SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Beta Wealth Group, Inc.

CIK 0001594417 · 11421 W BERNARDO COURT, SAN DIEGO, CA, 92127 · 858-207-3377

Reported Value
$169M
Q3 2023
Positions
108
Filings on Record
22
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Beta Wealth Group, Inc. reported $169M in U.S.-listed holdings across 108 positions for Q3 2023.

Its largest position, Fidelity Merrimack Str Tr, represents 7.1% of the portfolio.

Compared with Q2 2023, the fund opened 7 new positions and exited 8.

Portfolio Metrics

Turnover
+8.7%
vs prior filed quarter
Top-10 Concentration
+42.6%
share of reported value
Largest Position
+7.1%
Fidelity Merrimack Str Tr
New / Exited
7 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $138MQ1 ’21Q2 ’21: $144MQ3 ’21: $139MQ4 ’21: $139MQ4 ’21Q1 ’22: $149MQ2 ’22: $149MQ3 ’22: $139MQ3 ’22Q4 ’22: $149MQ1 ’23: $175MQ2 ’23: $173MQ2 ’23Q3 ’23: $169MQ4 ’23: $191MQ1 ’24: $206MQ1 ’24Q2 ’24: $211MQ3 ’24: $222MQ4 ’24: $226MQ4 ’24Q1 ’25: $278MQ2 ’25: $273MQ3 ’25: $253MQ3 ’25Q4 ’25: $249MQ1 ’26: $242Mfilingsflow.com

Portfolio Composition

By security type
ETP: 58.8%Common Stock: 38.1%Closed-End Fund: 2.5%Other: 0.6%
  • ETP · 58.8% · $99M
  • Common Stock · 38.1% · $64M
  • Closed-End Fund · 2.5% · $4M
  • Other · 0.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PEPPEPSICO INCNEW+20.1K20.1K+$3M$3M
BLACKROCK ETF TRUST IINEW+53.2K53.2K+$3M$3M
SSGA ACTIVE TRNEW+37.5K37.5K+$974,624$974,624
ISHARES TRNEW+42.0K42.0K+$895,465$895,465
ABTABBOTT LABSNEW+5.6K5.6K+$542,360$542,360
AXNX*AXONICS INCNEW+3.9K3.9K+$217,465$217,465
VANGUARD WORLD FDNEW+2.7K2.7K+$203,962$203,962
PMLPIMCO MUN INCOME FD IIADDED+184.4K366.4K+$1M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRNATIONAL MUN ETF · MSCI ACWI EX US · GLB INFRASTR ETF · INTL SEL DIV ETF · US TELECOM ETF · RESIDENTIAL MULT8.00%$14M254.0K
2FIDELITY MERRIMACK STR TRTOTAL BD ETF7.73%$13M300.3K
3J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM · NASDAQ EQT PREM7.10%$12M236.7K
4VANECK ETF TRUSTAGRIBUSINESS ETF6.49%$11M139.6K
5SPDR SER TRPORTFOLIO S&P500 · NUVEEN BLOOMBERG · PORTFOLIO S&P4005.78%$10M218.8K
6MSFTMICROSOFT CORPhistory →COM3.86%$7M20.7K
7BXBLACKSTONE INChistory →COM3.71%$6M58.5K
8DBX ETF TRXTRACK MSCI EAFE3.45%$6M258.7K
9BLACKROCK ETF TRUST IIHIGH YLD MUNI IN · FLEXIBLE INCOME3.25%$5M190.7K
10VANGUARD MUN BD FDSTAX EXEMPT BD2.67%$5M93.8K
11AAPLAPPLE INChistory →COM2.66%$5M26.3K
12DISDISNEY WALT COhistory →COM2.55%$4M53.1K
13AMZNAMAZON COM INChistory →COM2.39%$4M31.8K
14VANGUARD WHITEHALL FDSINTL HIGH ETF2.02%$3M55.3K
15PEPPEPSICO INChistory →COM2.01%$3M20.1K
16MDLZMONDELEZ INTL INChistory →CL A1.83%$3M44.7K
17HDHOME DEPOT INChistory →COM1.82%$3M10.2K
18PIMCO ETF TRINTER MUN BD ACT1.75%$3M59.0K
19PMLPIMCO MUN INCOME FD IIhistory →COM1.67%$3M366.4K
20SSGA ACTIVE ETF TRBLACKSTONE SENR1.58%$3M63.8K
21INVESCO EXCH TRADED FD TR IIPFD ETF · SR LN ETF1.58%$3M212.6K
22BACVERIZON COMMUNICATIONS INChistory →COM1.50%$3M78.2K
23VANGUARD WORLD FDSHEALTH CAR ETF1.43%$2M10.3K
24WMWASTE MGMT INC DELhistory →COM1.38%$2M15.4K
25DIMENSIONAL ETF TRUSTEMGR CRE EQT MNG · US SMALL CAP ETF1.23%$2M73.2K
26GOOGALPHABET INChistory →CAP STK CL C1.08%$2M13.9K
27ATVIEURACTIVISION BLIZZARD INCCOM0.92%$2M16.6K
28PDIPIMCO DYNAMIC INCOME FDSHS0.80%$1M78.8K
29PYPLPAYPAL HLDGS INCCOM0.79%$1M22.9K
30NOWSERVICENOW INCCOM0.68%$1M2.1K
31VANGUARD SCOTTSDALE FDSLONG TERM TREAS0.67%$1M20.5K
32SSGA ACTIVE TRSPDR NUVEEN MUN0.58%$974,62437.5K
33AMERICAN CENTY ETF TRUS SML CP VALU0.47%$793,06310.2K
34AMATAPPLIED MATLS INCCOM0.43%$720,0315.2K
35EXMOCEXXON MOBIL CORPCOM0.38%$634,9325.4K
36EAELECTRONIC ARTS INCCOM0.37%$626,1555.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$242M117May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$249M119Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$253M120Nov 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$273M110Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$278M111May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$226M113Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$222M114Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$211M112Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$206M110May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$191M115Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$169M108Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$173M108Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$175M110May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$149M106Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$139M98Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$149M94Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$149M99May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$139M65Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$139M65Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$144M71Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$138M64May 11, 202113F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • Crossmark Global Holdings, Inc.028-18152
  • ENVESTNET ASSET MANAGEMENT INC028-13411
  • DIMENSIONAL FUND ADVISORS LP028-01186

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.