SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Northwest Capital Management Inc

CIK 0001730404 · 1 CENTERPOINTE DRIVE, SUITE 115, LAKE OSWEGO, OR, 97035 · 531-213-2501

Reported Value
$109M
Q4 2019
Positions
60
Filings on Record
29
2019–present window
Filed
Jan 27, 2020
original filing

Summary

Northwest Capital Management Inc reported $109M in U.S.-listed holdings across 60 positions for Q4 2019.

The portfolio is heavily concentrated: SCHR alone accounts for 54.1% of reported value.

Compared with Q3 2019, the fund opened 10 new positions and exited 8.

Portfolio Metrics

Turnover
+5.4%
vs prior filed quarter
Top-10 Concentration
+85.4%
share of reported value
Largest Position
+54.1%
Schwab Strategic Tr
New / Exited
10 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $83MQ1 ’19Q2 ’19: $91MQ3 ’19: $95MQ4 ’19: $109MQ1 ’20: $100MQ1 ’20Q2 ’20: $114MQ3 ’20: $121MQ4 ’20: $134MQ1 ’21: $138MQ1 ’21Q2 ’21: $178MQ3 ’21: $192MQ4 ’21: $211MQ1 ’22: $213MQ1 ’22Q2 ’22: $191MQ3 ’22: $173MQ4 ’22: $188MQ1 ’23: $206MQ1 ’23Q2 ’23: $239MQ3 ’23: $259MQ4 ’23: $298MQ1 ’24: $312MQ1 ’24Q2 ’24: $274MQ3 ’24: $278MQ4 ’24: $233MQ1 ’25: $243MQ1 ’25Q2 ’25: $185MQ3 ’25: $95MQ4 ’25: $23Mfilingsflow.com

Portfolio Composition

By security type
ETP: 75.0%Common Stock: 23.2%ADR: 1.0%Other: 0.4%NY Reg Shrs: 0.4%
  • ETP · 75.0% · $82M
  • Common Stock · 23.2% · $25M
  • ADR · 1.0% · $1M
  • Other · 0.4% · $458,000
  • NY Reg Shrs · 0.4% · $410,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
UCONFIRST TR EXCHNG TRADED FD VINEW+193.3K193.3K+$5M$5M
REETISHARES TRNEW+14.7K14.7K+$406,000$406,000
IEMGISHARES INCNEW+7.0K7.0K+$376,000$376,000
VBVANGUARD INDEX FDSNEW+1.8K1.8K+$306,000$306,000
NEARISHARES US ETF TRNEW+4.7K4.7K+$234,000$234,000
METAFACEBOOK INCNEW+1.1K1.1K+$216,000$216,000
VUGVANGUARD INDEX FDSNEW+1.2K1.2K+$214,000$214,000
DOWDOW INCNEW+3.8K3.8K+$207,000$207,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

39 positions (from 60 filing rows — )
#IssuerClass% PortfolioValueShares
1SCHRSCHWAB STRATEGIC TRINTRM TRM TRES · INTL EQTY ETF · US MID-CAP ETF · EMRG MKTEQ ETF · INTL SCEQT ETF · SHT TM US TRES · US DIVIDEND EQ · US LRG CAP ETF · US LCAP VA ETF · US BRD MKT ETF · US LCAP GR ETF · US SML CAP ETF54.09%$59M1.38M
2JPSTJP MORGAN EXCHANGE TRADED FDhistory →ULTRA SHRT INC5.92%$6M128.5K
3UCONFIRST TR EXCHNG TRADED FD VIhistory →TCW UNCONSTRAI4.57%$5M193.3K
4MSFTMICROSOFT CORPhistory →COM4.32%$5M30.0K
5PGPROCTER & GAMBLE COhistory →COM3.76%$4M32.9K
6AGGISHARES TRCORE US AGGBD ET · CORE MSCI INTL · CORE 1 5 YR USD · RUS 1000 GRW ETF · GLOBAL REIT ETF · CORE MSCI EAFE3.74%$4M64.9K
7AAPLAPPLE INChistory →COM2.90%$3M10.8K
8INTCINTEL CORPhistory →COM2.03%$2M37.2K
9VTIPVANGUARD MALVERN FDShistory →STRM INFPROIDX2.03%$2M45.1K
10AMZNAMAZON COM INChistory →COM2.02%$2M1.2K
11VOVANGUARD INDEX FDSMID CAP ETF · EXTEND MKT ETF · SMALL CP ETF · S&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF2.00%$2M13.0K
12WFCWELLS FARGO CO NEWhistory →COM1.80%$2M36.7K
13BNDVANGUARD BD INDEX FD INChistory →TOTAL BND MRKT1.23%$1M16.1K
14MRKMERCK & CO INChistory →COM1.12%$1M13.4K
15NKENIKE INCCL B0.73%$802,0007.9K
16SPYSPDR S&P 500 ETF TRTR UNIT0.70%$770,0002.4K
17AMGNAMGEN INCCOM0.64%$697,0002.9K
18ROYAL DUTCH SHELL PLCSPONS ADR A0.54%$590,00010.0K
19CVXCHEVRON CORP NEWCOM0.45%$493,0004.1K
20NVSNOVARTIS A GSPONSORED ADR0.45%$490,0005.2K
21TAT&T INCCOM0.43%$472,00012.1K
22BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.39%$429,0001.9K
23ABTABBOTT LABSCOM0.38%$417,0004.8K
24UNILEVER N VN Y SHS NEW0.37%$410,0007.1K
25IEMGISHARES INCCORE MSCI EMKT0.34%$376,0007.0K
26SBUXSTARBUCKS CORPCOM0.29%$315,0003.6K
27CSCOCISCO SYS INCCOM0.29%$312,0006.5K
28ALLERGAN PLCSHS0.26%$287,0001.5K
29DISDISNEY WALT COCOM DISNEY0.25%$273,0001.9K
30DDDUPONT DE NEMOURS INCCOM0.23%$251,0003.9K
31NEARISHARES US ETF TRSHT MAT BD ETF0.21%$234,0004.7K
32KOCOCA COLA COCOM0.20%$219,0004.0K
33METAFACEBOOK INCCL A0.20%$216,0001.1K
34COSTCOSTCO WHSL CORP NEWCOM0.20%$216,000734
35USBUS BANCORP DELCOM NEW0.19%$213,0003.6K
36CMCSACOMCAST CORP NEWCL A0.19%$208,0004.6K
37DOWDOW INCCOM0.19%$207,0003.8K
38VIOOVANGUARD ADMIRAL FDS INCSMLLCP 600 IDX0.19%$206,0001.4K
39BROADMARK RLTY CAP INCCOM0.16%$171,00013.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$23M92Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$95M253Oct 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$185M352Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$243M443May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$233M436Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$278M459Oct 15, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$274M465Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$312M557Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$298M555Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$259M560Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$239M564Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$206M99May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$188M96Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$173M88Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$191M92Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$213M96May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$211M93Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$192M96Oct 25, 202113F-HRchanges · EDGAR ↗
Q2 2021$178M87Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M68May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$134M64Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$121M58Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$114M55Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$100M51May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$109M60Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$95M58Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$91M59Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$83M61May 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.