SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Beta Wealth Group, Inc.

CIK 0001594417 · 11421 W BERNARDO COURT, SAN DIEGO, CA, 92127 · 858-207-3377

Reported Value
$191M
Q4 2023
Positions
115
Filings on Record
22
2019–present window
Filed
Feb 12, 2024
original filing

Summary

Beta Wealth Group, Inc. reported $191M in U.S.-listed holdings across 115 positions for Q4 2023.

Its largest position, Fidelity Merrimack Str Tr, represents 7.9% of the portfolio.

Compared with Q3 2023, the fund opened 12 new positions and exited 5.

Portfolio Metrics

Turnover
+17.2%
vs prior filed quarter
Top-10 Concentration
+45.5%
share of reported value
Largest Position
+7.9%
Fidelity Merrimack Str Tr
New / Exited
12 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $138MQ1 ’21Q2 ’21: $144MQ3 ’21: $139MQ4 ’21: $139MQ4 ’21Q1 ’22: $149MQ2 ’22: $149MQ3 ’22: $139MQ3 ’22Q4 ’22: $149MQ1 ’23: $175MQ2 ’23: $173MQ2 ’23Q3 ’23: $169MQ4 ’23: $191MQ1 ’24: $206MQ1 ’24Q2 ’24: $211MQ3 ’24: $222MQ4 ’24: $226MQ4 ’24Q1 ’25: $278MQ2 ’25: $273MQ3 ’25: $253MQ3 ’25Q4 ’25: $249MQ1 ’26: $242Mfilingsflow.com

Portfolio Composition

By security type
ETP: 62.4%Common Stock: 34.2%Closed-End Fund: 2.9%Other: 0.6%
  • ETP · 62.4% · $119M
  • Common Stock · 34.2% · $65M
  • Closed-End Fund · 2.9% · $5M
  • Other · 0.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PIMCO ETF TRNEW+486.4K486.4K+$12M$12M
J P MORGAN EXCHANGE TRADED FNEW+192.2K192.2K+$10M$10M
ISHARES INCNEW+71.4K71.4K+$3M$3M
PIMCO MUN INCOME FD IIINEW+126.7K126.7K+$936,010$936,010
VLOVALERO ENERGY CORPNEW+3.6K3.6K+$468,301$468,301
PIMCO ETF TRNEW+3.8K3.8K+$355,204$355,204
AG8AGILENT TECHNOLOGIES INCNEW+1.8K1.8K+$252,210$252,210
AVGOBROADCOM INCNEW+206206+$229,947$229,947

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1J P MORGAN EXCHANGE TRADED FMUNICIPAL ETF · NASDAQ EQT PREM · EQUITY PREMIUM · REALTY INCOME ET14.54%$28M537.5K
2PIMCO ETF TRMULTISECTOR BD · INTER MUN BD ACT8.75%$17M566.1K
3FIDELITY MERRIMACK STR TRTOTAL BD ETF8.44%$16M349.6K
4SPDR SER TRPORTFOLIO S&P500 · NUVEEN BLOOMBERG · PORTFOLIO S&P4005.84%$11M224.6K
5MSFTMICROSOFT CORPhistory →COM3.86%$7M19.6K
6BXBLACKSTONE INChistory →COM3.50%$7M51.1K
7AMZNAMAZON COM INChistory →COM3.21%$6M40.3K
8BLACKROCK ETF TRUST IIFLEXIBLE INCOME · HIGH YLD MUNI IN2.76%$5M163.7K
9DBX ETF TRXTRACK MSCI EAFE2.50%$5M192.8K
10AAPLAPPLE INChistory →COM2.42%$5M24.0K
11DISDISNEY WALT COhistory →COM2.36%$5M49.9K
12VANECK ETF TRUSTAGRIBUSINESS ETF2.35%$4M59.0K
13ISHARES TRMSCI ACWI EX US · INTL SEL DIV ETF · NATIONAL MUN ETF2.29%$4M92.1K
14PDIPIMCO DYNAMIC INCOME FDhistory →SHS2.08%$4M221.4K
15MDLZMONDELEZ INTL INChistory →CL A1.74%$3M45.8K
16VANGUARD SCOTTSDALE FDSLONG TERM TREAS1.67%$3M51.7K
17VANGUARD MUN BD FDSTAX EXEMPT BD1.63%$3M60.9K
18WMWASTE MGMT INC DELhistory →COM1.50%$3M16.0K
19HDHOME DEPOT INChistory →COM1.49%$3M8.2K
20VANGUARD WHITEHALL FDSINTL HIGH ETF1.47%$3M42.2K
21ISHARES INCMSCI AGRICULTURE1.43%$3M71.4K
22SSGA ACTIVE ETF TRBLACKSTONE SENR1.40%$3M63.7K
23GOOGALPHABET INChistory →CAP STK CL C1.24%$2M16.8K
24DIMENSIONAL ETF TRUSTEMGR CRE EQT MNG · US SMALL CAP ETF1.22%$2M75.1K
25VANGUARD WORLD FDSHEALTH CAR ETF1.20%$2M9.1K
26INVESCO EXCH TRADED FD TR IIPFD ETF1.05%$2M173.9K
27NOWSERVICENOW INCCOM0.79%$2M2.1K
28PYPLPAYPAL HLDGS INCCOM0.77%$1M24.0K
29PIMCO MUN INCOME FD IIICOM0.49%$936,010126.7K
30AMERICAN CENTY ETF TRUS SML CP VALU0.46%$881,9269.8K
31AMDADVANCED MICRO DEVICES INCCOM0.45%$854,9785.8K
32AMATAPPLIED MATLS INCCOM0.43%$826,7635.1K
33LISTED FD TRCLOUGH SELECT EQ0.38%$730,72929.1K
34QCOMQUALCOMM INCCOM0.35%$665,5084.6K
35SSGA ACTIVE TRSPDR NUVEEN MUN0.33%$635,83623.1K
36DWDMORGAN STANLEYCOM NEW0.33%$625,6676.7K
37ABTABBOTT LABSCOM0.32%$616,6275.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$242M117May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$249M119Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$253M120Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$273M110Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$278M111May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$226M113Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$222M114Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$211M112Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$206M110May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$191M115Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$169M108Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$173M108Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$175M110May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$149M106Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$139M98Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$149M94Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$149M99May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$139M65Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$139M65Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$144M71Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M64May 11, 202113F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • Crossmark Global Holdings, Inc.028-18152
  • ENVESTNET ASSET MANAGEMENT INC028-13411
  • DIMENSIONAL FUND ADVISORS LP028-01186

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.