SEC 13F Intelligence

Managers / Q3 2024 · view latest →

WESTERLY CAPITAL MANAGEMENT, LLC

CIK 0001546172 · 201 MISSION STREET, SUITE 580, SAN FRANCISCO, CA, 94105 · 415-547-9000

Reported Value
$178M
Q3 2024
Positions
41
Filings on Record
18
2019–present window
Filed
Nov 14, 2024
original filing

Summary

Westerly Capital Management, LLC reported $178M in U.S.-listed holdings across 41 positions for Q3 2024.

Its largest position, ASAN, represents 9.3% of the portfolio.

Compared with Q2 2024, the fund opened 11 new positions and exited 11.

Portfolio Metrics

Turnover
+21.0%
vs prior filed quarter
Top-10 Concentration
+50.5%
share of reported value
Largest Position
+9.3%
Asana
New / Exited
11 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $152MQ4 ’21Q1 ’22: $135MQ2 ’22: $123MQ3 ’22: $112MQ3 ’22Q4 ’22: $127MQ1 ’23: $140MQ2 ’23: $190MQ2 ’23Q3 ’23: $142MQ4 ’23: $202MQ1 ’24: $264MQ1 ’24Q2 ’24: $201MQ3 ’24: $178MQ4 ’24: $217MQ4 ’24Q1 ’25: $231MQ2 ’25: $270MQ3 ’25: $319MQ3 ’25Q4 ’25: $455MQ1 ’26: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 82.4%Other: 13.1%ADR: 4.5%
  • Common Stock · 82.4% · $147M
  • Other · 13.1% · $23M
  • ADR · 4.5% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AFRMAFFIRM HOLDINGS INCNEW+110.0K110.0K+$4M$4M
ELASTIC NVNEW+50.0K50.0K+$4M$4M
LYFTLYFT INC-ANEW+250.0K250.0K+$3M$3M
BIDUNBAIDU INC - SPON ADRNEW+25.0K25.0K+$3M$3M
PROPROS HOLDINGS INCNEW+135.0K135.0K+$3M$3M
ALABASTERA LABS INCNEW+45.0K45.0K+$2M$2M
CALL ASAN 12.5 01/17/25NEW+150.0K150.0K+$2M$2M
MGMMGM RESORTS INTERNATIONALNEW+30.0K30.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ASANASANA INC - CL Ahistory →CL A9.28%$17M1.43M
2MTRXMATRIX SERVICE COhistory →COM7.13%$13M1.10M
3HIPOHIPPO HOLDINGS INChistory →COM NEW5.47%$10M577.0K
4VIAVVIAVI SOLUTIONS INChistory →COM5.32%$9M1.05M
5ADTNADTRAN HOLDINGS INChistory →COM4.40%$8M1.32M
6MRVLMARVELL TECHNOLOGY INChistory →COM4.26%$8M105.0K
7CSG SYSTEMS INTERNATIONAL INCCOM3.83%$7M140.0K
8HDSNHUDSON TECHNOLOGIES INChistory →COM3.80%$7M810.0K
9GLWCORNING INChistory →COM3.60%$6M142.0K
10WDAYWORKDAY INC-CLASS Ahistory →CL A3.43%$6M25.0K
11ANGI1EURANGI INChistory →COM CL A NEW3.41%$6M2.35M
12AMBARELLA INCSHS3.17%$6M100.0K
13BABAALIBABA GROUP HOLDING-SP ADRhistory →SPONSORED ADS2.98%$5M50.0K
14NXDRNEXTDOOR HOLDINGS INChistory →COM CL A2.93%$5M2.10M
15COGNYTE SOFTWARE LTD -W/IORD SHS2.84%$5M745.0K
16HHSHARTE-HANKS INChistory →COM2.61%$5M625.0K
17AFRMAFFIRM HOLDINGS INChistory →COM CL A2.52%$4M110.0K
18AMDADVANCED MICRO DEVICEShistory →COM2.31%$4M25.0K
19CIENCIENA CORPhistory →COM NEW2.25%$4M65.0K
20ELASTIC NVORD SHS2.16%$4M50.0K
21PDFSPDF SOLUTIONS INChistory →COM2.05%$4M115.0K
22CEVACEVA INChistory →COM1.90%$3M140.0K
23LYFTLYFT INC-Ahistory →CL A COM1.79%$3M250.0K
24FRSHFRESHWORKS INC-CL Ahistory →CLASS A COM1.77%$3M275.0K
25VMEO*VIMEO INChistory →COMMON STOCK1.56%$3M550.0K
26BIDUNBAIDU INC - SPON ADRhistory →SPON ADR REP A1.48%$3M25.0K
27AIPARTERIS INChistory →COM1.41%$3M325.0K
28PROPROS HOLDINGS INChistory →COM1.41%$3M135.0K
29ALABASTERA LABS INChistory →COM1.32%$2M45.0K
30SCORCOMSCORE INChistory →COM NEW1.18%$2M310.0K
31XPERXPERI INC-W/Ihistory →COMMON STOCK1.04%$2M200.0K
32NWPXNORTHWEST PIPE COMPANYCOM0.89%$2M35.0K
33ACTGACACIA RESEARCHACACIA TCH COM0.72%$1M275.0K
34MGMMGM RESORTS INTERNATIONALCOM0.66%$1M30.0K
35DBRGDIGITALBRIDGE GROUP INCCL A NEW0.52%$918,45065.0K
36ZUOUSDZUORA INC - CLASS ACOM CL A0.50%$887,860103.0K
37BLBLACKLINE INCCOM0.43%$771,96014.0K
38LSCCLATTICE SEMICONDUCTOR CORPCOM0.30%$530,70010.0K
39FLRFLUOR CORPCOM0.27%$477,10010.0K
40INTEVAC INCCOM0.05%$85,00025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$368M37May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$455M41Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$319M44Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$270M42Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$231M38May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$217M44Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$178M41Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$201M41Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$264M48May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$202M58Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$142M43Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$190M50Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M47May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M44Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$112M41Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M45Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$135M42May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$152M45Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.