SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Beta Wealth Group, Inc.

CIK 0001594417 · 11421 W BERNARDO COURT, SAN DIEGO, CA, 92127 · 858-207-3377

Reported Value
$139M
Q3 2021
Positions
65
Filings on Record
22
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Beta Wealth Group, Inc. reported $139M in U.S.-listed holdings across 65 positions for Q3 2021.

Its largest position, Spdr, represents 6.2% of the portfolio.

Compared with Q2 2021, the fund opened 3 new positions and exited 7.

Portfolio Metrics

Turnover
+8.2%
vs prior filed quarter
Top-10 Concentration
+48.2%
share of reported value
Largest Position
+6.2%
Spdr
New / Exited
3 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $138MQ1 ’21Q2 ’21: $144MQ3 ’21: $139MQ4 ’21: $139MQ4 ’21Q1 ’22: $149MQ2 ’22: $149MQ3 ’22: $139MQ3 ’22Q4 ’22: $149MQ1 ’23: $175MQ2 ’23: $173MQ2 ’23Q3 ’23: $169MQ4 ’23: $191MQ1 ’24: $206MQ1 ’24Q2 ’24: $211MQ3 ’24: $222MQ4 ’24: $226MQ4 ’24Q1 ’25: $278MQ2 ’25: $273MQ3 ’25: $253MQ3 ’25Q4 ’25: $249MQ1 ’26: $242Mfilingsflow.com

Portfolio Composition

By security type
ETP: 56.8%Common Stock: 36.1%Closed-End Fund: 4.0%ADR: 1.7%Other: 1.4%
  • ETP · 56.8% · $79M
  • Common Stock · 36.1% · $50M
  • Closed-End Fund · 4.0% · $6M
  • ADR · 1.7% · $2M
  • Other · 1.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SSGA ACTIVE ETF TRNEW+150.1K150.1K+$7M$7M
SNPSSYNOPSYS INCNEW+719719+$215,000$215,000
ONON SEMICONDUCTOR CORPNEW+4.5K4.5K+$206,000$206,000
ISHARES TRSOLD OUT−9.1K0−$455,000$0
WDCWESTERN DIGITAL CORP.SOLD OUT−3.4K0−$243,000$0
CMCSACOMCAST CORP NEWSOLD OUT−4.2K0−$240,000$0
ABTABBOTT LABSSOLD OUT−2.0K0−$227,000$0
AVGOBROADCOM INCSOLD OUT−4430−$212,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE US AGGBD ET · CORE INTL AGGR · MSCI ACWI EX US · CORE S&P MCP ETF · CORE S&P SCP ETF11.72%$16M202.0K
2SPDR SER TRPORTFOLIO S&P500 · NUVEEN BBG BRCLY10.17%$14M262.4K
3ISHARES INCMSCI GBL MIN VOL · CORE MSCI EMKT5.51%$8M83.0K
4J P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM · ULTRA SHT MUNCPL5.50%$8M134.4K
5VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF5.40%$7M148.3K
6MSFTMICROSOFT CORPhistory →COM5.00%$7M24.6K
7SSGA ACTIVE ETF TRBLACKSTONE SENR4.98%$7M150.1K
8BXBLACKSTONE INChistory →COM4.82%$7M57.4K
9VANGUARD MUN BD FDSTAX EXEMPT BD4.20%$6M106.4K
10DISDISNEY WALT COhistory →COM3.66%$5M30.1K
11BACVERIZON COMMUNICATIONS INChistory →COM2.82%$4M72.5K
12INVESCO ACTIVELY MANAGED ETFS&P500 DOWNSID2.62%$4M101.7K
13HDHOME DEPOT INChistory →COM2.60%$4M11.0K
14SPDR INDEX SHS FDSS&P INTL ETF2.47%$3M90.3K
15DALDELTA AIR LINES INC DELhistory →COM NEW2.35%$3M76.5K
16BABOEING COhistory →COM2.32%$3M14.6K
17MDLZMONDELEZ INTL INChistory →CL A2.21%$3M52.7K
18BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.66%$2M15.6K
19PMLPIMCO MUN INCOME FD IIhistory →COM1.49%$2M139.7K
20PIMCO CALIF MUN INCOME FDCOM1.45%$2M106.6K
21GOOGALPHABET INChistory →CAP STK CL C1.44%$2M749
22AAPLAPPLE INChistory →COM1.42%$2M13.9K
23PYPLPAYPAL HLDGS INChistory →COM1.11%$2M5.9K
24ATVIEURACTIVISION BLIZZARD INChistory →COM1.10%$2M19.7K
25PDIPIMCO DYNAMIC INCOME FDhistory →SHS1.09%$2M57.1K
26VANGUARD SCOTTSDALE FDSLONG TERM TREAS0.98%$1M15.5K
27VANGUARD MALVERN FDSSTRM INFPROIDX0.92%$1M24.3K
28ISHARES U S ETF TRBLACKROCK ST MAT0.87%$1M24.1K
29VVISA INCCOM CL A0.82%$1M5.1K
30LISTED FD TRCHANGEBRIDGE SUS0.72%$994,00033.9K
31WMWASTE MGMT INC DELCOM0.66%$919,0006.2K
32FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY0.55%$758,00032.0K
33NOWSERVICENOW INCCOM0.53%$737,0001.2K
34QCOMQUALCOMM INCCOM0.42%$579,0004.5K
35METAFACEBOOK INCCL A0.34%$477,0001.4K
36SPDR S&P 500 ETF TRTR UNIT0.31%$428,000996
37COSTCOSTCO WHSL CORP NEWCOM0.30%$416,000927
38FIRST TR ENERGY INFRASTRCTRCOM0.25%$351,00027.5K
39AMZNAMAZON COM INCCOM0.24%$338,000103
40AG8AGILENT TECHNOLOGIES INCCOM0.24%$336,0002.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$242M117May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$249M119Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$253M120Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$273M110Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$278M111May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$226M113Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$222M114Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$211M112Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$206M110May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$191M115Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$169M108Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$173M108Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$175M110May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$149M106Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$139M98Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$149M94Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$149M99May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$139M65Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$139M65Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$144M71Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M64May 11, 202113F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Crossmark Global Holdings, Inc.028-18152
  • ENVESTNET ASSET MANAGEMENT INC028-13411

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.