SEC 13F Intelligence

Managers / Q3 2020 · view latest →

PIN OAK INVESTMENT ADVISORS INC

CIK 0001094584 · 510 BERING, SUITE 100, HOUSTON, TX, 77057 · 7138718300

Reported Value
$104M
Q3 2020
Positions
394
Filings on Record
32
2019–present window
Filed
Nov 17, 2020
amendment (RESTATEMENT)

Summary

Pin Oak Investment Advisors Inc reported $104M in U.S.-listed holdings across 394 positions for Q3 2020.

Its largest position, BRK/B, represents 4.3% of the portfolio.

Compared with Q2 2020, the fund opened 35 new positions and exited 20.

Portfolio Metrics

Turnover
+9.0%
vs prior filed quarter
Top-10 Concentration
+30.2%
share of reported value
Largest Position
+4.3%
Berkshire Hathaway B
New / Exited
35 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $113MQ4 ’18Q1 ’19: $125MQ2 ’19: $128MQ3 ’19: $122MQ4 ’19: $124MQ4 ’19Q1 ’20: $95MQ2 ’20: $108MQ3 ’20: $104MQ4 ’20: $122MQ4 ’20Q1 ’21: $118MQ2 ’21: $98MQ3 ’21: $91MQ4 ’21: $99MQ4 ’21Q1 ’22: $94MQ2 ’22: $82MQ3 ’22: $80MQ1 ’23: $81MQ1 ’23Q2 ’23: $90MQ3 ’23: $89MQ4 ’23: $99MQ1 ’24: $104MQ1 ’24Q2 ’24: $105MQ3 ’24: $110MQ4 ’24: $110MQ1 ’25: $131MQ1 ’25Q2 ’25: $118MQ1 ’26: $141Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 70.8%ETP: 12.4%MLP: 7.4%Closed-End Fund: 3.7%ADR: 2.1%Other: 3.8%
  • Common Stock · 70.8% · $73M
  • ETP · 12.4% · $13M
  • MLP · 7.4% · $8M
  • Closed-End Fund · 3.7% · $4M
  • ADR · 2.1% · $2M
  • Other · 3.8% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Shell Midstream Partners LPNEW+199.9K199.9K+$2M$2M
ISRGInterpublic GroupNEW+190190+$135,000$135,000
FXEInvesco CurrencyShares Euro CurrencyNEW+632632+$70,000$70,000
SHOPShopify IncNEW+6060+$61,000$61,000
SLVIshares Silver TrustNEW+2.7K2.7K+$57,000$57,000
XLFSector Spdr Fin SelNEW+1.8K1.8K+$43,000$43,000
XLBSector Spdr Materials SelNEW+670670+$43,000$43,000
ILMNIllumina IncNEW+115115+$36,000$36,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

387 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BRK/BBerkshire Hathaway Bhistory →CL B4.34%$5M21.2K
2FSKRFS KKR Capital Corp IIhistory →COM3.92%$4M276.6K
3AAPLApple Computerhistory →COM3.87%$4M34.7K
4PFLTPennantPark Floating Rate Capital Ltdhistory →COM2.95%$3M363.4K
5GOOGLAlphabet, Inc.CL A · COM2.65%$3M1.9K
6Macquarie Infrastructure Company LLCCOM2.56%$3M98.9K
7EPDEnterprise Ptnrshistory →COM2.55%$3M167.4K
8NXSTNexstar Broadcasting Group Inchistory →CL A2.54%$3M29.3K
9NMFCNew Mountain Finance Corphistory →COM2.50%$3M271.0K
10MAINMain Street Capital Corphistory →COM2.27%$2M79.8K
11OPTUAltice U S A Inchistory →CL A2.26%$2M90.3K
12ARCCAres Capital Corphistory →COM2.26%$2M168.2K
13NSPInsperity Inchistory →COM2.23%$2M35.3K
14VOOVanguard S&P 500 ETFhistory →ETF1.89%$2M6.4K
15HYTBlackRock Corp High Yieldhistory →COM1.87%$2M181.5K
16Shell Midstream Partners LPLTD PARTN1.82%$2M199.9K
17GMGen'l Motors Corphistory →COM1.82%$2M63.7K
18Magellan Prtnrs LPLTD PARTN1.63%$2M49.5K
19Apollo Global Management LLCCL A1.60%$2M37.1K
20Liberty SiriusXM GroupCOM1.49%$2M46.8K
21PFEPfizer Inchistory →COM1.46%$2M41.3K
22VTVVanguard Value ETFhistory →ETF1.44%$2M14.4K
23Howard Hughes CorpCOM1.40%$1M25.2K
24AERAerCap Holdings NVhistory →COM1.35%$1M55.7K
25VOTVanguard Midcap Growth ETFhistory →ETF1.35%$1M7.8K
26MSFTMicrosoft Inchistory →COM1.34%$1M6.6K
27VEAVanguard FTSE Developed Markets ETFhistory →ETF1.33%$1M33.7K
28KRPKimbell Royalty Partnershistory →LTD PARTN1.28%$1M218.1K
29SPYS&P Depository Receiptshistory →ETF1.25%$1M3.9K
30ETEnergy Transfer Operating, LPhistory →COM1.15%$1M220.9K
31EXMOCExxon Mobil Corphistory →COM1.14%$1M34.5K
32GLDStreetracks Gold Shshistory →COM1.09%$1M6.4K
33IBKRInteractive Brokers Group Inchistory →COM1.09%$1M23.3K
34Royal Dutch ShellADR1.08%$1M44.6K
35JNJJohnson & Johnsonhistory →COM1.06%$1M7.4K
36EOGEOG Resources Inchistory →COM1.02%$1M29.5K
37WMTWalmartCOM0.89%$923,0006.6K
38CVXChevronTexacoCOM0.75%$777,00010.8K
39HIOWestern Asset Managed High IncCOM0.71%$740,000151.1K
40METAFacebook Inc Class ACL A0.70%$731,0002.8K
41GLWCorning, IncCOM0.69%$717,00022.1K
42ABTAbbott LabsCOM0.66%$684,0006.3K
43PAGPPlains GP HldgsLTD PARTN0.65%$675,000110.8K
44GTGoodyear Tire & RubberCOM0.63%$654,00085.3K
45DIADiamonds Trust Ser IETF0.60%$621,0002.2K
46ADBEAdobe SystemsCOM0.59%$608,0001.2K
47INTCIntel CorpCOM0.50%$516,00010.0K
48BACBank of AmericaCOM0.50%$514,00021.3K
49QQQPowershs Qqq TRUST SerETF0.44%$457,0001.6K
50BHCBausch Health Cos IncCOM0.43%$447,00028.7K
51Kirkland Lake Gold LtdLTD PARTN0.42%$438,0009.0K
52NKENike IncCL B0.40%$414,0003.3K
53Cyrusone LlcCOM0.38%$390,0005.6K
54VVisa IncCOM0.36%$373,0001.9K
55LOWLowes Cos IncCOM0.36%$371,0002.2K
56MAMasterCard IncCL A0.36%$369,0001.1K
57AMZNAmazon.com IncCOM0.35%$362,000115
58EWJiShares Japan IndxETF0.33%$346,0005.8K
59DSLDoubleline Income SolutionsCOM0.33%$341,00021.3K
60ACNAccenture LtdCOM0.32%$334,0001.5K
61ZTSZoetis IncCL A0.32%$334,0002.0K
62HALHalliburton CoCOM0.31%$327,00027.1K
63CRMSalesforce.com IncCOM0.31%$321,0001.3K
64ABBVAbbvie IncCOM0.31%$319,0003.6K
65CSCOCisco Systems IncCOM0.31%$319,0008.1K
66BABoeingCOM0.30%$316,0001.9K
67KOCoca ColaCOM0.30%$315,0006.4K
68SBUXStarbucks CorpCOM0.28%$295,0003.4K
69NOWServiceNow IncCOM0.28%$292,000602
70Royal Dutch Shell BADR0.28%$290,00012.0K
71PYPLPaypal Holdings IncorporCOM0.28%$289,0001.5K
72VWOVanguard FTSE Emerging Mkts ETFETF0.27%$285,0006.6K
73JPMJP Morgan ChaseCOM0.27%$280,0002.9K
74PEPPepsicoCOM0.27%$277,0002.0K
75Cedar Fair LPADR0.26%$275,0009.8K
76First Trust High Inc Long/Shrt CommonCOM0.26%$271,00019.4K
77PGProcter & Gamble CoCOM0.26%$267,0001.9K
78ADSKAutodesk IncCOM0.25%$262,0001.1K
79NSCNorfolk Southern CorpCOM0.25%$261,0001.2K
80DISDisney, Walt Hldg CoCOM0.25%$257,0002.1K
81XEVVXEV Limited Duration IncomeCOM0.24%$247,00021.8K
82Blackrock IncCOM0.23%$243,000432
83DGDollar GenCOM0.23%$241,0001.1K
84UNPUnion PacificCOM0.23%$238,0001.2K
85BIIBBiogen IDEC IncCOM0.22%$233,000820
86UNHUnited HealthcareCOM0.22%$232,000745
87HDHome Depot IncCOM0.21%$221,000796
88REGNRegeneron Pharms IncCOM0.21%$216,000386
89HASHasbro IncCOM0.21%$214,0002.6K
90FSKFS Investment CorpCOM0.20%$207,00013.1K
91PNNTPennantpark Invt CorpCOM0.19%$197,00061.9K
92MRKMerck & Co Inc NewCOM0.19%$197,0002.4K
93WFCWells Fargo & CoCOM0.19%$196,0008.3K
94BPBP PLC ADRCOM0.18%$191,00011.0K
95CCICrown Castle Int'lCOM0.18%$187,0001.1K
96VIGVanguard Div ApprciationETF0.18%$186,0001.4K
97IWFiShares Russell 1000 Growth ETFETF0.17%$176,000811
98ADIAnalog DevicesCOM0.17%$175,0001.5K
99GSGoldman SachsCOM0.17%$172,000857
100MACMacerich CoCOM0.16%$166,00024.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$141M504May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025Under review501Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025Under review498Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$118M508Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$131M455May 7, 202513F-HRchanges · EDGAR ↗
Q4 2024$110M476Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$110M493Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$105M477Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$104M454May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$99M463Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$89M472Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$90M469Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M440May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review427Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$80M398Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$82M418Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$94M420May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$99M428Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$91M401Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$98M400Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$118M411May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$122M424Feb 19, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$104M394Nov 17, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$108M379Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$95M398May 18, 202013F-HRchanges · EDGAR ↗
Q4 2019$124M391Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$122M415Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$128M466Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$125M428May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$113M424Feb 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.