SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Northwest Capital Management Inc

CIK 0001730404 · 1 CENTERPOINTE DRIVE, SUITE 115, LAKE OSWEGO, OR, 97035 · 531-213-2501

Reported Value
$192M
Q3 2021
Positions
96
Filings on Record
29
2019–present window
Filed
Oct 25, 2021
original filing

Summary

Northwest Capital Management Inc reported $192M in U.S.-listed holdings across 96 positions for Q3 2021.

The portfolio is heavily concentrated: SCHF alone accounts for 30.3% of reported value.

Compared with Q2 2021, the fund opened 11 new positions and exited 2.

Portfolio Metrics

Turnover
+1.6%
vs prior filed quarter
Top-10 Concentration
+84.1%
share of reported value
Largest Position
+30.3%
Schwab Strategic Tr
New / Exited
11 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $83MQ1 ’19Q2 ’19: $91MQ3 ’19: $95MQ4 ’19: $109MQ1 ’20: $100MQ1 ’20Q2 ’20: $114MQ3 ’20: $121MQ4 ’20: $134MQ1 ’21: $138MQ1 ’21Q2 ’21: $178MQ3 ’21: $192MQ4 ’21: $211MQ1 ’22: $213MQ1 ’22Q2 ’22: $191MQ3 ’22: $173MQ4 ’22: $188MQ1 ’23: $206MQ1 ’23Q2 ’23: $239MQ3 ’23: $259MQ4 ’23: $298MQ1 ’24: $312MQ1 ’24Q2 ’24: $274MQ3 ’24: $278MQ4 ’24: $233MQ1 ’25: $243MQ1 ’25Q2 ’25: $185MQ3 ’25: $95MQ4 ’25: $23Mfilingsflow.com

Portfolio Composition

By security type
ETP: 76.4%Common Stock: 23.0%ADR: 0.5%Other: 0.2%
  • ETP · 76.4% · $147M
  • Common Stock · 23.0% · $44M
  • ADR · 0.5% · $928,000
  • Other · 0.2% · $389,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IXGISHARES TRNEW+15.9K15.9K+$1M$1M
SPLBSPDR SER TRNEW+20.6K20.6K+$647,000$647,000
FALNISHARES TRNEW+21.6K21.6K+$646,000$646,000
SCHRSCHWAB STRATEGIC TRNEW+9.0K9.0K+$506,000$506,000
MELIMERCADOLIBRE INCNEW+307307+$462,000$462,000
ESGDISHARES TRNEW+5.7K5.7K+$460,000$460,000
SPIPSPDR SER TRNEW+12.0K12.0K+$375,000$375,000
SCHQSCHWAB STRATEGIC TRNEW+6.2K6.2K+$312,000$312,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

56 positions (from 96 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHFSCHWAB STRATEGIC TRINTL EQTY ETF · US MID-CAP ETF · INTL SCEQT ETF · EMRG MKTEQ ETF · US LRG CAP ETF · US DIVIDEND EQ · SHT TM US TRES · US LCAP VA ETF · US BRD MKT ETF · US SML CAP ETF · US LCAP GR ETF · INTRM TRM TRES · LONG TERM US30.34%$58M1.14M
2MBBISHARES TRMBS ETF · ESG AWR MSCI USA · EAFE VALUE ETF · CORE S&P TTL STK · GLOBAL FINLS ETF · RUS 1000 GRW ETF · CORE 1 5 YR USD · FALN ANGLS USD · U.S. MED DVC ETF · ESG AW MSCI EAFE · CORE MSCI INTL · CORE MSCI TOTAL · CORE US AGGBD ET · ESG ADV TTL USD · RUSSELL 2000 ETF · 0-5 YR TIPS ETF · MSCI USA MMENTM · MSCI ACWI EX US16.78%$32M374.6K
3VUSBVANGUARD BD INDEX FDSVANGUARD ULTRA · TOTAL BND MRKT · SHORT TRM BOND11.02%$21M414.8K
4MSFTMICROSOFT CORPhistory →COM5.82%$11M36.2K
5UCONFIRST TR EXCHNG TRADED FD VIhistory →TCW UNCONSTRAI4.81%$9M349.1K
6JPSTJ P MORGAN EXCHANGE-TRADED Fhistory →ULTRA SHRT INC4.00%$8M152.0K
7AAPLAPPLE INChistory →COM3.42%$7M44.2K
8VUGVANGUARD INDEX FDSGROWTH ETF · VALUE ETF · SMALL CP ETF · EXTEND MKT ETF · S&P 500 ETF SHS · TOTAL STK MKT · REAL ESTATE ETF · MID CAP ETF3.35%$6M30.7K
9PGPROCTER AND GAMBLE COhistory →COM2.41%$5M32.8K
10AMZNAMAZON COM INChistory →COM2.18%$4M1.3K
11COMTISHARES U S ETF TRhistory →GSCI CMDTY STGY1.75%$3M89.2K
12VTIPVANGUARD MALVERN FDShistory →STRM INFPROIDX1.17%$2M43.2K
13XLESELECT SECTOR SPDR TRENERGY0.99%$2M32.7K
14WFCWELLS FARGO CO NEWCOM0.95%$2M36.2K
15INTCINTEL CORPCOM0.88%$2M34.4K
16NKENIKE INCCL B0.87%$2M10.2K
17SPYSPDR S&P 500 ETF TRTR UNIT0.69%$1M2.9K
18TSLATESLA INCCOM0.67%$1M1.4K
19SPLBSPDR SER TRPORTFOLIO LN COR · PORTFLI TIPS ETF · NUVEEN BRC MUNIC0.65%$1M37.0K
20MRKMERCK & CO INCCOM0.58%$1M13.7K
21DISDISNEY WALT COCOM0.33%$639,0003.8K
22BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.33%$632,0002.2K
23METAFACEBOOK INCCL A0.32%$606,0001.9K
24AMGNAMGEN INCCOM0.31%$605,0002.9K
25GOOGALPHABET INCCAP STK CL C0.31%$602,000217
26ABTABBOTT LABSCOM0.30%$570,0004.5K
27COSTCOSTCO WHSL CORP NEWCOM0.29%$567,0001.2K
28ROYAL DUTCH SHELL PLCSPONS ADR A0.25%$487,00010.0K
29MELIMERCADOLIBRE INCCOM0.24%$462,000307
30NVSNOVARTIS AGSPONSORED ADR0.23%$441,0005.2K
31HDHOME DEPOT INCCOM0.22%$423,0001.2K
32UNILEVER PLCSPON ADR NEW0.20%$389,0007.2K
33QQQINVESCO QQQ TRUNIT SER 10.19%$371,000992
34CSCOCISCO SYS INCCOM0.19%$369,0006.7K
35SBUXSTARBUCKS CORPCOM0.19%$358,0003.1K
36INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL0.18%$355,0005.6K
37NFLXNETFLIX INCCOM0.17%$320,000481
38IEMGISHARES INCCORE MSCI EMKT0.17%$318,0005.0K
39NVDANVIDIA CORPORATIONCOM0.16%$312,0001.4K
40EXMOCEXXON MOBIL CORPCOM0.15%$287,0004.6K
41ORCLORACLE CORPCOM0.14%$265,0002.7K
42DDDUPONT DE NEMOURS INCCOM0.13%$255,0003.5K
43CMCSACOMCAST CORP NEWCL A0.13%$252,0004.6K
44USBUS BANCORP DELCOM NEW0.13%$250,0004.0K
45CVXCHEVRON CORP NEWCOM0.13%$245,0002.2K
46ABBVABBVIE INCCOM0.13%$241,0002.2K
47ARKWARK ETF TRNEXT GNRTN INTER0.12%$239,0001.6K
48JNJJOHNSON & JOHNSONCOM0.12%$237,0001.4K
49MCDMCDONALDS CORPCOM0.12%$237,000996
50MOOVANECK ETF TRUSTAGRIBUSINESS ETF0.11%$220,0002.3K
51TDTORONTO DOMINION BK ONTCOM NEW0.11%$220,0003.0K
52TAT&T INCCOM0.11%$220,0008.6K
53KOCOCA COLA COCOM0.11%$215,0004.0K
54VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.11%$212,0004.1K
55DOWDOW INCCOM0.11%$210,0003.6K
56FASDIREXION SHS ETF TRDLY FIN BULL NEW0.10%$200,0001.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$23M92Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$95M253Oct 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$185M352Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$243M443May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$233M436Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$278M459Oct 15, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$274M465Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$312M557Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$298M555Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$259M560Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$239M564Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$206M99May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$188M96Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$173M88Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$191M92Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$213M96May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$211M93Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$192M96Oct 25, 202113F-HRchanges · EDGAR ↗
Q2 2021$178M87Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M68May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$134M64Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$121M58Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$114M55Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$100M51May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$109M60Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$95M58Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$91M59Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$83M61May 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.