Managers / Q3 2019 · view latest →
Swaine & Leidel Wealth Services, LLC
CIK 0001741677 · 145 WEST CENTER AVENUE, SEBRING, FL, 33870 · (863) 385-1101
Summary
Swaine & Leidel Wealth Services, LLC reported $111M in U.S.-listed holdings across 65 positions for Q3 2019.
Its largest position, SWVXX, represents 9.8% of the portfolio.
Compared with Q2 2019, the fund opened 6 new positions and exited 2.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 42.1% · $46M
- ETP · 18.7% · $21M
- Other · 13.3% · $15M
- REIT · 11.8% · $13M
- Open-End Fund · 11.0% · $12M
- Closed-End Fund · 3.1% · $3M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| BROOKFIELD PROPERTY REIT CLASS A | NEW | +129.4K | 129.4K | +$3M | $3M |
| CATCATERPILLAR INC | NEW | +20.4K | 20.4K | +$3M | $3M |
| ITWILLINOIS TOOL WORKS | NEW | +15.9K | 15.9K | +$2M | $2M |
| NEMNEWMONT GOLDCORP CORP | NEW | +58.0K | 58.0K | +$2M | $2M |
| SOSOUTHERN CO | NEW | +3.4K | 3.4K | +$212,000 | $212,000 |
| SNOXXSCH TREAS OBLIGATION MMF INVESTOR SHARES | NEW | +17.4K | 17.4K | +$17,000 | $17,000 |
| IVEISHARES S&P 500 VALUE ETF | SOLD OUT | −3.3K | 0 | −$380,000 | $0 |
| IWMISHARES RUSSELL 2000 ETF | SOLD OUT | −1.8K | 0 | −$273,000 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2019
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2022 | $130M | 60 | May 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $113M | 59 | Nov 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $155M | 67 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $138M | 62 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $103M | 52 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $98M | 50 | Aug 5, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $96M | 53 | May 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $120M | 61 | Feb 11, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $111M | 65 | Nov 4, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $94M | 61 | Aug 9, 2019 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2019 | $79M | 49 | May 13, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.