SEC 13F Intelligence

NMFCNEW MTN FIN CORP

CUSIP 647551100 · Yahoo Finance ↗ · Google Finance ↗

New Mtn Fin Corp (NMFC) has 154 institutional holders in Filings Flow’s 13F database, together reporting 28.20M shares worth $183M as of Q1 2026. The largest reported holders are Invesco Ltd., Ubs Group AG, and Rivernorth Capital Management, LLC.

Institutional Holders
154
Q1 2026
Reported Value
$183M
Ticker
NMFC
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 109Q4 ’18Q1 ’19: 120Q2 ’19: 129Q2 ’19Q3 ’19: 135Q2 ’21: 118Q2 ’21Q4 ’21: 123Q4 ’22: 148Q4 ’22Q4 ’25: 168Q1 ’26: 154Q1 ’26Q2 ’26: 11filingsflow.com
Total reported value
Q4 ’18: $228MQ4 ’18Q1 ’19: $1.9BQ2 ’19: $1.5BQ2 ’19Q3 ’19: $308MQ2 ’21: $294MQ2 ’21Q4 ’21: $346MQ4 ’22: $263MQ4 ’22Q4 ’25: $280MQ1 ’26: $183MQ1 ’26Q2 ’26: $19Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Muzinich & Co., Inc.$286M AUM2.30%$7M848.9KQ1 2026OLDER
GraniteShares Advisors LLC$139M AUM1.47%$2M263.6KQ1 2026OLDER
Truffle Hound Capital, LLC$386M AUM1.32%$5M550.0KQ4 2025OLDER
DIMENSION CAPITAL MANAGEMENT LLC$713M AUM1.26%$9M1.16MQ1 2026OLDER
Tranquility Partners, LLC$265M AUM0.93%$2M316.8KQ1 2026OLDER
Rockingstone Advisors LLC$218M AUM0.89%$2M186.9KQ3 2025OLDER
Arlington Capital Management, Inc.$177M AUM0.78%$1M127.5KQ3 2025OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.58%$12M1.34MQ4 2025OLDER
Everstar Asset Management, LLC$188M AUM0.45%$793,46882.3KQ3 2025OLDER
VARCOV Co.$268M AUM0.36%$970,598125.1KQ1 2026OLDER
ARES MANAGEMENT LLC$1.5B AUM0.32%$6M602.6KQ4 2025OLDER
National Philanthropic Trust$3.8B AUM0.29%$11M852.9KQ2 2026
Colter Lewis Investment Partners LLC$106M AUM0.29%$303,44139.1KQ1 2026OLDER
WFA Asset Management Corp$184M AUM0.27%$487,66140.7KQ3 2025OLDER
Virtus Investment Advisers, LLC$363M AUM0.19%$694,29589.5KQ1 2026OLDER
TRANSCEND CAPITAL ADVISORS, LLC$1.2B AUM0.17%$2M271.2KQ1 2026OLDER
MQS Management LLC$148M AUM0.15%$224,23328.9KQ1 2026OLDER
Miller Global Investments, LLC$121M AUM0.14%$170,75423.8KQ2 2026
nVerses Capital, LLC$110M AUM0.14%$154,09019.9KQ1 2026OLDER
Key Client Fiduciary Advisors, LLC$347M AUM0.13%$391,49140.6KQ3 2025OLDER
Naviter Wealth, LLC$801M AUM0.13%$1M131.7KQ1 2026OLDER
Navis Wealth Advisors, LLC$196M AUM0.10%$194,00025.0KQ1 2026OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.10%$3M483.3KQ2 2026
Almitas Capital LLC$443M AUM0.08%$349,20045.0KQ1 2026OLDER
Next Capital Management LLC$330M AUM0.07%$230,31729.7KQ1 2026OLDER
SANDERS MORRIS HARRIS LLC$172M AUM0.07%$117,40916.4KQ2 2026
DENALI ADVISORS LLC$900M AUM0.07%$604,38877.9KQ1 2026OLDER
Catalina Capital Group, LLC$168M AUM0.07%$108,16111.2KQ3 2025OLDER
First Affirmative Financial Network$258M AUM0.06%$159,19320.5KQ1 2026OLDER
Dorsey & Whitney Trust CO LLC$1.8B AUM0.06%$1M112.4KQ3 2025OLDER
Nordwand Advisors, LLC$572M AUM0.06%$324,36841.8KQ1 2026OLDER
BARD ASSOCIATES INC$398M AUM0.06%$212,04222.0KQ3 2025OLDER
Genesee Capital Advisors, LLC$239M AUM0.05%$123,35415.9KQ1 2026OLDER
FOURPATH CAPITAL MANAGEMENT, LLC$697M AUM0.04%$315,89434.3KQ4 2025OLDER
Cerberus Capital Management, L.P.$2.6B AUM0.04%$1M145.0KQ1 2026OLDER
Inspire Investing, LLC$1.7B AUM0.04%$468,84450.9KQ4 2025OLDER
XTX Topco Ltd$5.8B AUM0.04%$2M292.7KQ1 2026OLDER
LexAurum Advisors, LLC$771M AUM0.04%$274,74028.5KQ3 2025OLDER
WEALTHEDGE INVESTMENT ADVISORS, LLC$272M AUM0.04%$98,55212.7KQ1 2026OLDER
OAK FAMILY ADVISORS, LLC$355M AUM0.03%$123,82813.4KQ4 2025OLDER
TrueMark Investments, LLC$514M AUM0.03%$170,91918.6KQ4 2025OLDER
Moloney Securities Asset Management, LLC$840M AUM0.03%$273,01928.3KQ3 2025OLDER
FOX RUN MANAGEMENT, L.L.C.$572M AUM0.03%$209,98822.8KQ4 2025OLDER
Campbell & CO Investment Adviser LLC$1.8B AUM0.03%$558,96172.0KQ1 2026OLDER
CONFLUENCE INVESTMENT MANAGEMENT LLC$6.4B AUM0.03%$2M277.6KQ2 2026
Mill Creek Capital Advisors, LLC$4.9B AUM0.02%$1M149.0KQ1 2026OLDER
CenterStar Asset Management, LLC$797M AUM0.02%$189,22224.4KQ1 2026OLDER
MIRABELLA FINANCIAL SERVICES LLP$1.1B AUM0.02%$245,47231.6KQ1 2026OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.02%$165,19117.9KQ4 2025OLDER
Advisors Asset Management, Inc.$6.0B AUM0.02%$1M173.7KQ1 2026OLDER
Zuckerman Investment Group, LLC$1.1B AUM0.02%$241,00025.0KQ3 2025OLDER
Pathstone Holdings, LLC$25.1B AUM0.02%$5M661.2KQ1 2026OLDER
CALTON & ASSOCIATES, INC.$696M AUM0.02%$127,77016.5KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.02%$248,53632.3KQ1 2026OLDER
SEVEN MILE ADVISORY$139M AUM0.02%$97,90210.6KQ4 2025OLDER
PALISADE CAPITAL MANAGEMENT, LP$3.0B AUM0.02%$489,82263.1KQ1 2026OLDER
Advyzon Investment Management, LLC$1.1B AUM0.02%$176,38522.7KQ1 2026OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.01%$116,04312.0KQ3 2025OLDER
Spire Wealth Management$2.9B AUM0.01%$353,85645.6KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.01%$411,16244.6KQ4 2025OLDER
Quantbot Technologies LP$2.4B AUM0.01%$343,17437.3KQ4 2025OLDER
Valeo Financial Advisors, LLC$4.7B AUM0.01%$464,43659.9KQ1 2026OLDER
CONDOR CAPITAL MANAGEMENT$1.2B AUM0.01%$129,93114.1KQ4 2025OLDER
VAN ECK ASSOCIATES CORP$133M AUM0.01%$13,9381.80MQ1 2026OLDER
Generali Investments CEE, investicni spolecnost, a.s.$1.9B AUM0.01%$195,94825.3KQ1 2026OLDER
CAXTON ASSOCIATES LLP$4.4B AUM0.01%$452,93658.4KQ1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.01%$7M871.3KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.01%$447,82257.7KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.01%$7M872.8KQ1 2026OLDER
NorthCoast Asset Management LLC$4.3B AUM0.01%$2M238.5KQ3 2025OLDER
MTM Investment Management, LLC$316M AUM0.01%$27,9363.6KQ1 2026OLDER
Entropy Technologies, LP$2.2B AUM0.01%$186,45024.0KQ1 2026OLDER
State of Wyoming$844M AUM0.01%$70,9889.1KQ1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.01%$7M938.7KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.01%$153,00419.7KQ1 2026OLDER
Clearstead Trust, LLC$613M AUM0.01%$39,9584.1KQ3 2025OLDER
WealthCollab, LLC$243M AUM0.01%$16,2191.8KQ4 2025OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.01%$124,16016.0KQ1 2026OLDER
Trexquant Investment LP$13.9B AUM0.01%$892,183115.0KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.01%$642,95083.5KQ1 2026OLDER
Verity & Verity, LLC$1.3B AUM0.01%$77,60010.0KQ1 2026OLDER
Vise Technologies, Inc.$5.1B AUM0.01%$148,53315.4KQ3 2025OLDER
Quadrature Capital Ltd$8.4B AUM0.01%$521,08356.6KQ4 2025OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.01%$6M836.5KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$3M450.5KQ1 2026OLDER
HB Wealth Management, LLC$15.5B AUM0.00%$768,21799.0KQ1 2026OLDER
Universal- Beteiligungs- und Servicegesellschaft mbH$58.1B AUM0.00%$3M344.0KQ1 2026OLDER
ExodusPoint Capital Management, LP$12.6B AUM0.00%$554,53771.5KQ1 2026OLDER
Y-Intercept (Hong Kong) Ltd$5.3B AUM0.00%$235,93530.4KQ1 2026OLDER
CHILTON INVESTMENT CO INC.$4.3B AUM0.00%$170,87522.0KQ1 2026OLDER
Epoch Investment Partners, Inc.$16.5B AUM0.00%$706,75773.3KQ3 2025OLDER
Aquatic Capital Management LLC$3.5B AUM0.00%$127,26413.8KQ4 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$3M423.7KQ1 2026OLDER
Sumitomo Mitsui Trust Group, Inc.$154.5B AUM0.00%$5M688.6KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$136,75014.8KQ4 2025OLDER
Sowell Financial Services LLC$2.7B AUM0.00%$89,14411.5KQ1 2026OLDER
Alpha Cubed Investments, LLC$2.9B AUM0.00%$93,61510.2KQ4 2025OLDER
Focus Partners Wealth$89.9B AUM0.00%$3M334.8KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$236,69630.5KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$59,1597.7KQ1 2026OLDER
NewEdge Wealth, LLC$8.4B AUM0.00%$235,57030.4KQ1 2026OLDER
Joel Isaacson & Co., LLC$3.0B AUM0.00%$82,41110.6KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$17M2.14MQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$16M2.09MQ1 2026OLDER
Bank & Trust Co$148M AUM0.00%$3,275422Q1 2026OLDER
Glenview Trust Co$6.4B AUM0.00%$135,80017.5KQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.00%$124,16016.0KQ1 2026OLDER
Apella Capital, LLC$7.1B AUM0.00%$123,55117.5KQ2 2026
Catalyst Capital Advisors LLC$5.4B AUM0.00%$93,12012.0KQ1 2026OLDER
Quarry LP$558M AUM0.00%$10,5821.1KQ4 2025OLDER
WHITTIER TRUST CO$8.9B AUM0.00%$150,05416.2KQ4 2025OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$3M347.5KQ1 2026OLDER
Legal & General Group Plc$432.4B AUM0.00%$6M785.5KQ1 2026OLDER
Brevan Howard Capital Management LP$11.3B AUM0.00%$158,04820.4KQ1 2026OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$1M136.1KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$235,06230.3KQ1 2026OLDER
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$58.4B AUM0.00%$740,00095.3KQ1 2026OLDER
CHELSEA COUNSEL CO$225M AUM0.00%$2,639340Q2 2026
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$46,5606.0KQ1 2026OLDER
MACQUARIE GROUP LTD$16.8B AUM0.00%$919,00095.3KQ3 2025OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$163,86417.8KQ1 2026OLDER
Williams Jones Wealth Management, LLC.$8.1B AUM0.00%$85,36011.0KQ1 2026OLDER
&PARTNERS$20.2B AUM0.00%$211,31527.2KQ1 2026OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$4M455.0KQ4 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$228,88524.9KQ4 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$508,26065.5KQ1 2026OLDER
UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM0.00%$97,13010.1KQ3 2025OLDER
NFSG Corp$608M AUM0.00%$4,467485Q4 2025OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$150,85816.4KQ4 2025OLDER
Neuberger Berman Group LLC$131.4B AUM0.00%$850,030109.5KQ1 2026OLDER
FAYEZ SAROFIM & CO$39.1B AUM0.00%$243,02031.3KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$10M1.13MQ1 2026OLDER
Verition Fund Management LLC$15.4B AUM0.00%$149,20216.2KQ4 2025OLDER
Union Bancaire Privee, UBP SA$7.2B AUM0.00%$39,5715.2KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$2M291.5KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$33,7404.3KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$166,90221.5KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$2M314.5KQ2 2026
Empower Advisory Group, LLC$38.5B AUM0.00%$172,31922.2KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.00%$81,08010.4KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$342,41644.1KQ1 2026OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.00%$175,83719.1KQ4 2025OLDER
FIRST HORIZON CORP$2.4B AUM0.00%$7,7601.0KQ1 2026OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$311,11232.3KQ3 2025OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$180,10123.2KQ1 2026OLDER
MACKENZIE FINANCIAL CORP$83.3B AUM0.00%$259,76633.5KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$6,004651Q4 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$187,17020.1KQ3 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$12,0511.6KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$19,9662.6KQ1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$631,40081.4KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$962,814124.1KQ1 2026OLDER
SEI INVESTMENTS CO$108.4B AUM0.00%$231,39024.0KQ3 2025OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$145,95115.8KQ4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$42,0755.4KQ1 2026OLDER
ProShare Advisors LLC$67.5B AUM0.00%$142,83118.4KQ1 2026OLDER
Community Financial Services Group, LLC$686M AUM0.00%$1,438200Q2 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$152,22515.8KQ3 2025OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$138,15015.0KQ4 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$197,02725.4KQ1 2026OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$159,01020.5KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$9,6791.0KQ3 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$81,50310.5KQ1 2026OLDER
BROWN ADVISORY INC$60.9B AUM0.00%$77,60010.0KQ1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$116,01812.6KQ4 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$2M194.1KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$675,75687.1KQ1 2026OLDER
Caitong International Asset Management Co., Ltd$541M AUM0.00%$59076Q1 2026OLDER
BNP Paribas Asset Management Holding S.A.$86.1B AUM0.00%$889.6KQ4 2025OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$55,2606.0KQ4 2025OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$163,26517.7KQ4 2025OLDER
Creative Planning$147.4B AUM0.00%$110,62014.3KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$2,390308Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$414,00053.4KQ1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$185,73419.3KQ3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$623,95880.4KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$2,125274Q1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$48,2005.0KQ3 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$210,60227.1KQ1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$3M352.2KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$13,1681.7KQ2 2026
Parallel Advisors, LLC$5.6B AUM0.00%$2,328300Q2 2026
COMERICA BANK$25.1B AUM0.00%$10,1311.1KQ4 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$124,01716.0KQ1 2026OLDER
STATE STREET CORP$2.90T AUM0.00%$987,002127.2KQ1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$530,37569.6KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$237,21630.6KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$262,98633.9KQ1 2026OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$413,37553.3KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$194,07025.0KQ1 2026OLDER
UMB Bank, n.a.$7.2B AUM0.00%$1,746225Q1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$36,9074.8KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$8,5361.1KQ1 2026OLDER
NATIXIS$28.0B AUM0.00%$4,268550Q1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$17,8482.3KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$1,746225Q1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$73595Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$1,245166Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$81Q1 2026OLDER
BARCLAYS PLC$416.3B AUM0.00%$9610Q3 2025OLDER
DANSKE BANK A/S$41.5B AUM0.00%$81Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$30Q4 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$395Q1 2026OLDER
Activest Wealth Management$569M AUM$00Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.