SEC 13F Intelligence

Managers / Q4 2020 · view latest →

PIN OAK INVESTMENT ADVISORS INC

CIK 0001094584 · 510 BERING, SUITE 100, HOUSTON, TX, 77057 · 7138718300

Reported Value
$122M
Q4 2020
Positions
424
Filings on Record
32
2019–present window
Filed
Feb 19, 2021
amendment (RESTATEMENT)

Summary

Pin Oak Investment Advisors Inc reported $122M in U.S.-listed holdings across 424 positions for Q4 2020.

Its largest position, BRK/B, represents 3.9% of the portfolio.

Compared with Q3 2020, the fund opened 44 new positions and exited 18.

Portfolio Metrics

Turnover
+4.0%
vs prior filed quarter
Top-10 Concentration
+29.8%
share of reported value
Largest Position
+3.9%
Berkshire Hathaway B
New / Exited
44 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $113MQ4 ’18Q1 ’19: $125MQ2 ’19: $128MQ3 ’19: $122MQ4 ’19: $124MQ4 ’19Q1 ’20: $95MQ2 ’20: $108MQ3 ’20: $104MQ4 ’20: $122MQ4 ’20Q1 ’21: $118MQ2 ’21: $98MQ3 ’21: $91MQ4 ’21: $99MQ4 ’21Q1 ’22: $94MQ2 ’22: $82MQ3 ’22: $80MQ1 ’23: $81MQ1 ’23Q2 ’23: $90MQ3 ’23: $89MQ4 ’23: $99MQ1 ’24: $104MQ1 ’24Q2 ’24: $105MQ3 ’24: $110MQ4 ’24: $110MQ1 ’25: $131MQ1 ’25Q2 ’25: $118MQ1 ’26: $141Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 69.8%ETP: 12.5%MLP: 7.4%Closed-End Fund: 4.0%ADR: 2.3%Other: 4.0%
  • Common Stock · 69.8% · $85M
  • ETP · 12.5% · $15M
  • MLP · 7.4% · $9M
  • Closed-End Fund · 4.0% · $5M
  • ADR · 2.3% · $3M
  • Other · 4.0% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WLLWhiting Petroleum CorpNEW+24.0K24.0K+$600,000$600,000
NGNovagold Res Inc NewNEW+22.1K22.1K+$214,000$214,000
FTSMFirst Trst Enhncd ShrtNEW+3.0K3.0K+$179,000$179,000
IPGInterpublic GroupNEW+190190+$155,000$155,000
TANInvesco SolarNEW+448448+$46,000$46,000
Emerging Markets Intrnt & EcmrcNEW+580580+$37,000$37,000
IPORenaissance IPONEW+490490+$32,000$32,000
RSPInvesco SP500 Eq WgtNEW+200200+$26,000$26,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

413 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BRK/BBerkshire Hathaway Bhistory →CL B3.87%$5M20.3K
2AAPLApple Computerhistory →COM3.85%$5M35.2K
3PFLTPennantPark Floating Rate Capital Ltdhistory →COM3.05%$4M352.0K
4FSKRFS KKR Capital Corp IIhistory →COM2.83%$3M209.9K
5EPDEnterprise Ptnrshistory →COM2.79%$3M172.7K
6Macquarie Infrastructure Company LLCCOM2.77%$3M89.7K
7GOOGLAlphabet, Inc.CL A · COM2.76%$3M1.9K
8OPTUAltice U S A Inchistory →CL A2.70%$3M86.7K
9ARCCAres Capital Corphistory →COM2.65%$3M191.0K
10NXSTNexstar Broadcasting Group Inchistory →CL A2.56%$3M28.5K
11Liberty SiriusXM GroupCOM2.52%$3M70.5K
12NMFCNew Mountain Finance Corphistory →COM2.37%$3M253.4K
13GMGen'l Motors Corphistory →COM2.12%$3M61.7K
14AERAerCap Holdings NVhistory →COM2.02%$2M53.9K
15MAINMain Street Capital Corphistory →COM2.02%$2M76.1K
16VOOVanguard S&P 500 ETFhistory →ETF1.80%$2M6.4K
17Magellan Prtnrs LPLTD PARTN1.79%$2M51.2K
18HYTBlackRock Corp High Yieldhistory →COM1.70%$2M180.4K
19Shell Midstream Partners LPLTD PARTN1.66%$2M200.7K
20Howard Hughes CorpCOM1.62%$2M24.9K
21Apollo Global Management LLCCL A1.45%$2M35.9K
22VTVVanguard Value ETFhistory →ETF1.40%$2M14.4K
23VOTVanguard Midcap Growth ETFhistory →ETF1.35%$2M7.8K
24VEAVanguard FTSE Developed Markets ETFhistory →ETF1.31%$2M33.7K
25Royal Dutch ShellADR1.28%$2M44.2K
26MSFTMicrosoft Inchistory →COM1.27%$2M7.0K
27PFEPfizer Inchistory →COM1.25%$2M41.4K
28KRPKimbell Royalty Partnershistory →LTD PARTN1.23%$1M188.5K
29SPYS&P Depository Receiptshistory →ETF1.22%$1M4.0K
30EOGEOG Resources Inchistory →COM1.21%$1M29.5K
31EXMOCExxon Mobil Corphistory →COM1.13%$1M33.4K
32IBKRInteractive Brokers Group Inchistory →COM1.12%$1M22.3K
33ETEnergy Transfer Operating, LPhistory →COM1.05%$1M206.1K
34JNJJohnson & JohnsonCOM0.98%$1M7.5K
35GLDStreetracks Gold ShsCOM0.95%$1M6.5K
36HIOWestern Asset Managed High IncCOM0.89%$1M218.4K
37CVXChevronTexacoCOM0.82%$994,00011.8K
38WMTWalmartCOM0.81%$985,0006.8K
39PAGPPlains GP HldgsLTD PARTN0.77%$939,000111.1K
40GTGoodyear Tire & RubberCOM0.73%$887,00081.3K
41METAFacebook Inc Class ACL A0.64%$777,0002.8K
42DSLDoubleline Income SolutionsCOM0.59%$722,00043.5K
43ABTAbbott LabsCOM0.58%$710,0006.5K
44DIADiamonds Trust Ser IETF0.55%$666,0002.2K
45ADBEAdobe SystemsCOM0.51%$620,0001.2K
46BACBank of AmericaCOM0.51%$614,00020.3K
47WLLWhiting Petroleum CorpCOM0.49%$600,00024.0K
48BHCBausch Health Cos IncCOM0.49%$593,00028.5K
49First Trust High Inc Long/Shrt CommonCOM0.43%$519,00035.2K
50QQQPowershs QQQ TrustETF0.42%$515,0001.6K
51HALHalliburton CoCOM0.42%$513,00027.1K
52INTCIntel CorpCOM0.42%$505,00010.1K
53NKENike IncCL B0.38%$466,0003.3K
54BABoeingCOM0.36%$436,0002.0K
55VVisa IncCOM0.35%$420,0001.9K
56ABBVAbbvie IncCOM0.34%$419,0003.9K
57MAMasterCard IncCL A0.33%$407,0001.1K
58Cyrusone LlcCOM0.33%$407,0005.6K
59AMZNAmazon.com IncCOM0.33%$407,000125
60DISDisney, Walt Hldg CoCOM0.33%$397,0002.2K
61EWJiShares Japan IndxETF0.33%$395,0005.8K
62ACNAccenture LtdCOM0.32%$386,0001.5K
63JPMJP Morgan ChaseCOM0.32%$385,0003.0K
64PYPLPaypal Holdings IncorporCOM0.31%$382,0001.6K
65CSCOCisco Systems IncCOM0.31%$382,0008.5K
66LOWLowes Cos IncCOM0.31%$371,0002.3K
67Kirkland Lake Gold LtdLTD PARTN0.31%$371,0009.0K
68Cedar Fair LPADR0.30%$369,0009.4K
69SBUXStarbucks CorpCOM0.30%$368,0003.4K
70XEVVXEV Limited Duration IncomeCOM0.29%$355,00028.3K
71Royal Dutch Shell BADR0.29%$350,00010.4K
72KOCoca ColaCOM0.29%$348,0006.4K
73ADSKAutodesk IncCOM0.29%$347,0001.1K
74ZTSZoetis IncCL A0.28%$335,0002.0K
75VWOVanguard FTSE Emerging Mkts ETFETF0.27%$331,0006.6K
76NOWServiceNow IncCOM0.27%$331,000602
77Blackrock IncCOM0.26%$312,000432
78PEPPepsicoCOM0.25%$308,0002.1K
79UNHUnited HealthcareCOM0.24%$291,000831
80NSCNorfolk Southern CorpCOM0.24%$289,0001.2K
81CRMSalesforce.com IncCOM0.23%$285,0001.3K
82WFCWells Fargo & CoCOM0.22%$271,0009.0K
83ALGNAlign Technology IncCOM0.22%$268,000502
84UNPUnion PacificCOM0.22%$266,0001.3K
85PGProcter & Gamble CoCOM0.21%$260,0001.9K
86MACMacerich CoCOM0.21%$253,00023.7K
87KYNKayne Anderson MLP InvtCOM0.21%$250,00043.4K
88HASHasbro IncCOM0.20%$242,0002.6K
89DGDollar GenCOM0.20%$241,0001.1K
90GSGoldman SachsCOM0.19%$233,000882
91HDHome Depot IncCOM0.19%$225,000848
92BPBP PLC ADRCOM0.19%$225,00011.0K
93ADIAnalog DevicesCOM0.18%$222,0001.5K
94PNNTPennantpark Invt CorpCOM0.18%$216,00046.8K
95NGNovagold Res Inc NewCOM0.18%$214,00022.1K
96VIGVanguard Div ApprciationETF0.17%$204,0001.4K
97BIIBBiogen IDEC IncCOM0.17%$201,000820
98IWFiShares Russell 1000 Growth ETFETF0.16%$196,000811
99MRKMerck & Co Inc NewCOM0.16%$194,0002.4K
100ITGartner IncCOM0.16%$189,0001.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$141M504May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025Under review501Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025Under review498Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$118M508Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$131M455May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$110M476Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$110M493Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$105M477Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$104M454May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$99M463Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$89M472Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$90M469Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M440May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review427Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$80M398Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M418Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$94M420May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$99M428Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$91M401Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$98M400Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$118M411May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$122M424Feb 19, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$104M394Nov 17, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$108M379Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$95M398May 18, 202013F-HRchanges · EDGAR ↗
Q4 2019$124M391Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$122M415Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$128M466Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$125M428May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$113M424Feb 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.