SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Northwest Capital Management Inc

CIK 0001730404 · 1 CENTERPOINTE DRIVE, SUITE 115, LAKE OSWEGO, OR, 97035 · 531-213-2501

Reported Value
$138M
Q1 2021
Positions
68
Filings on Record
29
2019–present window
Filed
May 10, 2021
original filing

Summary

Northwest Capital Management Inc reported $138M in U.S.-listed holdings across 68 positions for Q1 2021.

The portfolio is heavily concentrated: SCHF alone accounts for 40.2% of reported value.

Compared with Q4 2020, the fund opened 6 new positions and exited 2.

Portfolio Metrics

Turnover
+2.4%
vs prior filed quarter
Top-10 Concentration
+88.1%
share of reported value
Largest Position
+40.2%
Schwab Strategic Tr
New / Exited
6 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $83MQ1 ’19Q2 ’19: $91MQ3 ’19: $95MQ4 ’19: $109MQ1 ’20: $100MQ1 ’20Q2 ’20: $114MQ3 ’20: $121MQ4 ’20: $134MQ1 ’21: $138MQ1 ’21Q2 ’21: $178MQ3 ’21: $192MQ4 ’21: $211MQ1 ’22: $213MQ1 ’22Q2 ’22: $191MQ3 ’22: $173MQ4 ’22: $188MQ1 ’23: $206MQ1 ’23Q2 ’23: $239MQ3 ’23: $259MQ4 ’23: $298MQ1 ’24: $312MQ1 ’24Q2 ’24: $274MQ3 ’24: $278MQ4 ’24: $233MQ1 ’25: $243MQ1 ’25Q2 ’25: $185MQ3 ’25: $95MQ4 ’25: $23Mfilingsflow.com

Portfolio Composition

By security type
ETP: 75.6%Common Stock: 23.5%ADR: 0.6%Other: 0.3%
  • ETP · 75.6% · $104M
  • Common Stock · 23.5% · $32M
  • ADR · 0.6% · $832,000
  • Other · 0.3% · $405,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GOOGALPHABET INCNEW+124124+$257,000$257,000
BSVVANGUARD BD INDEX FDSNEW+3.0K3.0K+$244,000$244,000
DOWDOW INCNEW+3.6K3.6K+$230,000$230,000
STIPISHARES TRNEW+2.1K2.1K+$221,000$221,000
HDHOME DEPOT INCNEW+698698+$213,000$213,000
USBUS BANCORP DELNEW+3.7K3.7K+$204,000$204,000
REETISHARES TRSOLD OUT20.9K0$499,000$0
ARKWARK ETF TRSOLD OUT2.2K0$320,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

43 positions (from 68 filing rows — )
#IssuerClass% PortfolioValueShares
1SCHFSCHWAB STRATEGIC TRINTL EQTY ETF · US MID-CAP ETF · INTL SCEQT ETF · EMRG MKTEQ ETF · SHT TM US TRES · US LRG CAP ETF · US DIVIDEND EQ · US LCAP VA ETF · US BRD MKT ETF · US SML CAP ETF · US LCAP GR ETF · INTRM TRM TRES40.18%$55M1.19M
2MBBISHARES TRMBS ETF · CORE S&P TTL STK · CORE US AGGBD ET · CORE 1 5 YR USD · RUS 1000 GRW ETF · CORE MSCI INTL · CORE MSCI TOTAL · RUSSELL 2000 ETF · 0-5 YR TIPS ETF · RUS 1000 ETF16.36%$23M220.1K
3UCONFIRST TR EXCHNG TRADED FD VIhistory →TCW UNCONSTRAI7.36%$10M380.1K
4JPSTJ P MORGAN EXCHANGE-TRADED Fhistory →ULTRA SHRT INC6.46%$9M175.1K
5MSFTMICROSOFT CORPhistory →COM5.80%$8M33.9K
6AAPLAPPLE INChistory →COM3.66%$5M41.3K
7AMZNAMAZON COM INChistory →COM2.59%$4M1.2K
8PGPROCTER AND GAMBLE COhistory →COM2.42%$3M24.6K
9VXFVANGUARD INDEX FDSEXTEND MKT ETF · GROWTH ETF · TOTAL STK MKT · S&P 500 ETF SHS · MID CAP ETF1.74%$2M10.7K
10INTCINTEL CORPhistory →COM1.57%$2M33.8K
11VTIPVANGUARD MALVERN FDShistory →STRM INFPROIDX1.54%$2M41.0K
12NKENIKE INCCL B0.97%$1M10.0K
13WFCWELLS FARGO CO NEWCOM0.95%$1M33.5K
14SPYSPDR S&P 500 ETF TRTR UNIT0.77%$1M2.7K
15MRKMERCK & CO. INCCOM0.76%$1M13.6K
16AMGNAMGEN INCCOM0.52%$720,0002.9K
17TSLATESLA INCCOM0.43%$592,000886
18ABTABBOTT LABSCOM0.39%$539,0004.5K
19BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.37%$511,0002.0K
20BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND0.36%$495,0005.9K
21DISDISNEY WALT COCOM0.35%$479,0002.6K
22NVSNOVARTIS AGSPONSORED ADR0.32%$440,0005.2K
23UNILEVER PLCSPON ADR NEW0.29%$405,0007.2K
24ROYAL DUTCH SHELL PLCSPONS ADR A0.28%$392,00010.0K
25IEMGISHARES INCCORE MSCI EMKT0.25%$347,0005.4K
26METAFACEBOOK INCCL A0.24%$332,0001.1K
27CSCOCISCO SYS INCCOM0.24%$332,0006.4K
28QQQINVESCO QQQ TRUNIT SER 10.21%$285,000894
29ABBVABBVIE INCCOM0.21%$285,0002.6K
30DDDUPONT DE NEMOURS INCCOM0.20%$278,0003.6K
31SBUXSTARBUCKS CORPCOM0.19%$266,0002.4K
32TAT&T INCCOM0.19%$265,0008.7K
33GOOGALPHABET INCCAP STK CL C0.19%$257,000124
34CMCSACOMCAST CORP NEWCL A0.18%$250,0004.6K
35COSTCOSTCO WHSL CORP NEWCOM0.17%$239,000678
36MOOVANECK VECTORS ETF TRAGRIBUSINESS ETF0.17%$235,0002.7K
37DOWDOW INCCOM0.17%$230,0003.6K
38MCDMCDONALDS CORPCOM0.16%$222,000991
39VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.16%$214,0004.1K
40NFLXNETFLIX INCCOM0.15%$213,000409
41HDHOME DEPOT INCCOM0.15%$213,000698
42KOCOCA COLA COCOM0.15%$208,0004.0K
43USBUS BANCORP DELCOM NEW0.15%$204,0003.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$23M92Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$95M253Oct 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$185M352Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$243M443May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$233M436Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$278M459Oct 15, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$274M465Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$312M557Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$298M555Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$259M560Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$239M564Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$206M99May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$188M96Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$173M88Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$191M92Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$213M96May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$211M93Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$192M96Oct 25, 202113F-HRchanges · EDGAR ↗
Q2 2021$178M87Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M68May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$134M64Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$121M58Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$114M55Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$100M51May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$109M60Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$95M58Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$91M59Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$83M61May 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.