTH ETFhistory →MRGSTR SM CP GR1.26%$2M6.5K
38PATTERSON COMPANIESCOM1.22%$2M59.2K
39WESTROCK COCOM1.16%$2M34.6K
40DISWALT DISNEY COCOM0.62%$957,0005.2K
41SCHRSCHWAB INTERMEDIATE TERM US TRS ETFINTRM TRM TRES0.56%$867,00015.4K
42RSPINVESCO S&P 500 EQUAL WEIGHT ETFS&P500 EQL WGT0.52%$806,0005.7K
43NFLXNETFLIX INCCOM0.52%$804,0001.5K
44MDYSPDR S&P MIDCAP 400 ETFUTSER1 S&PDCRP0.52%$801,0001.7K
45AGGISHARES CORE US AGGREGATE BOND ETFCORE US AGGBD ET0.50%$782,0006.9K
46IWMISHARES RUSSELL 2000 ETFRUSSELL 2000 ETF0.47%$735,0003.3K
47IJSISHARES S&P SMALL CAP 600 ETFSP SMCP600VL ETF0.47%$723,0007.2K
48INVESCO BULLETSHARES 2021 CORPORATE BOND ETFINTL DEV DYNAMIC0.46%$708,00033.5K
49IJJISHARES S&P MID CAP 400 VALUE ETFS&P MC 400VL ETF0.45%$700,0006.9K
50XLUSELECT SECTOR UTI SELECT SPDR ETF IVSBI INT-UTILS0.42%$659,00010.3K
51IJTISHARES S&P SMLL CAP 600 GRTH ETFS&P SML 600 GWT0.42%$654,0005.1K
52NEENEXTERA ENERGY INCCOM0.29%$457,0006.0K
53PDPINVESCO DWA MOMENTUM ETFDWA MOMENTUM0.29%$453,0005.3K
54JPMJPMORGAN CHASE & COCOM0.29%$445,0002.9K
55AMZNAMAZON.COM INCCOM0.25%$381,000123
56EXMOCEXXON MOBIL CORPCOM0.25%$380,0006.8K
57DVYISHARES TR SELECT DIVID ETFSELECT DIVID ETF0.22%$343,0003.0K
58IWDISHARES TR RUS 1000 VAL ETFRUS 1000 VAL ETF0.22%$338,0002.2K
59NUVNUVEEN MUNICIPAL VALUE CCOM0.21%$328,00029.5K
60HDHOME DEPOT INCCOM0.20%$305,0001.0K
61WMTWALMART INCCOM0.18%$281,0002.1K
62TFCTRUIST FINL CORPCOM0.17%$270,0004.6K
63PIEINVESCO DWA EMERGING MARKETS MOMENTUM ETFDWA EMERG MKTS0.16%$251,00010.4K
64RCLROYAL CARIBBEAN GROUPCOM0.15%$240,0002.8K
65BACBANK OF AMERICA CORPCOM0.14%$218,0005.6K
66DRIDARDEN RESTAURANTSCOM0.13%$205,0001.4K
67THERATECHNOLOGIES FCOM0.03%$40,00010.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2022$130M60May 17, 202213F-HRchanges · EDGAR ↗
Q3 2021$113M59Nov 8, 202113F-HRchanges · EDGAR ↗
Q1 2021$155M67May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$138M62Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$103M52Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$98M50Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$96M53May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$120M61Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$111M65Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$94M61Aug 9, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$79M49May 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.