SEC 13F Intelligence

Managers / Q2 2023 · view latest →

WESTERLY CAPITAL MANAGEMENT, LLC

CIK 0001546172 · 201 MISSION STREET, SUITE 580, SAN FRANCISCO, CA, 94105 · 415-547-9000

Reported Value
$190M
Q2 2023
Positions
50
Filings on Record
18
2019–present window
Filed
Aug 14, 2023
original filing

Summary

Westerly Capital Management, LLC reported $190M in U.S.-listed holdings across 50 positions for Q2 2023.

Its largest position, ASAN, represents 7.3% of the portfolio.

Compared with Q1 2023, the fund opened 16 new positions and exited 15.

Portfolio Metrics

Turnover
+29.3%
vs prior filed quarter
Top-10 Concentration
+39.8%
share of reported value
Largest Position
+7.3%
Asana
New / Exited
16 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $152MQ4 ’21Q1 ’22: $135MQ2 ’22: $123MQ3 ’22: $112MQ3 ’22Q4 ’22: $127MQ1 ’23: $140MQ2 ’23: $190MQ2 ’23Q3 ’23: $142MQ4 ’23: $202MQ1 ’24: $264MQ1 ’24Q2 ’24: $201MQ3 ’24: $178MQ4 ’24: $217MQ4 ’24Q1 ’25: $231MQ2 ’25: $270MQ3 ’25: $319MQ3 ’25Q4 ’25: $455MQ1 ’26: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 72.6%Other: 24.8%ADR: 2.7%
  • Common Stock · 72.6% · $138M
  • Other · 24.8% · $47M
  • ADR · 2.7% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PUT QQQ 360 08/18/23NEW+75.0K75.0K+$27M$27M
SNAPSNAP INCNEW+500.0K500.0K+$6M$6M
OKTAOKTA INCNEW+70.0K70.0K+$5M$5M
SMARTSHEET INCNEW+110.0K110.0K+$4M$4M
ACTIVISION BLIZZARD INCNEW+40.0K40.0K+$3M$3M
DOCUDOCUSIGN INCNEW+60.0K60.0K+$3M$3M
PUT EXPI 20 09/15/23NEW+190.0K190.0K+$3M$3M
ESTCELASTIC NVNEW+40.0K40.0K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ASANASANA INChistory →CL A7.25%$14M625.0K
2ANGI INCCOM6.25%$12M3.60M
3COGNYTE SOFTWARE LTD -W/ICOM4.25%$8M1.32M
4GWREGUIDEWIRE SOFTWARE INChistory →COM4.01%$8M100.0K
5INTCINTEL CORPhistory →COM3.52%$7M200.0K
6XPERXPERI INC-W/Ihistory →COM3.25%$6M470.0K
7SNAPSNAP INChistory →CL A3.12%$6M500.0K
8GENIGENIUS SPORTS LTDhistory →COM2.82%$5M865.0K
9HIPOHIPPO HOLDINGS INChistory →COM NEW2.74%$5M315.0K
10COMSCORE INCCOM2.56%$5M6.00M
11OKTAOKTA INChistory →COM2.56%$5M70.0K
12PPLIIAC INChistory →COM2.48%$5M75.0K
13EVERBRIDGE INCCOM2.34%$4M165.0K
14SMARTSHEET INCCOM CL A2.22%$4M110.0K
15UBSFYUBISOFT ENTERTAIN-UNSPONhistory →ADR2.08%$4M705.0K
16HHSHARTE-HANKS INChistory →COM2.06%$4M715.0K
17AMZNAMAZON.COM INChistory →COM2.06%$4M30.0K
18VIMEO INCCOM1.95%$4M900.0K
19MRVLMARVELL TECHNOLOGY INChistory →COM1.89%$4M60.0K
20ACTIVISION BLIZZARD INCCOM1.78%$3M40.0K
21CASA SYSTEMS INCCOM1.73%$3M2.70M
22DOCUDOCUSIGN INChistory →COM1.61%$3M60.0K
23NXDRNEXTDOOR HOLDINGS INChistory →COM1.54%$3M900.0K
24NWPXNORTHWEST PIPE COMPANYhistory →COM1.51%$3M95.0K
25MTRXMATRIX SERVICE COhistory →COM1.46%$3M470.0K
26ESTCELASTIC NVhistory →ORD SHS1.35%$3M40.0K
27ZMZOOM VIDEO COMMUNICATIONShistory →CL A1.25%$2M35.0K
28AMBAAMBARELLA INChistory →COM1.10%$2M25.0K
29CEPTON INCCOM1.02%$2M4.00M
30BOXBOX INCCL A0.93%$2M60.0K
31METAMETA PLATFORMS INCCL A0.91%$2M6.0K
32FAROFARO TECHNOLOGIES INCCOM0.90%$2M105.0K
33HDSNHUDSON TECHNOLOGIES INCCOM0.89%$2M175.0K
34ARISTA NETWORKS INCCOM0.85%$2M10.0K
35AIPARTERIS INCCOM0.70%$1M195.0K
36ERICERICSSON (LM) TEL-SPADR0.57%$1M200.0K
37ACTGACACIA RESEARCH - ACACIA TECHNCOM0.55%$1M250.0K
38INTEVAC INCCOM0.49%$937,500250.0K
39CERAGON NETWORKS LTDORD0.43%$808,500385.0K
40GTBIFGREEN THUMB INDUSTRIES INCCOM0.16%$304,80040.0K
41CRLBFCRESCO LABS INC-SUBORDINATECOM0.16%$301,000200.0K
42VERANO HOLDINGS CORPCOM0.16%$295,000100.0K
43CURALEAF HOLDINGS INCCOM0.12%$231,90075.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$368M37May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$455M41Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$319M44Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$270M42Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$231M38May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$217M44Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$178M41Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$201M41Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$264M48May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$202M58Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$142M43Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$190M50Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M47May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M44Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$112M41Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M45Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$135M42May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$152M45Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.