SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Anfield Capital Management, LLC

CIK 0001602020 · 19900 MACARTHUR BOULEVARD, SUITE 655, IRVINE, CA, 92612 · 949-891-0600

Reported Value
$321M
Q3 2021
Positions
125
Filings on Record
28
2019–present window
Filed
Nov 4, 2021
original filing

Summary

Anfield Capital Management, LLC reported $321M in U.S.-listed holdings across 125 positions for Q3 2021.

The portfolio is heavily concentrated: XLK alone accounts for 26.8% of reported value.

Compared with Q2 2021, the fund opened 60 new positions and exited 150.

Portfolio Metrics

Turnover
+7.0%
vs prior filed quarter
Top-10 Concentration
+82.3%
share of reported value
Largest Position
+26.8%
Select Sector Spdr Tr
New / Exited
60 / 150
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $248MQ4 ’19Q1 ’20: $172MQ2 ’20: $253MQ3 ’20: $173MQ4 ’20: $235MQ4 ’20Q1 ’21: $250MQ2 ’21: $263MQ3 ’21: $321MQ4 ’21: $290MQ4 ’21Q1 ’22: $273MQ2 ’22: $221MQ3 ’22: $210MQ4 ’22: $205MQ4 ’22Q1 ’23: $216MQ2 ’23: $229MQ3 ’23: $210MQ4 ’23: $186MQ4 ’23Q1 ’24: $207MQ2 ’24: $206MQ3 ’24: $262MQ4 ’24: $276MQ4 ’24Q1 ’25: $271MQ2 ’25: $302MQ3 ’25: $340MQ4 ’25: $317MQ4 ’25Q1 ’26: $363Mfilingsflow.com

Portfolio Composition

By security type
ETP: 79.0%Other: 11.7%Common Stock: 4.8%Closed-End Fund: 2.8%REIT: 1.7%ADR: 0.0%
  • ETP · 79.0% · $253M
  • Other · 11.7% · $38M
  • Common Stock · 4.8% · $15M
  • Closed-End Fund · 2.8% · $9M
  • REIT · 1.7% · $5M
  • ADR · 0.0% · $10,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QQQINVESCO QQQ TRNEW+31.4K31.4K+$11M$11M
IWPISHARES TRNEW+78.4K78.4K+$9M$9M
AGGISHARES TRNEW+62.8K62.8K+$7M$7M
MBBISHARES TRNEW+33.9K33.9K+$4M$4M
VOOVANGUARD INDEX FDSNEW+8.4K8.4K+$3M$3M
PFFISHARES TRNEW+85.7K85.7K+$3M$3M
IXJISHARES TRNEW+23.7K23.7K+$3M$3M
ISHARES TRNEW+23.5K23.5K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

95 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS DISCR · SBI INT-FINL · SBI INT-INDS · SBI HEALTHCARE · COMMUNICATION26.82%$86M963.6K
2SPYSPDR S&P 500 ETF TRhistory →TR UNIT17.03%$55M124.7K
3IWPISHARES TRRUS MD CP GR ETF · CORE US AGGBD ET · CORE MSCI EURO · US TREAS BD ETF · MBS ETF · PFD AND INCM SEC · GLOB HLTHCRE ETF · IBOXX INV CP ETF · GLOBAL MATER ETF · USA SIZE FACTOR · JPMORGAN USD EMG · IBOXX HI YD ETF · CONV BD ETF14.08%$45M611.5K
4TWO RDS SHARED TRANFIELD CAP DI · ANFIELD US EQU · ANFIELD UNVL ETF11.14%$36M3.14M
5QQQINVESCO QQQ TRhistory →UNIT SER 13.51%$11M31.4K
6IFLNINVESCO EXCHANGE-TRADED FD TFNDMNTL HY CRP · DYNMC BIOTECH · SR LN ETF · S&P500 BUY WRT2.82%$9M369.0K
7CWBSPDR SER TRBLOOMBERG BRCLYS · BLMBRG BRC CNVRT2.16%$7M68.8K
8BXBLACKSTONE GROUP INChistory →COM CL A1.65%$5M45.6K
9VNLAJANUS DETROIT STR TRhistory →HENDRSN SHRT ETF1.64%$5M104.9K
10MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF1.45%$5M44.8K
11VOOVANGUARD INDEX FDShistory →S&P 500 ETF SHS1.09%$3M8.4K
12YYYAMPLIFY ETF TRHIGH INCOME · BLOCKCHAIN LDR · ONLIN RETL ETF1.04%$3M109.0K
13ETVEATON VANCE TX MNG BY WRT OPhistory →COM1.04%$3M208.5K
14SCHASCHWAB STRATEGIC TRUS SML CAP ETF · INTL EQTY ETF1.03%$3M40.7K
15XFFCXFLAHERTY & CRUMRIN PFD & INMCOM0.90%$3M129.4K
16OSSONE STOP SYS INCCOM0.86%$3M541.2K
17CCICROWN CASTLE INTL CORP NEWCOM0.74%$2M13.6K
18WCLDWISDOMTREE TRCLOUD COMPUTNG0.70%$2M38.8K
19SKYYFIRST TR EXCHANGE TRADED FDCLOUD COMPUTING · NAS CLNEDG GREEN0.69%$2M27.2K
20AMTAMERICAN TOWER CORP NEWCOM0.68%$2M8.2K
21ARKGARK ETF TRAUTNMUS TECHNLGY · GENOMIC REV ETF0.67%$2M28.2K
22ARCCARES CAPITAL CORPCOM0.64%$2M100.5K
23OXFORD LANE CAP CORPCOM0.57%$2M252.0K
24FTLSFIRST TR EXCH TRADED FD IIILNG/SHT EQUITY0.56%$2M36.9K
25PALLABERDEEN STD PALLADIUM ETF TPHYSCL PALLADM0.56%$2M10.0K
26JPSTJ P MORGAN EXCHANGE-TRADED FULTRA SHRT INC0.53%$2M33.5K
27HEROGLOBAL X FDSVDEO GAM ESPRT0.47%$2M53.8K
28INDEXIQ ETF TRHEDGE MLTI ETF0.42%$1M42.6K
29EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN0.42%$1M27.2K
30PCNPIMCO CORPORATE & INCOME STRCOM0.40%$1M71.3K
31PIMCO INCOME OPPORTUNITY FDCOM0.37%$1M49.0K
32GDXJVANECK VECTORS ETF TRJR GOLD MINERS E0.34%$1M28.1K
33CEMBISHARES INCJP MRG EM CRP BD0.32%$1M19.6K
34CLIXPROSHARES TRLONG ONLINE SHRT0.28%$891,00013.0K
35IIPRINNOVATIVE INDL PPTYS INCCOM0.25%$817,0003.2K
36MSFTMICROSOFT CORPCOM0.21%$689,0002.2K
37PJANINNOVATOR ETFS TRS&P 500 POWER0.21%$688,00022.1K
38AAPLAPPLE INCCOM0.21%$675,0004.5K
39QCOMQUALCOMM INCCOM0.14%$434,0003.3K
40TSLATESLA INCCOM0.12%$397,000459
41VEGAADVISORSHARES TRSTAR GLOB BUYW0.12%$395,00010.0K
42JNJJOHNSON & JOHNSONCOM0.12%$386,0002.4K
43AMZNAMAZON COM INCCOM0.10%$328,00096
44GOOGLALPHABET INCCAP STK CL A0.10%$312,000110
45NVDANVIDIA CORPCOM0.09%$282,0001.3K
46RCUSARCUS BIOSCIENCES INCCOM0.09%$275,0008.0K
47TWITTER INCCOM0.08%$243,0003.7K
48TNETTRINET GROUP INCCOM0.08%$242,0002.5K
49COSTCOSTCO WHSL CORP NEWCOM0.07%$231,000491
50XFRAXBLACKROCK FLOATING RATE INCOCOM0.07%$228,00017.1K
51NOWSERVICENOW INCCOM0.07%$213,000312
52CMGCHIPOTLE MEXICAN GRILL INCCOM0.06%$208,000114
53MSCIMSCI INCCOM0.06%$201,000322
54FTFRANKLIN UNVL TRSH BEN INT0.03%$104,00012.6K
55GUTGABELLI UTIL TRCOM0.03%$99,00012.4K
56BLACKROCK INCOME TR INCCOM0.03%$94,00015.3K
57TMOTHERMO FISHER SCIENTIFIC INCCOM0.00%$13,00022
58ABTABBOTT LABSCOM0.00%$12,00099
59EWEDWARDS LIFESCIENCES CORPCOM0.00%$12,000105
60ISRGINTUITIVE SURGICAL INCCOM NEW0.00%$12,00012
61PFEPFIZER INCCOM0.00%$12,000280
62DHRDANAHER CORPORATIONCOM0.00%$12,00039
63REGNREGENERON PHARMACEUTICALSCOM0.00%$10,00016
64BNTXBIONTECH SESPONSORED ADS0.00%$10,00038
65AAGILENT TECHNOLOGIES INCCOM0.00%$7,00046
66VRTXVERTEX PHARMACEUTICALS INCCOM0.00%$7,00040
67WSTWEST PHARMACEUTICAL SVSC INCCOM0.00%$5,00011
68LABORATORY CORP AMER HLDGSCOM NEW0.00%$4,00015
69COOPER COS INCCOM NEW0.00%$3,0007
70WATWATERS CORPCOM0.00%$3,0009
71RVTYPERKINELMER INCCOM0.00%$3,00017
72HOLOGIC INCCOM0.00%$3,00038
73DGXQUEST DIAGNOSTICS INCCOM0.00%$3,00018
74BIOBIO RAD LABS INCCL A0.00%$3,0004
75QIAGEN NVSHS NEW0.00%$2,00036
76SAGE THERAPEUTICS INCCOM0.00%$1,00014
77PREMIER INCCL A0.00%$1,00017
78GMEDGLOBUS MED INCCL A0.00%$1,00015
79BRKRBRUKER CORPCOM0.00%$1,00016
80UNIQURE NVSHS0.00%$1,00018
81ORGOORGANOGENESIS HLDGS INCCOM0.00%$1,00041
82ANTARES PHARMA INCCOM0.00%$1,000170
83LMATLEMAITRE VASCULAR INCCOM0.00%$1,00011
84IRWDIRONWOOD PHARMACEUTICALS INCCOM CL A0.00%$1,00051
85MERIDIAN BIOSCIENCE INCCOM0.00%$1,00032
86PCRXPACIRA BIOSCIENCESCOM0.00%$1,00011
87INVAINNOVIVA INCCOM0.00%$1,00041
88HALOHALOZYME THERAPEUTICS INCCOM0.00%$1,00021
89EHCENCOMPASS HEALTH CORPCOM0.00%$1,00015
90CN2CATALYST PHARMACEUTICALS INCCOM0.00%$1,000125
91BLUEPRINT MEDICINES CORPCOM0.00%$1,0008
92CRSPCRISPR THERAPEUTICS AGNAMEN AKT0.00%$1,00011
93INMODE LTDSHS0.00%$1,0005
94QUIDEL CORPCOM0.00%$1,0005
95FLGTFULGENT GENETICS INCCOM0.00%$1,0007

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$363M715May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$317M579Feb 3, 202613F-HRchanges · EDGAR ↗
Q3 2025$340M604Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$302M523Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$271M463May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$276M447Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$262M454Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$206M404Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$207M344May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$186M83Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$210M78Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$229M66Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$216M68May 16, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022$205M85Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$210M90Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$221M93Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$273M96May 13, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$290M101Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$321M125Nov 4, 202113F-HRchanges · EDGAR ↗
Q2 2021$263M216Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$250M86May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$235M90Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$173M79Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$253M101Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$172M109May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$248M415Feb 12, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.