SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Ayrton Capital LLC

CIK 0001698148 · 55 POST RD WEST, 2ND FLOOR, WESTPORT, CT, 06880 · 646-793-9056

Reported Value
$57M
Q3 2022
Positions
118
Filings on Record
8
2019–present window
Filed
Nov 9, 2022
original filing

Summary

Ayrton Capital LLC reported $57M in U.S.-listed holdings across 118 positions for Q3 2022.

Its largest position, Shf, represents 14.4% of the portfolio.

Compared with Q2 2022, the fund opened 13 new positions and exited 15.

Portfolio Metrics

Turnover
+22.8%
vs prior filed quarter
Top-10 Concentration
+51.7%
share of reported value
Largest Position
+14.4%
Shf
New / Exited
13 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $106MQ4 ’21Q1 ’22: $77MQ1 ’22Q2 ’22: $62MQ2 ’22Q3 ’22: $57MQ3 ’22Q4 ’22: $37MQ4 ’22Q1 ’23: $28MQ1 ’23Q2 ’23: $16MQ2 ’23Q3 ’23: $15MQ3 ’23filingsflow.com

Portfolio Composition

By security type
Other: 76.3%US DOMESTIC: 12.6%Common Stock: 10.5%Equity WRT: 0.6%
  • Other · 76.3% · $43M
  • US DOMESTIC · 12.6% · $7M
  • Common Stock · 10.5% · $6M
  • Equity WRT · 0.6% · $360,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHF HOLDINGS INCNEW+1.18M1.18M+$8M$8M
PAVMED INCNEW+1.60M1.60M+$1M$1M
CLOUDFLARE INCNEW+1.00M1.00M+$783,000$783,000
MMTEC INCNEW+91.2K91.2K+$131,000$131,000
BIT MINING LIMITEDNEW+362.9K362.9K+$102,000$102,000
AYTU BIOPHARMA INCNEW+452.2K452.2K+$84,000$84,000
LUCYWINNOVATIVE EYEWEAR INCNEW+150.0K150.0K+$60,000$60,000
TROIKA MEDIA GROUP INCNEW+144.8K144.8K+$49,000$49,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

80 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHF HOLDINGS INCCLASS A COM14.45%$8M1.18M
2MANNKIND CORPNOTE 2.500% 3/07.50%$4M4.75M
3LMF ACQUISITION OPPORTUNIT ICL A COM · *W EXP 01/26/2024.54%$3M500.0K
4INDUSTRIAL HUMAN CAPITAL INCCOM · *W EXP 11/27/2024.46%$3M500.0K
5PMCBPHARMACYTE BIOTECH INChistory →COM NEW4.35%$2M1.03M
6DIGITAL HEALTH ACQUISITION CCOMMON STOCK · *W EXP 11/02/2023.61%$2M400.0K
7ACQCRELATIVITY ACQUISITION CORPCLASS A COM · *W EXP 12/15/2023.54%$2M400.0K
8AFRICAN GOLD ACQUISITION CORSHS CL A · *W EXP 03/31/2023.18%$2M347.1K
9LIBERTY RES ACQUISITION CORPCLASS A COM · *W EXP 10/31/2023.13%$2M350.0K
10RINGCENTRAL INCNOTE2.97%$2M2.00M
11GIGINTERNATIONAL1 INCCOM · *W EXP 04/19/2022.69%$2M299.6K
12VISION SENSING ACQUISITION CCLASS A COM · *W EXP 10/21/2022.66%$2M262.5K
13AGBA ACQUISITION LTDSHS · RIGHT 05/10/2024 · *W EXP 05/10/2022.55%$1M367.6K
14GOLDENBRIDGE ACQUISITION LTDSHS · RIGHT 10/28/2025 · *W EXP 10/28/2022.47%$1M403.5K
15PAVMED INCCOM2.41%$1M1.60M
16OCEANTECH ACQUISITIONS I CORCLASS A COM · *W EXP 99/99/9992.25%$1M250.0K
17FINTECH ECOSYSTEM DEVECLASS A COM · RIGHT 04/01/2026 · *W EXP 04/01/2022.25%$1M312.5K
18AOGOAROGO CAPITAL ACQUISITION COCLASS A COM · *W EXP 03/23/2022.19%$1M250.0K
19FINNOVATE ACQUISITION CORPCLASS A ORD SHS · *W EXP 09/30/2021.78%$1M175.0K
20GSR II METEORA ACQUISITN CORCLASS A COM · *W EXP 02/24/2021.77%$1M200.0K
21ADARA ACQUISITION CORPCOM CL A · *W EXP 02/11/2021.77%$1M199.5K
22CYCUWWESTERN ACQSTN VENTURES CORPCOM · *W EXP 09/01/2021.76%$1M200.0K
23ALSET CAPITAL ACQUISITION COCLASS A COM · RIGHT 01/31/2027 · *W EXP 01/31/2021.76%$1M250.0K
24KHOSLA VENTURES ACQUISITIONCL A1.75%$997,000101.7K
25ANZU SPECIAL ACQUISITIN CORPCOM CL A · *W EXP 01/27/2021.43%$816,000116.2K
26CLOUDFLARE INCNOTE 8/11.37%$783,0001.00M
27CLOVER LEAF CAPITAL CORPCOM CL A · RIGHT 05/31/20281.35%$770,000150.0K
28KAIROUS ACQUISITION CORP LTDORDINARY SHARES · RIGHT 09/15/2026 · *W EXP 09/15/2021.34%$762,000187.5K
29MEDICUS SCIENCES ACQUISITIONCL A SHS · *W EXP 02/12/2021.30%$741,00085.7K
30BLUE SAFARI GRP ACQUISITN COCLASS A ORD SHS · RIGHT 09/24/20261.27%$726,000140.0K
31MINORITY EQUALITY OPPORTUNITCLASS A COM · *W EXP 08/26/2021.26%$716,000140.0K
32OXUS ACQUISITION CORPSHS CL A · *W EXP 99/99/9991.07%$612,000120.0K
33FLAME ACQUISITION CORPCOM CL A · *W EXP 02/26/2020.98%$558,000113.8K
34CONCORD ACQUISITION CORP IIICOM CL A · *W EXP 99/99/9990.89%$506,00075.0K
358I ACQUISITION 2 CORPORDINARY SHARES · 8I ACQUISITION 2 CORP · *W EXP 09/24/2020.77%$437,000120.0K
36RECHARGE ACQUISITION CORPCOM CL A · *W EXP 10/05/2020.75%$425,00067.0K
37ALARM COM HLDGS INCNOTE0.72%$412,000500.0K
38TWELVE SEAS INVESTMENT CO IICOM CL A · *W EXP 03/02/2020.69%$396,000106.4K
39POLISHED COM INC*W EXP 06/02/2020.44%$250,0002.00M
40BRTXBIORESTORATIVE THERAPIES INCCOM NEW0.35%$198,00061.4K
41MMTEC INCSHS NEW0.23%$131,00091.2K
42PEPPERLIME HEALTH ACQUSTN COCLASS A ORD SHS0.23%$130,00013.0K
43BIT MINING LIMITEDSPON ADR REP A0.18%$102,000362.9K
44LUCYWINNOVATIVE EYEWEAR INC*W EXP 08/16/202 · COM0.15%$87,000169.5K
45AYTU BIOPHARMA INCCOM NEW0.15%$84,000452.2K
46SKYAWSHARPS TECHNOLOGY INC*W EXP 04/13/2020.15%$83,000235.2K
47SURGEPAYS INC*W EXP 10/22/2020.11%$63,00049.0K
48SWAGWSTRAN & COMPANY INC*W EXP 11/01/2020.10%$58,000224.3K
49TROIKA MEDIA GROUP INCCOM0.09%$49,000144.8K
50UNICYCIVE THERAPEUTICS INCCOM0.08%$45,00076.6K
51NLS PHARMACEUTICS LTD*W EXP 09/25/2020.08%$43,000170.1K
52AIMDWAINOS INC*W EXP 07/29/2020.07%$38,00050.0K
53GREENLIGHT BIOSCIENCS HLDS P*W EXP 02/02/2020.06%$34,000150.0K
54ZIVO BIOSCIENCE INC*W EXP 05/14/2020.05%$29,00048.9K
55BEATWHEARTBEAM INCHEARTBEAM INC0.05%$29,00050.0K
56AIRSPAN NETWORKS HOLDINGS IN*W EXP 08/13/2020.05%$27,000150.0K
57WORKSPORT LTD*W EXP 06/01/2020.05%$26,00086.0K
58RELIANCE GLOBAL GROUP INC*W EXP 02/01/2020.04%$25,00097.8K
59TOUGHBUILT INDS INC*W EXP 11/14/2020.04%$24,000161.8K
60MODEL PERFORMANCE ACQU CORPRIGHT 04/29/2026 · *W EXP 04/29/2020.04%$22,000225.0K
61SPLASH BEVERAGE GROUP INC*W EXP 06/15/2020.04%$20,00049.8K
62ONFOWONFOLIO HOLDINGS INC*W EXP 01/02/2020.03%$19,000100.0K
63VERSUS SYSTEMS INC*W EXP 12/17/2020.03%$19,000100.0K
64GMBLZESPORTS ENTMT GROUP INC*W EXP 03/02/2020.03%$18,000250.0K
65AUDDIA INC*W EXP 10/17/2020.03%$17,00040.0K
66AGRIFORCE GROWING SYSTEMS LT*W EXP 02/01/2020.03%$16,00073.6K
67DOGNESS INTERNATIONAL CORPCOM CL A0.02%$13,00011.5K
68CMRAWCOMERA LIFE SCIENCES HLDGS I*W EXP 03/15/2020.01%$6,000100.0K
69OPFI/WSOPPFI INC*W EXP 07/20/2020.01%$6,00025.0K
70KALERA PUBLIC LIMITED CO*W EXP 06/27/2020.01%$3,00025.0K
71ARES ACQUISITION CORPORATION*W EXP 99/99/9990.01%$3,00024.9K
72PAGAYA TECHNOLOGIES LTD*W EXP 09/01/2020.01%$3,00016.7K
73VRMEWVERIFYME INC*W EXP 06/22/2020.01%$3,00010.0K
74CHECK CAP LTD*W EXP 05/03/2020.01%$3,000128.2K
75REVBWREVELATION BIOSCIENCES INC*W EXP 01/10/2020.01%$3,00075.0K
76FORTRESS VALUE ACQUISI CORP*W EXP 03/18/2020.00%$2,00012.5K
77IBERE PHARMACEUTICALS*W EXP 03/01/2020.00%$2,00028.4K
78APOLLO STRATEGIC GRWT CPTL I*W EXP 02/12/2020.00%$2,00020.0K
79CHAVANT CAPITAL ACQUISITN COORDINARY SHARES0.00%$2,00037.5K
80LAZARD GROWTH ACQUISITION CO*W EXP 02/10/2020.00%$1,00020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$15M71Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$16M74Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$28M85May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$37M95Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$57M118Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$62M120Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$77M123May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$106M118Feb 11, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.