SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Beta Wealth Group, Inc.

CIK 0001594417 · 11421 W BERNARDO COURT, SAN DIEGO, CA, 92127 · 858-207-3377

Reported Value
$138M
Q1 2021
Positions
64
Filings on Record
22
2019–present window
Filed
May 11, 2021
original filing

Summary

Beta Wealth Group, Inc. reported $138M in U.S.-listed holdings across 64 positions for Q1 2021.

Its largest position, Ishares Tr, represents 9.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+50.2%
share of reported value
Largest Position
+9.8%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $138MQ1 ’21Q2 ’21: $144MQ3 ’21: $139MQ4 ’21: $139MQ4 ’21Q1 ’22: $149MQ2 ’22: $149MQ3 ’22: $139MQ3 ’22Q4 ’22: $149MQ1 ’23: $175MQ2 ’23: $173MQ2 ’23Q3 ’23: $169MQ4 ’23: $191MQ1 ’24: $206MQ1 ’24Q2 ’24: $211MQ3 ’24: $222MQ4 ’24: $226MQ4 ’24Q1 ’25: $278MQ2 ’25: $273MQ3 ’25: $253MQ3 ’25Q4 ’25: $249MQ1 ’26: $242Mfilingsflow.com

Portfolio Composition

By security type
ETP: 60.9%Common Stock: 31.9%Closed-End Fund: 3.9%ADR: 2.1%Other: 1.3%
  • ETP · 60.9% · $84M
  • Common Stock · 31.9% · $44M
  • Closed-End Fund · 3.9% · $5M
  • ADR · 2.1% · $3M
  • Other · 1.3% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+258.7K258.7K+$14M$14M
SPDR SER TRNEW+172.6K172.6K+$8M$8M
VANGUARD SPECIALIZED FUNDSNEW+48.6K48.6K+$7M$7M
ISHARES TRNEW+62.8K62.8K+$7M$7M
VANGUARD TAX-MANAGED INTL FDNEW+135.6K135.6K+$7M$7M
MSFTMICROSOFT CORPNEW+25.3K25.3K+$6M$6M
BXBLACKSTONE GROUP INCNEW+74.5K74.5K+$6M$6M
VANGUARD MUN BD FDSNEW+100.4K100.4K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE INTL AGGR · CORE US AGGBD ET · MSCI ACWI EX US · GNMA BOND ETF · CORE S&P MCP ETF · CORE S&P SCP ETF19.75%$27M414.0K
2SPDR SER TRPORTFOLIO S&P500 · NUVEEN BBG BRCLY9.12%$13M248.5K
3VANGUARD SPECIALIZED FUNDSDIV APP ETF5.20%$7M48.6K
4VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF4.84%$7M135.6K
5ISHARES INCMSCI GBL MIN VOL · CORE MSCI EMKT4.82%$7M74.0K
6MSFTMICROSOFT CORPhistory →COM4.34%$6M25.3K
7J P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM · ULTRA SHT MUNCPL4.13%$6M99.6K
8BXBLACKSTONE GROUP INChistory →COM4.03%$6M74.5K
9VANGUARD MUN BD FDSTAX EXEMPT BD3.99%$5M100.4K
10DISDISNEY WALT COhistory →COM3.49%$5M26.0K
11BACVERIZON COMMUNICATIONS INChistory →COM2.75%$4M64.9K
12INVESCO ACTIVELY MANAGED ETFS&P500 DOWNSID2.41%$3M98.1K
13HDHOME DEPOT INChistory →COM2.38%$3M10.7K
14BABOEING COhistory →COM2.15%$3M11.6K
15MDLZMONDELEZ INTL INChistory →CL A2.12%$3M49.8K
16SPDR INDEX SHS FDSS&P INTL ETF2.04%$3M73.5K
17BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.89%$3M11.5K
18DALDELTA AIR LINES INC DELhistory →COM NEW1.86%$3M52.9K
19PMLPIMCO MUN INCOME FD IIhistory →COM1.43%$2M132.0K
20PIMCO CALIF MUN INCOME FDCOM1.37%$2M105.8K
21GOOGALPHABET INChistory →CAP STK CL C1.20%$2M801
22VANGUARD SCOTTSDALE FDSLONG TERM TREAS1.19%$2M19.7K
23PDIPIMCO DYNAMIC INCOME FDhistory →SHS1.11%$2M54.1K
24ATVIEURACTIVISION BLIZZARD INChistory →COM1.09%$1M16.1K
25AAPLAPPLE INChistory →COM1.08%$1M12.2K
26PYPLPAYPAL HLDGS INChistory →COM1.08%$1M6.1K
27VANGUARD MALVERN FDSSTRM INFPROIDX0.99%$1M26.5K
28VVISA INCCOM CL A0.77%$1M5.0K
29LISTED FD TRCHANGEBRIDGE SUS0.71%$974,00033.9K
30ISHARES U S ETF TRBLACKROCK ST MAT0.67%$920,00018.3K
31FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY0.61%$835,00036.6K
32DFEBFIRST TR EXCHNG TRADED FD VIUS EQT DEEP DUFR0.58%$802,00024.1K
33WMWASTE MGMT INC DELCOM0.55%$760,0005.9K
34QCOMQUALCOMM INCCOM0.40%$545,0004.1K
35SPDR S&P 500 ETF TRTR UNIT0.33%$447,0001.1K
36FIRST TR ENERGY INFRASTRCTRCOM0.32%$444,00035.8K
37METAFACEBOOK INCCL A0.30%$414,0001.4K
38FIRST TR MLP & ENERGY INCOMCOM0.25%$348,00050.3K
39COSTCOSTCO WHSL CORP NEWCOM0.24%$329,000934

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$242M117May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$249M119Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$253M120Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$273M110Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$278M111May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$226M113Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$222M114Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$211M112Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$206M110May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$191M115Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$169M108Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$173M108Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$175M110May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$149M106Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$139M98Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$149M94Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$149M99May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$139M65Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$139M65Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$144M71Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M64May 11, 202113F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Crossmark Global Holdings, Inc.028-18152
  • ENVESTNET ASSET MANAGEMENT INC028-13411

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.