SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Northwest Capital Management Inc

CIK 0001730404 · 1 CENTERPOINTE DRIVE, SUITE 115, LAKE OSWEGO, OR, 97035 · 531-213-2501

Reported Value
$95M
Q3 2019
Positions
58
Filings on Record
29
2019–present window
Filed
Oct 23, 2019
original filing

Summary

Northwest Capital Management Inc reported $95M in U.S.-listed holdings across 58 positions for Q3 2019.

The portfolio is heavily concentrated: SCHR alone accounts for 54.2% of reported value.

Compared with Q2 2019, the fund opened 2 new positions and exited 3.

Portfolio Metrics

Turnover
+2.4%
vs prior filed quarter
Top-10 Concentration
+85.3%
share of reported value
Largest Position
+54.2%
Schwab Strategic Tr
New / Exited
2 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $83MQ1 ’19Q2 ’19: $91MQ3 ’19: $95MQ4 ’19: $109MQ1 ’20: $100MQ1 ’20Q2 ’20: $114MQ3 ’20: $121MQ4 ’20: $134MQ1 ’21: $138MQ1 ’21Q2 ’21: $178MQ3 ’21: $192MQ4 ’21: $211MQ1 ’22: $213MQ1 ’22Q2 ’22: $191MQ3 ’22: $173MQ4 ’22: $188MQ1 ’23: $206MQ1 ’23Q2 ’23: $239MQ3 ’23: $259MQ4 ’23: $298MQ1 ’24: $312MQ1 ’24Q2 ’24: $274MQ3 ’24: $278MQ4 ’24: $233MQ1 ’25: $243MQ1 ’25Q2 ’25: $185MQ3 ’25: $95MQ4 ’25: $23Mfilingsflow.com

Portfolio Composition

By security type
ETP: 73.1%Common Stock: 24.3%ADR: 1.1%REIT: 0.8%NY Reg Shrs: 0.5%Other: 0.3%
  • ETP · 73.1% · $69M
  • Common Stock · 24.3% · $23M
  • ADR · 1.1% · $1M
  • REIT · 0.8% · $717,000
  • NY Reg Shrs · 0.5% · $429,000
  • Other · 0.3% · $252,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CMCSACOMCAST CORP NEWNEW+4.6K4.6K+$208,000$208,000
USBUS BANCORP DELNEW+3.7K3.7K+$202,000$202,000
NEARISHARES US ETF TRSOLD OUT5.5K0$278,000$0
EXMOCEXXON MOBIL CORPSOLD OUT2.9K0$224,000$0
METAFACEBOOK INCSOLD OUT1.1K0$203,000$0
ISTBISHARES TRADDED+4.1K11.3K+$207,000$571,000
JPSTJP MORGAN EXCHANGE TRADED FDADDED+49.7K155.4K+$3M$8M
SCHOSCHWAB STRATEGIC TRADDED+4.5K25.9K+$228,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

39 positions (from 58 filing rows — )
#IssuerClass% PortfolioValueShares
1SCHRSCHWAB STRATEGIC TRINTRM TRM TRES · INTL EQTY ETF · US MID-CAP ETF · EMRG MKTEQ ETF · INTL SCEQT ETF · US DIVIDEND EQ · US LCAP VA ETF · US LRG CAP ETF · SHT TM US TRES · US BRD MKT ETF · US LCAP GR ETF · US SML CAP ETF54.19%$51M1.26M
2JPSTJP MORGAN EXCHANGE TRADED FDhistory →ULTRA SHRT INC8.27%$8M155.4K
3MSFTMICROSOFT CORPhistory →COM4.79%$5M32.6K
4PGPROCTER & GAMBLE COhistory →COM4.32%$4M32.9K
5IDEVISHARES TRCORE MSCI INTL · CORE 1 5 YR USD · CORE US AGGBD ET · RUS 1000 GRW ETF · CORE MSCI EAFE · CORE S&P MCP ETF3.25%$3M44.3K
6AAPLAPPLE INChistory →COM2.55%$2M10.8K
7AMZNAMAZON COM INChistory →COM2.19%$2M1.2K
8INTCINTEL CORPhistory →COM2.07%$2M38.1K
9WFCWELLS FARGO CO NEWhistory →COM1.98%$2M37.2K
10VOVANGUARD INDEX FDSMID CAP ETF · EXTEND MKT ETF · S&P 500 ETF SHS · TOTAL STK MKT1.65%$2M10.1K
11BNDVANGUARD BD INDEX FD INChistory →TOTAL BND MRKT1.43%$1M16.0K
12VTIPVANGUARD MALVERN FDShistory →STRM INFPROIDX1.31%$1M25.3K
13MRKMERCK & CO INChistory →COM1.19%$1M13.4K
14ANNALY CAP MGMT INCCOM0.76%$717,00081.5K
15SPYSPDR S&P 500 ETF TRTR UNIT0.75%$709,0002.4K
16NKENIKE INCCL B0.70%$666,0007.1K
17ROYAL DUTCH SHELL PLCSPONS ADR A0.62%$589,00010.0K
18AMGNAMGEN INCCOM0.59%$560,0002.9K
19MOOVANECK VECTORS ETF TRAGRIBUSINESS ETF0.55%$525,0008.0K
20TAT&T INCCOM0.48%$453,00012.0K
21EZUISHARES INCMSCI EURZONE ETF0.48%$451,00011.6K
22NVSNOVARTIS A GSPONSORED ADR0.48%$450,0005.2K
23UNILEVER N VN Y SHS NEW0.45%$429,0007.1K
24ABTABBOTT LABSCOM0.45%$422,0005.0K
25GLDSPDR GOLD TRUSTGOLD SHS0.44%$417,0003.0K
26CVXCHEVRON CORP NEWCOM0.42%$397,0003.3K
27BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.42%$394,0001.9K
28SBUXSTARBUCKS CORPCOM0.36%$344,0003.9K
29CSCOCISCO SYS INCCOM0.34%$322,0006.5K
30DDDUPONT DE NEMOURS INCCOM0.30%$284,0004.0K
31VIGVANGUARD GROUPDIV APP ETF0.29%$278,0002.3K
32ALLERGAN PLCSHS0.27%$252,0001.5K
33DISDISNEY WALT COCOM DISNEY0.26%$246,0001.9K
34TECLDIREXION SHS ETF TRDLY TECH BULL 3X0.25%$240,0001.4K
35BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.25%$236,0004.0K
36COSTCOSTCO WHSL CORP NEWCOM0.23%$219,000762
37KOCOCA COLA COCOM0.23%$215,0004.0K
38CMCSACOMCAST CORP NEWCL A0.22%$208,0004.6K
39USBUS BANCORP DELCOM NEW0.21%$202,0003.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$23M92Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$95M253Oct 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$185M352Jul 25, 202513F-HRchanges · EDGAR ↗
Q1 2025$243M443May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$233M436Feb 4, 202513F-HRchanges · EDGAR ↗
Q3 2024$278M459Oct 15, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$274M465Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$312M557Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$298M555Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$259M560Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$239M564Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$206M99May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$188M96Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$173M88Nov 7, 202213F-HRchanges · EDGAR ↗
Q2 2022$191M92Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$213M96May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$211M93Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$192M96Oct 25, 202113F-HRchanges · EDGAR ↗
Q2 2021$178M87Aug 2, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M68May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$134M64Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$121M58Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$114M55Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$100M51May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$109M60Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$95M58Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$91M59Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$83M61May 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.