SEC 13F Intelligence

Managers / Q3 2022 · view latest →

WESTERLY CAPITAL MANAGEMENT, LLC

CIK 0001546172 · 201 MISSION STREET, SUITE 580, SAN FRANCISCO, CA, 94105 · 415-547-9000

Reported Value
$112M
Q3 2022
Positions
41
Filings on Record
18
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Westerly Capital Management, LLC reported $112M in U.S.-listed holdings across 41 positions for Q3 2022.

Its largest position, ASAN, represents 7.0% of the portfolio.

Compared with Q2 2022, the fund opened 5 new positions and exited 10.

Portfolio Metrics

Turnover
+29.0%
vs prior filed quarter
Top-10 Concentration
+51.7%
share of reported value
Largest Position
+7.0%
Asana
New / Exited
5 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $152MQ4 ’21Q1 ’22: $135MQ2 ’22: $123MQ3 ’22: $112MQ3 ’22Q4 ’22: $127MQ1 ’23: $140MQ2 ’23: $190MQ2 ’23Q3 ’23: $142MQ4 ’23: $202MQ1 ’24: $264MQ1 ’24Q2 ’24: $201MQ3 ’24: $178MQ4 ’24: $217MQ4 ’24Q1 ’25: $231MQ2 ’25: $270MQ3 ’25: $319MQ3 ’25Q4 ’25: $455MQ1 ’26: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 76.4%Other: 21.0%ADR: 2.6%
  • Common Stock · 76.4% · $85M
  • Other · 21.0% · $23M
  • ADR · 2.6% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HIPOHIPPO HLDGS INCNEW+205.7K205.7K+$4M$4M
WDAYWORKDAY INC-CLASS ANEW+20.0K20.0K+$3M$3M
RTXRAYTHEON TECHNOLOGIES CORPNEW+30.0K30.0K+$2M$2M
IMMRIMMERSION CORPORATIONNEW+120.0K120.0K+$659,000$659,000
CERAGON NETWORKS LTDNEW+285.0K285.0K+$522,000$522,000
VMEO*VIMEO INC-WHEN ISSUEDADDED+420.0K600.0K+$1M$2M
0J7QIAC INCADDED+60.0K90.0K+$3M$5M
XPERI HOLDING CORPADDED+295.0K455.0K+$4M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ASANASANA INChistory →CL A6.97%$8M350.0K
2HHSHARTE HANKS INChistory →COM6.69%$7M670.0K
3BLKBBLACKBAUD INChistory →COM6.11%$7M155.0K
4XPERI HOLDING CORPCOM5.76%$6M455.0K
5SCOR1EURCOMSCORE INChistory →COM5.01%$6M3.39M
6QUALTRICS INTL INCCOM CL A4.88%$5M535.0K
70J7QIAC INChistory →COM NEW4.46%$5M90.0K
8INTCINTEL CORPhistory →COM · CALL INTC 30 10/21/224.04%$5M175.5K
9GENIUS SPORTS LIMITEDSHARES CL A3.94%$4M1.20M
10GWREGUIDEWIRE SOFTWARE INChistory →COM3.86%$4M70.0K
11HDSNHUDSON TECHNOLOGIES INChistory →COM3.62%$4M550.0K
12HIPOHIPPO HLDGS INChistory →COM NEW3.41%$4M205.7K
13NXDRNEXTDOOR HOLDINGS INChistory →COM CL A3.00%$3M1.20M
14INTEVAC INCCOM2.87%$3M690.0K
15WDAYWORKDAY INC-CLASS Ahistory →CL A2.72%$3M20.0K
16NWPXNORTHWEST PIPE COhistory →COM2.64%$3M105.0K
17UBSFYUBISOFT ENTERTAIN-UNSPONhistory →ADR2.62%$3M540.0K
18FAROFARO TECHNOLOGIES INChistory →COM2.45%$3M99.6K
19RTXRAYTHEON TECHNOLOGIES CORPhistory →COM2.20%$2M30.0K
20COGNYTE SOFTWARE LTDORD SHS2.17%$2M600.0K
21VMEO*VIMEO INC-WHEN ISSUEDhistory →COMMON STOCK2.15%$2M600.0K
22RNGRINGCENTRAL INChistory →CL A2.15%$2M60.0K
23JACK CREEK INVESTMENT CORPCL A SHS · *W EXP 10/01/2021.99%$2M330.0K
24GLWCORNING INChistory →COM1.82%$2M70.0K
25EDGIO INCCOM1.64%$2M660.0K
26SMARGBPSMARTSHEET INChistory →COM CL A1.54%$2M50.0K
27BANDBANDWIDTH INChistory →COM CL A1.38%$2M130.0K
28CASA1EURCASA SYS INChistory →COM1.26%$1M450.0K
29ANGI1EURANGI INChistory →COM CL A NEW1.25%$1M475.0K
30MARLIN TECHNOLOGY CORPCL A SHS0.89%$995,000100.0K
312XW1CURALEAF HOLDINGS INCCOM0.71%$790,000160.0K
32VERANO HOLDINGS CORPCOM0.69%$767,000165.0K
33IMMRIMMERSION CORPORATIONCOM0.59%$659,000120.0K
34VIAVVIAVI SOLUTIONS INCCOM0.58%$653,00050.0K
35COLUMBIA CARE INCCOM0.56%$625,000500.0K
36ACTGACACIA RESH CORPACACIA TCH COM0.48%$533,000132.0K
37CERAGON NETWORKS LTDORD0.47%$522,000285.0K
38CLCRESCO LABS INC-SUBORDINATECOM0.24%$271,000100.0K
39EGANEGAIN CORPCOM NEW0.20%$221,00030.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$368M37May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$455M41Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$319M44Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$270M42Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$231M38May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$217M44Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$178M41Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$201M41Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$264M48May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$202M58Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$142M43Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$190M50Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M47May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M44Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$112M41Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M45Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$135M42May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$152M45Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.