SEC 13F Intelligence

Managers / Q4 2018 · view latest →

PIN OAK INVESTMENT ADVISORS INC

CIK 0001094584 · 510 BERING, SUITE 100, HOUSTON, TX, 77057 · 7138718300

Reported Value
$113M
Q4 2018
Positions
424
Filings on Record
32
2019–present window
Filed
Feb 26, 2019
original filing

Summary

Pin Oak Investment Advisors Inc reported $113M in U.S.-listed holdings across 424 positions for Q4 2018.

Its largest position, NMFC, represents 2.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+24.0%
share of reported value
Largest Position
+2.8%
New Mountain Finance

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $113MQ4 ’18Q1 ’19: $125MQ2 ’19: $128MQ3 ’19: $122MQ4 ’19: $124MQ4 ’19Q1 ’20: $95MQ2 ’20: $108MQ3 ’20: $104MQ4 ’20: $122MQ4 ’20Q1 ’21: $118MQ2 ’21: $98MQ3 ’21: $91MQ4 ’21: $99MQ4 ’21Q1 ’22: $94MQ2 ’22: $82MQ3 ’22: $80MQ1 ’23: $81MQ1 ’23Q2 ’23: $90MQ3 ’23: $89MQ4 ’23: $99MQ1 ’24: $104MQ1 ’24Q2 ’24: $105MQ3 ’24: $110MQ4 ’24: $110MQ1 ’25: $131MQ1 ’25Q2 ’25: $118MQ1 ’26: $141Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 65.0%ETP: 11.9%MLP: 8.8%Closed-End Fund: 6.6%Other: 4.3%Other: 3.4%
  • Common Stock · 65.0% · $73M
  • ETP · 11.9% · $13M
  • MLP · 8.8% · $10M
  • Closed-End Fund · 6.6% · $7M
  • Other · 4.3% · $5M
  • Other · 3.4% · $4M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
NMFCNew Mountain Finance CorpNEW+247.8K247.8K+$3M$3M
Macquarie Infrastructure Company LLCNEW+76.1K76.1K+$3M$3M
EPDEnterprise PtnrsNEW+112.0K112.0K+$3M$3M
BXUSDBlackstone Group LPNEW+92.1K92.1K+$3M$3M
PFEPfizer IncNEW+62.0K62.0K+$3M$3M
Oaktree Capital Group LLCNEW+67.7K67.7K+$3M$3M
HYTBlackRock Corp High YieldNEW+286.8K286.8K+$3M$3M
EXMOCExxon Mobil CorpNEW+38.7K38.7K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

422 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NMFCNew Mountain Finance Corphistory →COM2.76%$3M247.8K
2Macquarie Infrastructure Company LLCCOM2.46%$3M76.1K
3EPDEnterprise Ptnrshistory →COM2.44%$3M112.0K
4BXUSDBlackstone Group LPhistory →COM2.43%$3M92.1K
5PFEPfizer Inchistory →COM2.40%$3M62.0K
6Oaktree Capital Group LLCCL A2.38%$3M67.7K
7HYTBlackRock Corp High Yieldhistory →COM2.36%$3M286.8K
8EXMOCExxon Mobil Corphistory →COM2.34%$3M38.7K
9PFLTPennantPark Floating Rate Capital Ltdhistory →COM2.23%$3M217.8K
10NXSTNexstar Broadcasting Group Inchistory →CL A2.21%$3M31.8K
11GMGen'l Motors Corphistory →COM2.04%$2M68.9K
12VEAVanguard FTSE Developed Markets ETFhistory →ETF1.99%$2M60.5K
13EOGEOG Resources Inchistory →COM1.95%$2M25.3K
14VOOVanguard S&P 500 ETFhistory →ETF1.72%$2M8.5K
15PAAPlains All-Amer Pipehistory →LTD PARTN1.72%$2M96.9K
16IBKRInteractive Brokers Group Inchistory →COM1.52%$2M31.3K
17OPTUAltice U S A Inchistory →CL A1.46%$2M100.1K
18VTVVanguard Value ETFhistory →ETF1.46%$2M16.8K
19GISGeneral Millshistory →COM1.43%$2M41.4K
20GOOGGoogle Inc.COM · CL A1.41%$2M1.5K
21Apollo Global Management LLCCL A1.40%$2M64.3K
22AAPLApple Computerhistory →COM1.39%$2M9.9K
23Royal Dutch Shell ADRADR1.38%$2M26.7K
24KYNKayne Anderson MLP Invthistory →COM1.34%$2M109.8K
25FS Investment CorpCOM1.32%$1M288.3K
26GTGoodyear Tire & Rubberhistory →COM1.31%$1M72.6K
27KMIKinder Morgan Inchistory →COM1.29%$1M94.5K
28JNJJohnson & Johnsonhistory →COM1.26%$1M11.0K
29NOCNorthrop Grummanhistory →COM1.24%$1M5.7K
30Howard Hughes CorpCOM1.22%$1M14.1K
31ETEnergy Transfer Operating, LPhistory →COM1.13%$1M96.7K
32Allergan IncCOM1.11%$1M9.4K
33PNNTPennantpark Invt Corphistory →COM1.09%$1M194.1K
34MCKMcKesson HBOC Inchistory →COM1.08%$1M11.1K
35MSFTMicrosoft Inchistory →COM1.07%$1M11.9K
36Whiting Petroleum CorpCOM1.06%$1M52.7K
37JBLJabil Inchistory →COM1.05%$1M48.0K
38GSGoldman Sachshistory →COM1.05%$1M7.1K
39Tortoise EnergyCOM1.04%$1M58.7K
40Oasis Petroleum, Inc.COM1.03%$1M211.1K
41VOTVanguard Midcap Growth ETFhistory →ETF1.03%$1M9.7K
42CHTRCharter Communications Inchistory →COM1.00%$1M4.0K
43SPYS&P Depository Receiptshistory →ETF1.00%$1M4.5K
44LENLennar CorpCOM0.98%$1M28.3K
45WMTWalmartCOM0.94%$1M11.5K
46CVXChevronTexacoCOM0.84%$943,0008.7K
47HIOWestern Asset Managed High IncCOM0.80%$898,000205.0K
48BLDRBuilders FirstsourceCOM0.75%$851,00078.0K
49GLWCorning, IncCOM0.73%$826,00027.4K
50AERAerCap Holdings NVCOM0.72%$813,00020.5K
51Royal Dutch Shell B AdrfADR0.69%$784,00013.1K
52GLDStreetracks Gold ShsCOM0.66%$749,0006.2K
53HALHalliburton CoCOM0.65%$731,00027.5K
54VIGVanguard Div ApprciationETF0.57%$649,0006.6K
55INTCIntel CorpCOM0.57%$649,00013.8K
56BABoeingCOM0.50%$564,0001.8K
57Twenty-First Century Fox IncCL A0.50%$560,00011.6K
58AESAES CorpCOM0.49%$549,00038.0K
59MDLZMondelez Intl Inc Cl ACL A0.47%$532,00013.3K
60Buckeye Ptnrs LPLTD PARTN0.42%$472,00016.3K
61Cedar Fair LPADR0.39%$442,0009.3K
62BHCBausch Health Cos IncCOM0.39%$437,00023.7K
63Continental Building Products IncCOM0.38%$425,00016.7K
64DSLDoubleline Income SolutionsCOM0.37%$414,00023.9K
65CSCOCisco Systems IncCOM0.33%$375,0008.7K
66BACBank of AmericaCOM0.33%$369,00015.0K
67KOCoca ColaCOM0.32%$365,0007.7K
68Magellan Prtnrs LPLTD PARTN0.31%$354,0006.2K
69NKENike IncCL B0.31%$351,0004.7K
70METAFacebook Inc Class ACL A0.29%$332,0002.5K
71IBMIntl Business MachCOM0.29%$322,0002.8K
72XEVVXEV Limited Duration IncomeCOM0.29%$322,00027.0K
73VVisa IncCOM0.28%$321,0002.4K
74JPMJP Morgan ChaseCOM0.26%$299,0003.1K
75EWJiShares Japan IndxETF0.26%$297,0005.8K
76ADBEAdobe SystemsCOM0.26%$296,0001.3K
77Cyrusone LlcCOM0.26%$293,0005.5K
78SBUXStarbucks CorpCOM0.25%$285,0004.4K
79OKEOneok IncCOM0.25%$284,0005.3K
80WPCW P Carey IncCOM0.24%$276,0004.2K
81ORCLOracle CorpCOM0.24%$266,0005.9K
82VWOVanguard FTSE Emerging Mkts ETFETF0.24%$266,0007.0K
83ADPAuto Data ProcessingCOM0.23%$262,0002.0K
84ORLYO Reilly AutomotiveCOM0.23%$262,000762
85BTZBlackRock Credit Allocation IncCOM0.23%$256,00022.9K
86PEPPepsicoCOM0.23%$255,0002.3K
87PGProcter & Gamble CoCOM0.22%$253,0002.8K
88RWRSPDR DJ Wilshire ReitETF0.22%$252,0002.9K
89BIIBBiogen IDEC IncCOM0.22%$247,000820
90MPLXMPLX LPCOM0.21%$232,0007.7K
91Tallgrass Energy GP LPCL A0.20%$231,0009.5K
92First Trust High Inc Long/Shrt CommonCOM0.20%$221,00016.7K
93MRKMerck & Co Inc NewCOM0.19%$219,0002.9K
94Western Gas Partners L PCOM0.19%$219,0005.2K
95ABBVAbbvie IncCOM0.19%$215,0002.3K
96IWDIshares RussellETF0.19%$211,0001.9K
97DGDollar GenCOM0.18%$204,0001.9K
98ACNAccenture LtdCOM0.18%$201,0001.4K
99ZTSZoetis IncCL A0.18%$200,0002.3K
100SDYSpdr S&P Dividend EtfETF0.18%$199,0002.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$141M504May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025Under review501Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025Under review498Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$118M508Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$131M455May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$110M476Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$110M493Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$105M477Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$104M454May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$99M463Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$89M472Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$90M469Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M440May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review427Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$80M398Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M418Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$94M420May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$99M428Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$91M401Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$98M400Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$118M411May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$122M424Feb 19, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$104M394Nov 17, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$108M379Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$95M398May 18, 202013F-HRchanges · EDGAR ↗
Q4 2019$124M391Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$122M415Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$128M466Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$125M428May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$113M424Feb 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.