SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Ayrton Capital LLC

CIK 0001698148 · 55 POST RD WEST, 2ND FLOOR, WESTPORT, CT, 06880 · 646-793-9056

Reported Value
$28M
Q1 2023
Positions
85
Filings on Record
8
2019–present window
Filed
May 12, 2023
original filing

Summary

Ayrton Capital LLC reported $28M in U.S.-listed holdings across 85 positions for Q1 2023.

Its largest position, Mannkind, represents 17.7% of the portfolio.

Compared with Q4 2022, the fund opened 9 new positions and exited 19.

Portfolio Metrics

Turnover
+4.9%
vs prior filed quarter
Top-10 Concentration
+70.2%
share of reported value
Largest Position
+17.7%
Mannkind
New / Exited
9 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $106MQ4 ’21Q1 ’22: $77MQ1 ’22Q2 ’22: $62MQ2 ’22Q3 ’22: $57MQ3 ’22Q4 ’22: $37MQ4 ’22Q1 ’23: $28MQ1 ’23Q2 ’23: $16MQ2 ’23Q3 ’23: $15MQ3 ’23filingsflow.com

Portfolio Composition

By security type
Other: 52.4%US DOMESTIC: 31.4%Common Stock: 15.5%Equity WRT: 0.7%
  • Other · 52.4% · $15M
  • US DOMESTIC · 31.4% · $9M
  • Common Stock · 15.5% · $4M
  • Equity WRT · 0.7% · $205,737

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SONNET BIOTHERAPEUTC HLDNG INEW+765.4K765.4K+$275,553$275,553
ARQIT QUANTUM INCNEW+159.3K159.3K+$223,019$223,019
RECON TECHNOLOGY LTDNEW+568.5K568.5K+$194,841$194,841
PAVMED INCNEW+430.3K430.3K+$160,723$160,723
SEASTAR MEDICAL HOLDING CORPNEW+250.0K250.0K+$21,200$21,200
MULTIMETAVERSE HOLDINGS LTDNEW+15.0K15.0K+$16,350$16,350
CLOVER LEAF CAPITAL CORPNEW+75.0K75.0K+$6,750$6,750
MULTIMETAVERSE HOLDINGS LTDNEW+75.0K75.0K+$3,758$3,758

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

46 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MANNKIND CORPNOTE 2.500% 3/017.75%$5M4.75M
2PMCBPHARMACYTE BIOTECH INChistory →COM NEW10.77%$3M1.03M
3LIBERTY RES ACQUISITION CORPCLASS A COM · *W EXP 10/31/2026.66%$2M350.0K
4RINGCENTRAL INCNOTE 3/06.35%$2M2.00M
5VISION SENSING ACQUISITION CCLASS A COM5.65%$2M150.0K
6EUDA HEALTH HOLDINGS LTDORD SHS5.16%$1M957.8K
7OCEANTECH ACQUISITIONS I CORCLASS A COM4.80%$1M125.0K
8FINTECH ECOSYSTEM DEVECLASS A COM · RIGHT 04/01/20264.78%$1M250.0K
9AROGO CAPITAL ACQUISITION COCLASS A COM4.69%$1M125.0K
10ALSET CAPITAL ACQUISITION COCLASS A COM · RIGHT 01/31/20273.77%$1M200.0K
11FINNOVATE ACQUISITION CORPCLASS A ORD SHS3.74%$1M100.0K
12GSR II METEORA ACQUISITN CORCLASS A COM3.72%$1M100.0K
13KHOSLA VENTURES ACQUISITIONCL A3.70%$1M101.7K
14CLOUDFLARE INCNOTE 8/13.04%$845,9631.00M
15UNITY SOFTWARE INCNOTE2.79%$778,2061.00M
16SHF HOLDINGS INCCLASS A COM2.16%$600,9071.18M
17CONCORD ACQUISITION CORP IIICOM CL A1.86%$518,50050.0K
18ALARM COM HLDGS INCNOTE1.51%$421,485500.0K
19SONNET BIOTHERAPEUTC HLDNG ICOM NEW0.99%$275,553765.4K
20ARQIT QUANTUM INCORDINARY SHARES0.80%$223,019159.3K
21POLISHED COM INC*W EXP 06/02/2020.71%$197,8002.00M
22RECON TECHNOLOGY LTDCL A SHS0.70%$194,841568.5K
23PAVMED INCCOM0.58%$160,723430.3K
24GENI GROUP LTDORD SHS0.54%$149,901111.0K
25PEPPERLIME HEALTH ACQTN COCLASS A ORD SHS0.48%$132,62513.0K
26GOLDENBRIDGE ACQUISITION LTDRIGHT 10/28/2025 · *W EXP 10/28/2020.26%$72,670269.0K
27BLUE SAFARI GRP ACQUISITN CORIGHT 09/24/20260.14%$37,80070.0K
28LUCYWINNOVATIVE EYEWEAR INC*W EXP 08/16/2020.12%$33,424150.9K
29FLAME ACQUISITION CORP*W EXP 02/26/2020.12%$32,96757.8K
30SKYAWSHARPS TECHNOLOGY INC*W EXP 04/13/2020.11%$30,576235.2K
31ZIVO BIOSCIENCE INC*W EXP 06/02/2020.10%$28,46048.9K
32NLS PHARMACEUTICS LTD*W EXP 02/02/2020.09%$25,515170.1K
33BEATWHEARTBEAM INC*W EXP 10/31/2020.09%$24,50050.0K
34ARES ACQUISITION CORPORATION*W EXP 02/02/2020.08%$21,86924.9K
35STRAN & COMPANY INC*W EXP 11/01/2020.08%$21,260224.3K
36SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.08%$21,200250.0K
37WORKSPORT LTD*W EXP 08/06/2020.06%$17,20486.0K
38DIGITAL HEALTH ACQUISITION C*W EXP 11/02/2020.06%$17,000200.0K
39ONFOWONFOLIO HOLDINGS INC*W EXP 01/02/2020.06%$16,400100.0K
40MULTIMETAVERSE HOLDINGS LTDCLASS A ORD SHS0.06%$16,35015.0K
41AIMDWAINOS INC*W EXP 07/29/2020.05%$15,15050.0K
42SPLASH BEVERAGE GROUP INC*W EXP 06/15/2020.05%$13,94449.8K
43TOUGHBUILT INDS INC*W EXP 11/14/2020.05%$13,754161.8K
44EZRAWRELIANCE GLOBAL GROUP INC*W EXP 02/01/2020.04%$11,92497.8K
45KAIRO ACQUISITION CORP LTDRIGHT 09/15/20260.04%$11,31075.0K
46RELATIVITY ACQUISITION CORP*W EXP 12/15/2020.03%$9,420200.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$15M71Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$16M74Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$28M85May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$37M95Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$57M118Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$62M120Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$77M123May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$106M118Feb 11, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.