SEC 13F Intelligence

Managers / Q4 2023 · view latest →

WESTERLY CAPITAL MANAGEMENT, LLC

CIK 0001546172 · 201 MISSION STREET, SUITE 580, SAN FRANCISCO, CA, 94105 · 415-547-9000

Reported Value
$202M
Q4 2023
Positions
58
Filings on Record
18
2019–present window
Filed
Feb 14, 2024
original filing

Summary

Westerly Capital Management, LLC reported $202M in U.S.-listed holdings across 58 positions for Q4 2023.

Its largest position, DOCU, represents 8.5% of the portfolio.

Compared with Q3 2023, the fund opened 23 new positions and exited 7.

Portfolio Metrics

Turnover
+22.1%
vs prior filed quarter
Top-10 Concentration
+39.8%
share of reported value
Largest Position
+8.5%
Docusign
New / Exited
23 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’21: $152MQ4 ’21Q1 ’22: $135MQ2 ’22: $123MQ3 ’22: $112MQ3 ’22Q4 ’22: $127MQ1 ’23: $140MQ2 ’23: $190MQ2 ’23Q3 ’23: $142MQ4 ’23: $202MQ1 ’24: $264MQ1 ’24Q2 ’24: $201MQ3 ’24: $178MQ4 ’24: $217MQ4 ’24Q1 ’25: $231MQ2 ’25: $270MQ3 ’25: $319MQ3 ’25Q4 ’25: $455MQ1 ’26: $368Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 69.9%Other: 29.1%ADR: 1.1%
  • Common Stock · 69.9% · $141M
  • Other · 29.1% · $59M
  • ADR · 1.1% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PUT SMH 168 02/16/24NEW+50.0K50.0K+$8M$8M
CALL NVDA 500 02/16/24NEW+15.0K15.0K+$8M$8M
SCORCOMSCORE INCNEW+310.0K310.0K+$5M$5M
PUT QQQ 405.78 02/16/24NEW+10.0K10.0K+$4M$4M
PUT AVGO 1000 06/21/24NEW+3.0K3.0K+$3M$3M
PCTYPAYLOCITY HOLDING CORPNEW+17.0K17.0K+$3M$3M
VIAVVIAVI SOLUTIONS INCNEW+235.0K235.0K+$2M$2M
PUT AMAT 155 03/15/24NEW+15.0K15.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

39 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1DOCUDOCUSIGN INChistory →COMMON STOCK8.52%$17M290.0K
2INTCINTEL CORPhistory →COMMON STOCK4.35%$9M175.0K
3ANGI1EURANGI INChistory →COMMON STOCK4.28%$9M3.48M
4XPERXPERI INC-W/Ihistory →COMMON STOCK4.06%$8M745.0K
5CSG SYSTEMS INTERNATIONAL INCCOMMON STOCK3.45%$7M131.3K
6MTRXMATRIX SERVICE COhistory →COMMON STOCK3.14%$6M650.0K
7HDSNHUDSON TECHNOLOGIES INChistory →COMMON STOCK3.09%$6M463.0K
8EVBGEUREVERBRIDGE INChistory →COMMON STOCK3.00%$6M250.0K
9MRVLMARVELL TECHNOLOGY INChistory →COMMON STOCK2.98%$6M100.0K
10HIPOHIPPO HOLDINGS INChistory →SPECIAL PURPOSE ACQUISITION COMPANY2.94%$6M652.0K
11COGNYTE SOFTWARE LTD -W/ICOMMON STOCK2.76%$6M870.0K
12SCORCOMSCORE INChistory →COMMON STOCK2.56%$5M310.0K
13SHOPSHOPIFY INC - CLASS Ahistory →COMMON STOCK2.50%$5M65.0K
14HHSHARTE-HANKS INChistory →COMMON STOCK2.34%$5M697.1K
15AYXEURALTERYX INC - CLASS Ahistory →COMMON STOCK2.33%$5M100.0K
16GLWCORNING INChistory →COMMON STOCK2.26%$5M150.0K
17AMDADVANCED MICRO DEVICEShistory →COMMON STOCK1.82%$4M25.0K
18WDAYWORKDAY INC-CLASS Ahistory →COMMON STOCK1.77%$4M13.0K
19GENIUS SPORTS LTDCOMMON STOCK1.60%$3M525.0K
20SMARGBPSMARTSHEET INC-CLASS Ahistory →COMMON STOCK1.58%$3M67.0K
21FAROFARO TECHNOLOGIES INChistory →COMMON STOCK1.56%$3M140.0K
22NXDRNEXTDOOR HOLDINGS INChistory →COMMON STOCK1.40%$3M1.50M
23PCTYPAYLOCITY HOLDING CORPhistory →COMMON STOCK1.38%$3M17.0K
24VMEO*VIMEO INChistory →COMMON STOCK1.26%$3M650.0K
25NWPXNORTHWEST PIPE COMPANYhistory →COMMON STOCK1.20%$2M80.0K
26GWREGUIDEWIRE SOFTWARE INChistory →COMMON STOCK1.19%$2M22.0K
27VIAVVIAVI SOLUTIONS INChistory →COMMON STOCK1.17%$2M235.0K
28CEPTON INC -ASPECIAL PURPOSE ACQUISITION COMPANY1.13%$2M727.0K
29AMZNAMAZON.COM INChistory →COMMON STOCK1.13%$2M15.0K
30UBSFYUBISOFT ENTERTAIN-UNSPON ADRhistory →AMERICAN DEPOSITARY RECEIPT1.06%$2M425.0K
31AMBARELLA INCCOMMON STOCK1.06%$2M35.0K
32METAMETA PLATFORMS INC-CLASS Ahistory →COMMON STOCK1.05%$2M6.0K
33CASA1EURCASA SYSTEMS INCCOMMON STOCK0.94%$2M3.60M
34PDFSPDF SOLUTIONS INCCOMMON STOCK0.79%$2M50.0K
35ENVXENOVIX CORPCOMMON STOCK0.77%$2M125.0K
36ASANASANA INC - CL ACOMMON STOCK0.74%$2M79.0K
37ACTGACACIA RESEARCH - ACACIA TECHNCOMMON STOCK0.70%$1M360.0K
38INTEVAC INCCOMMON STOCK0.53%$1M250.0K
39AIPARTERIS INCCOMMON STOCK0.52%$1M180.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$368M37May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$455M41Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$319M44Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$270M42Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$231M38May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$217M44Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$178M41Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$201M41Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$264M48May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$202M58Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$142M43Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$190M50Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$140M47May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M44Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$112M41Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M45Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$135M42May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$152M45Feb 14, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.