SEC 13F Intelligence

Managers / Q3 2023

Ayrton Capital LLC

CIK 0001698148 · 55 POST RD WEST, 2ND FLOOR, WESTPORT, CT, 06880 · 646-793-9056

Reported Value
$15M
Q3 2023
Positions
71
Filings on Record
8
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Ayrton Capital LLC reported $15M in U.S.-listed holdings across 71 positions for Q3 2023.

The portfolio is heavily concentrated: Mannkind alone accounts for 34.0% of reported value.

Compared with Q2 2023, the fund opened 7 new positions and exited 10.

Portfolio Metrics

Turnover
+11.7%
vs prior filed quarter
Top-10 Concentration
+87.7%
share of reported value
Largest Position
+34.0%
Mannkind
New / Exited
7 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $106MQ4 ’21Q1 ’22: $77MQ1 ’22Q2 ’22: $62MQ2 ’22Q3 ’22: $57MQ3 ’22Q4 ’22: $37MQ4 ’22Q1 ’23: $28MQ1 ’23Q2 ’23: $16MQ2 ’23Q3 ’23: $15MQ3 ’23filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 60.7%Other: 32.9%Common Stock: 4.9%Equity WRT: 1.4%
  • US DOMESTIC · 60.7% · $9M
  • Other · 32.9% · $5M
  • Common Stock · 4.9% · $729,605
  • Equity WRT · 1.4% · $210,240

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CREXCREATIVE REALITIES INCNEW+256.6K256.6K+$397,705$397,705
TOUGHBUILT INDS INCNEW+1.12M1.12M+$219,103$219,103
LUCDLUCID DIAGNOSTICS INCNEW+73.9K73.9K+$86,471$86,471
TRITIUM DCFC LIMITEDNEW+273.7K273.7K+$82,872$82,872
OCEAOCEAN BIOMEDICAL INCNEW+13.3K13.3K+$52,046$52,046
BTMWQBITCOIN DEPOT INCNEW+100.0K100.0K+$18,990$18,990
ESPORTS ENTMT GROUP INCNEW+55.0K55.0K+$5,852$5,852
PAVMED INCADDED+1.79M2.24M+$477,805$661,152

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

64 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MANNKIND CORPNOTE 2.500% 3/034.05%$5M4.75M
2RINGCENTRAL INCNOTE 3/012.57%$2M2.00M
3NOGIN INCDEBT 7.000% 9/08.21%$1M2.50M
4SHF HOLDINGS INCCLASS A COM6.31%$930,8171.18M
5CLOUDFLARE INCNOTE 8/15.78%$851,8831.00M
6UNITY SOFTWARE INCNOTE 11/15.38%$793,4631.00M
7OCEANTECH ACQUISITIONS I CORCLASS A COM · *W EXP 99/99/9995.25%$774,838195.0K
8PAVMED INCCOM4.48%$661,1522.24M
9ALARM COM HLDGS INCNOTE 1/12.94%$434,048500.0K
10CREXCREATIVE REALITIES INChistory →COM2.70%$397,705256.6K
11TOUGHBUILT INDS INCCOM · *W EXP 11/14/2021.49%$220,0901.29M
12PMCBPHARMACYTE BIOTECH INChistory →COM NEW1.31%$193,38392.1K
13RECON TECHNOLOGY LTDCL A SHS1.20%$176,249568.5K
14ADDENTAX GROUP CORPCOM1.09%$161,490119.6K
15PEPPERLIME HEALTH ACQUSTN COCLASS A ORD SHS0.95%$140,70513.0K
16SHUTTLE PHARMACTCLS HLDGS INCOM0.91%$134,460220.4K
17AUDDIA INCCOM · *W EXP 02/19/2020.60%$89,211280.7K
18LUCDLUCID DIAGNOSTICS INCCOM0.59%$86,47173.9K
19TRITIUM DCFC LIMITEDORDINARY SHARES0.56%$82,872273.7K
20OPFI/WSOPPFI INC*W EXP 07/20/2020.43%$63,00025.0K
21OCEAOCEAN BIOMEDICAL INCCOM0.35%$52,04613.3K
22FLAME ACQUISITION CORP*W EXP 02/26/2020.31%$46,26957.8K
23SKYAWSHARPS TECHNOLOGY INC*W EXP 04/13/2020.17%$24,814235.2K
24LUCYWINNOVATIVE EYEWEAR INC*W EXP 08/16/2020.15%$22,646150.9K
25ALSET CAPITAL ACQUISITION CORIGHT 01/31/2027 · *W EXP 01/31/2020.15%$22,630150.0K
26ZIVO BIOSCIENCE INC*W EXP 06/02/2020.15%$21,88548.9K
27WORKSPORT LTD*W EXP 08/06/2020.15%$21,49686.0K
28BTMWQBITCOIN DEPOT INC*W EXP 06/30/2020.13%$18,990100.0K
29FINTECH ECOSYSTEM DEVERIGHT 04/01/2026 · *W EXP 04/01/2020.13%$18,919187.5K
30NLS PHARMACEUTICS LTD*W EXP 02/02/2020.12%$17,895170.1K
31ARES ACQUISITION CORPORATION*W EXP 02/02/2020.11%$16,42624.9K
32AIMDWAINOS INC*W EXP 07/29/2020.11%$16,35550.0K
33AKERNA CORPCOM NEW0.11%$15,92572.5K
34ONFOWONFOLIO HOLDINGS INC*W EXP 01/02/2020.09%$13,340100.0K
35OXUS ACQUISITION CORP*W EXP 99/99/9990.07%$10,49460.0K
36SWAGWSTRAN & COMPANY INC*W EXP 11/01/2020.07%$10,092224.3K
37BEATWHEARTBEAM INC*W EXP 10/31/2020.07%$10,00050.0K
38RELIANCE GLOBAL GROUP INC*W EXP 02/01/2020.07%$9,65597.8K
39RELATIVITY ACQUISITION CORP*W EXP 12/15/2020.06%$9,420200.0K
40GMBLZESPORTS ENTMT GROUP INCCOM · *W EXP 03/02/2020.05%$7,852305.0K
41CLOVER LEAF CAPITAL CORPRIGHT 05/31/20280.05%$7,58375.0K
42KAIROUS ACQUISITION CORP LTDRIGHT 09/15/2026 · *W EXP 09/15/2020.05%$6,773112.5K
43LIBERTY RES ACQUISITION CORP*W EXP 10/31/2020.04%$6,580175.0K
44AOGOWAROGO CAPITAL ACQUISITION CO*W EXP 03/23/2020.04%$6,275125.0K
45PAGAYA TECHNOLOGIES LTD*W EXP 09/01/2020.04%$5,83316.7K
46SPLASH BEVERAGE GROUP INC*W EXP 06/15/2020.03%$4,98049.8K
47DIGITAL HEALTH ACQUISITION C*W EXP 11/02/2020.03%$4,420200.0K
48VISION SENSING ACQUISITION C*W EXP 10/21/2020.03%$4,163112.5K
49SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.02%$3,525250.0K
50FINNOVATE ACQUISITION CORP*W EXP 09/30/2020.02%$3,51075.0K
51TWELVE SEAS INVESTMENT CO II*W EXP 03/02/2020.02%$3,45366.7K
52CYCUWWESTERN ACQSTN VENTURES CORP*W EXP 09/01/2020.02%$3,210100.0K
53EUDA HEALTH HOLDINGS LTD*W EXP 09/24/2020.02%$3,10440.0K
54ANZU SPECIAL ACQUISITIN CORP*W EXP 01/27/2020.02%$2,96733.3K
55MULTIMETAVERSE HOLDINGS LTD*W EXP 01/04/2020.02%$2,62575.0K
56CMRAWCOMERA LIFE SCIENCES HLDGS I*W EXP 03/15/2020.01%$2,170100.0K
57ALLIANCE ENTERTAINMENT HOLDI*W EXP 02/11/2020.01%$1,900100.0K
58APOLLO STRATEGIC GRWT CPTL I*W EXP 02/12/2020.01%$1,57020.0K
59VERSUS SYSTEMS INC*W EXP 01/15/2020.01%$1,510100.0K
60CONCORD ACQUISITION CORP III*W EXP 99/99/9990.01%$1,50025.0K
61AGRIFORCE GROWING SYSTEMS LT*W EXP 02/01/2020.01%$1,46573.6K
62REVBWREVELATION BIOSCIENCES INC*W EXP 01/10/2020.01%$1,26875.0K
63VRMEWVERIFYME INC*W EXP 06/22/2020.01%$1,00010.0K
64CHAVANT CAPITAL ACQUISITN CO*W EXP 99/99/9990.01%$87437.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$15M71Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$16M74Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$28M85May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$37M95Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$57M118Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$62M120Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$77M123May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$106M118Feb 11, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.