SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Ayrton Capital LLC

CIK 0001698148 · 55 POST RD WEST, 2ND FLOOR, WESTPORT, CT, 06880 · 646-793-9056

Reported Value
$16M
Q2 2023
Positions
74
Filings on Record
8
2019–present window
Filed
Aug 14, 2023
original filing

Summary

Ayrton Capital LLC reported $16M in U.S.-listed holdings across 74 positions for Q2 2023.

The portfolio is heavily concentrated: Mannkind alone accounts for 31.4% of reported value.

Compared with Q1 2023, the fund opened 9 new positions and exited 20.

Portfolio Metrics

Turnover
+12.2%
vs prior filed quarter
Top-10 Concentration
+86.4%
share of reported value
Largest Position
+31.4%
Mannkind
New / Exited
9 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $106MQ4 ’21Q1 ’22: $77MQ1 ’22Q2 ’22: $62MQ2 ’22Q3 ’22: $57MQ3 ’22Q4 ’22: $37MQ4 ’22Q1 ’23: $28MQ1 ’23Q2 ’23: $16MQ2 ’23Q3 ’23: $15MQ3 ’23filingsflow.com

Portfolio Composition

By security type
US DOMESTIC: 55.9%Other: 37.7%Common Stock: 5.4%Equity WRT: 1.1%
  • US DOMESTIC · 55.9% · $9M
  • Other · 37.7% · $6M
  • Common Stock · 5.4% · $860,100
  • Equity WRT · 1.1% · $177,067

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NOGIN INCNEW+2.50M2.50M+$2M$2M
SHUTTLE PHARMACTCLS HLDGS INNEW+250.9K250.9K+$288,552$288,552
ADDENTAX GROUP CORPNEW+33.0K33.0K+$217,001$217,001
AUDDIA INCNEW+240.7K240.7K+$99,381$99,381
KSCPKNIGHTSCOPE INCNEW+127.9K127.9K+$67,903$67,903
AKERNA CORPNEW+26.6K26.6K+$16,096$16,096
AGRIFORCE GROWING SYSTEMS LTNEW+70.9K70.9K+$16,078$16,078
CLOVER LEAF CAPITAL CORPNEW+75.0K75.0K+$9,075$9,075

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

48 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MANNKIND CORPNOTE 2.500% 3/031.41%$5M4.75M
2RINGCENTRAL INCNOTE 3/011.50%$2M2.00M
3NOGIN INCDEBT 7.000% 9/010.36%$2M2.50M
4GSR II METEORA ACQUISITN CORCLASS A COM · *W EXP 02/24/2026.62%$1M200.0K
5CLOUDFLARE INCNOTE 8/15.31%$850,0311.00M
6UNITY SOFTWARE INCNOTE 11/14.99%$798,9201.00M
7PMCBPHARMACYTE BIOTECH INChistory →COM NEW4.95%$792,197277.0K
8OCEANTECH ACQUISITIONS I CORCLASS A COM · *W EXP 99/99/9994.77%$764,500195.0K
9SHF HOLDINGS INCCLASS A COM3.90%$624,4721.18M
10ALARM COM HLDGS INCNOTE 1/12.67%$428,003500.0K
11EUDA HEALTH HOLDINGS LTDORD SHS2.24%$359,440472.9K
12SHUTTLE PHARMACTCLS HLDGS INCOM1.80%$288,552250.9K
13ADDENTAX GROUP CORPCOM1.35%$217,00133.0K
14RECON TECHNOLOGY LTDCL A SHS1.22%$195,694568.5K
15PAVMED INCCOM1.14%$183,347449.6K
16PEPPERLIME HEALTH ACQUSTN COCLASS A ORD SHS0.85%$136,14313.0K
17POLISHED COM INC*W EXP 06/02/2020.81%$129,8002.00M
18AUDDIA INCCOM0.62%$99,381240.7K
19KSCPKNIGHTSCOPE INCCLASS A COM0.42%$67,903127.9K
20SKYAWSHARPS TECHNOLOGY INC*W EXP 04/13/2020.21%$33,163235.2K
21ALSET CAPITAL ACQUISITION CORIGHT 01/31/20270.20%$31,580100.0K
22ZIVO BIOSCIENCE INC*W EXP 06/02/2020.18%$29,30548.9K
23LUCYWINNOVATIVE EYEWEAR INC*W EXP 08/16/2020.18%$28,671150.9K
24WORKSPORT LTD*W EXP 08/06/2020.13%$20,21586.0K
25ONFOWONFOLIO HOLDINGS INC*W EXP 01/02/2020.12%$20,000100.0K
26BEATWHEARTBEAM INC*W EXP 10/31/2020.12%$20,00050.0K
27ARES ACQUISITION CORPORATION*W EXP 02/02/2020.12%$19,88124.9K
28NLS PHARMACEUTICS LTD*W EXP 02/02/2020.11%$18,201170.1K
29FLAME ACQUISITION CORP*W EXP 02/26/2020.11%$18,06857.8K
30AKERNA CORPCOM NEW0.10%$16,09626.6K
31AGRIFORCE GROWING SYSTEMS LTCOM0.10%$16,07870.9K
32STRAN & COMPANY INC*W EXP 11/01/2020.10%$15,474224.3K
33FINTECH ECOSYSTEM DEVERIGHT 04/01/20260.09%$14,813125.0K
34DIGITAL HEALTH ACQUISITION C*W EXP 11/02/2020.09%$14,480200.0K
35AIMDWAINOS INC*W EXP 07/29/2020.09%$14,35050.0K
36EZRAWRELIANCE GLOBAL GROUP INC*W EXP 02/01/2020.07%$11,03497.8K
37RELATIVITY ACQUISITION CORP*W EXP 12/15/2020.06%$9,420200.0K
38SEASTAR MEDICAL HOLDING CORP*W EXP 10/28/2020.06%$9,125250.0K
39LIBERTY RES ACQUISITION CORP*W EXP 10/31/2020.06%$9,083175.0K
40CLOVER LEAF CAPITAL CORPRIGHT 05/31/20280.06%$9,07575.0K
41DOGNESS INTERNATIONAL CORPCOM CL A0.05%$8,39411.5K
42AGBA GROUP HOLDING LTD*W EXP 03/15/2020.05%$7,500125.0K
43TOUGHBUILT INDS INC*W EXP 11/14/2020.04%$6,683161.8K
44CYCUWWESTERN ACQSTN VENTURES CORP*W EXP 09/01/2020.04%$6,090100.0K
45SPLASH BEVERAGE GROUP INC*W EXP 06/15/2020.04%$5,95149.8K
46AROGO CAPITAL ACQUISITION CO*W EXP 03/23/2020.04%$5,750125.0K
47MINORITY EQUALITY OPPORTUNIT*W EXP 08/26/2020.04%$5,61470.0K
48ALLIANCE ENTERTAINMENT HOLDI*W EXP 02/11/2020.03%$4,700100.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$15M71Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$16M74Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$28M85May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$37M95Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$57M118Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$62M120Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$77M123May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$106M118Feb 11, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.