SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Swaine & Leidel Wealth Services, LLC

CIK 0001741677 · 145 WEST CENTER AVENUE, SEBRING, FL, 33870 · (863) 385-1101

Reported Value
$120M
Q4 2019
Positions
61
Filings on Record
13
2019–present window
Filed
Feb 11, 2020
original filing

Summary

Swaine & Leidel Wealth Services, LLC reported $120M in U.S.-listed holdings across 61 positions for Q4 2019.

Its largest position, AAPL, represents 4.0% of the portfolio.

Compared with Q3 2019, the fund opened 28 new positions and exited 32.

Portfolio Metrics

Turnover
+56.0%
vs prior filed quarter
Top-10 Concentration
+30.3%
share of reported value
Largest Position
+4.0%
Apple
New / Exited
28 / 32
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $79MQ1 ’19Q2 ’19: $94MQ3 ’19: $111MQ3 ’19Q4 ’19: $120MQ1 ’20: $96MQ1 ’20Q2 ’20: $98MQ3 ’20: $103MQ3 ’20Q4 ’20: $138MQ1 ’21: $155MQ1 ’21Q3 ’21: $113MQ1 ’22: $130MQ1 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 63.2%ETP: 20.5%REIT: 10.7%Closed-End Fund: 2.9%Other: 2.4%Open-End Fund: 0.2%
  • Common Stock · 63.2% · $76M
  • ETP · 20.5% · $25M
  • REIT · 10.7% · $13M
  • Closed-End Fund · 2.9% · $3M
  • Other · 2.4% · $3M
  • Open-End Fund · 0.2% · $230,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AAPLAPPLE INCNEW+16.4K16.4K+$5M$5M
DISWALT DISNEY CONEW+25.1K25.1K+$4M$4M
TA T & T INCNEW+88.9K88.9K+$3M$3M
MDTMEDTRONIC PLC FNEW+30.5K30.5K+$3M$3M
UNHUNITEDHEALTH GRP INCNEW+11.5K11.5K+$3M$3M
AMGNAMGEN INC.NEW+13.9K13.9K+$3M$3M
RAYTHEON CONEW+15.1K15.1K+$3M$3M
LMTLOCKHEED MARTIN CORPNEW+8.4K8.4K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

61 positions
#IssuerClass% PortfolioValueShares
1AAPLAPPLE INChistory →Common4.02%$5M16.4K
2SPYSPDR S&P 500 ETFhistory →Common3.45%$4M12.9K
3DISWALT DISNEY COhistory →Common3.03%$4M25.1K
4QQQINVESCO QQQ TRUSThistory →Common2.94%$4M16.6K
5TA T & T INChistory →Common2.90%$3M88.9K
6MDTMEDTRONIC PLC Fhistory →Common2.89%$3M30.5K
7UNHUNITEDHEALTH GRP INChistory →Common2.82%$3M11.5K
8AMGNAMGEN INC.history →Common2.80%$3M13.9K
9RAYTHEON COCommon2.77%$3M15.1K
10LMTLOCKHEED MARTIN CORPhistory →Common2.74%$3M8.4K
11HDHOME DEPOT INChistory →Common2.73%$3M15.0K
12JNJJOHNSON & JOHNSONhistory →Common2.72%$3M22.3K
13DDOMINION ENERGY INChistory →Common2.63%$3M38.1K
14CCICROWN CASTLE INTL CO REIThistory →Common2.62%$3M22.1K
15TXNTEXAS INSTRUMENTShistory →Common2.59%$3M24.3K
16AMTAMERN TOWER CORP REIThistory →Common2.57%$3M13.4K
17CMICUMMINS INChistory →Common2.54%$3M17.0K
18NEMNEWMONT GOLDCORP CORPhistory →Common2.52%$3M69.5K
19GLOBAL X MLP ETFCommon2.52%$3M383.0K
20BLACKROCK INCCommon2.52%$3M6.0K
21CATCATERPILLAR INChistory →Common2.47%$3M20.1K
22DPGDUFF & PHELPS GLOBAL UTIhistory →Common2.47%$3M194.9K
23MPCMARATHON PETE CORPhistory →Common2.42%$3M48.2K
24PSAPUBLIC STORAGE REIThistory →Common2.40%$3M13.5K
25AVGOBROADCOM INChistory →Common2.39%$3M9.1K
26TRVTRAVELERS COMPANIEShistory →Common2.32%$3M20.3K
27DIASPDR DOW JONES INDUSTRIAL AVRG ETFhistory →Common2.28%$3M9.6K
28FEDERAL REALTY INVT TR REITCommon2.26%$3M21.0K
29ADPAUTO DATA PROCESSINGhistory →Common2.24%$3M15.7K
30BROOKFIELD PROPERTY REIT CLASS ACommon2.22%$3M144.3K
31L3HARRIS TECHNOLOGIES INCommon2.21%$3M13.4K
32DGSWSDMTREE EMRG MKTS SMALLCAP DVD ETFhistory →Common2.09%$3M52.4K
33MMM3M COhistory →Common1.99%$2M13.6K
34TJXTJX COMPANIES INChistory →Common1.88%$2M36.9K
35SCHDSCHWAB US DIVIDEND EQUITY ETFhistory →Common1.57%$2M32.5K
36DRIDARDEN RESTAURANTShistory →Common1.32%$2M14.5K
37SPTLSPDR LONG TERM TREASURY ETFhistory →Common1.29%$2M39.8K
38WELLWELLTOWER INC REITCommon0.88%$1M12.9K
39SCHRSCHWAB INTERMEDIATE TERM US TRS ETFCommon0.73%$878,00016.0K
40IYRISHARES US REAL ESTATE ETFCommon0.58%$699,0007.5K
41IVWISHARES S&P 500 GROWTH ETFCommon0.58%$694,0003.6K
42AGGISHARES CORE US AGGREGATE BOND ETFCommon0.55%$664,0005.9K
43XLUSELECT SECTOR UTI SELECT SPDR ETFCommon0.54%$642,0009.9K
44RSPINVESCO S&P 500 EQUAL WEIGHT ETFCommon0.50%$598,0005.2K
45NFLXNETFLIX INCCommon0.48%$579,0001.8K
46INVESCO BULLETSHARES 2020 CORPORATE BOND ETFCommon0.28%$330,00015.5K
47NUVNUVEEN MUNICIPAL VALUE CCommon0.26%$315,00029.5K
48NEENEXTERA ENERGY INCCommon0.26%$311,0001.3K
49WMTWALMART INCCommon0.24%$285,0002.4K
50TFCTRUIST FINL CORPCommon0.23%$277,0004.9K
51PDPINVESCO DWA MOMENTUM ETFCommon0.22%$267,0004.2K
52AMZNAMAZON.COM INCCommon0.20%$244,000132
53GBLAXAMERICAN FD GLOBAL BALANCED FD ACommon0.19%$230,0006.7K
54SDOGALPS SECTOR DIVIDEND DOGS ETFCommon0.19%$229,0004.9K
55SOSOUTHERN COCommon0.19%$228,0003.6K
56XGDVXGABELLI DIVIDEND & INCOMCommon0.18%$220,00010.0K
57VZVERIZON COMMUNICATNCommon0.18%$216,0003.5K
58ALLIANZ GI INCM & GWTH ACommon0.17%$209,00018.7K
59IDUISHARES US UTILITIES ETFCommon0.17%$203,0001.3K
60ALPS ALERIAN MLP ETFCommon0.08%$93,00010.9K
61THERATECHNOLOGIES FCommon0.03%$34,00010.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2022$130M60May 17, 202213F-HRchanges · EDGAR ↗
Q3 2021$113M59Nov 8, 202113F-HRchanges · EDGAR ↗
Q1 2021$155M67May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$138M62Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$103M52Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$98M50Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$96M53May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$120M61Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$111M65Nov 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$94M61Aug 9, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$79M49May 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.