SEC 13F Intelligence

Managers / Q1 2021 · view latest →

GROESBECK INVESTMENT MANAGEMENT CORP /NJ/

CIK 0000923116 · 12 ROUTE 17 NORTH, SUITE 130, PARAMUS, NJ, 07652

Reported Value
$69M
Q1 2021
Positions
104
Filings on Record
30
2019–present window
Filed
May 5, 2021
original filing

Summary

Groesbeck Investment Management Corp /Nj/ reported $69M in U.S.-listed holdings across 104 positions for Q1 2021.

Its largest position, Lam Resh Corp Com Com, represents 4.1% of the portfolio.

Compared with Q4 2020, the fund opened 9 new positions and exited 5.

Portfolio Metrics

Turnover
+6.6%
vs prior filed quarter
Top-10 Concentration
+30.3%
share of reported value
Largest Position
+4.1%
Lam Resh Corp Com Com
New / Exited
9 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $131MQ1 ’19Q2 ’19: $123MQ3 ’19: $133MQ4 ’19: $135MQ2 ’20: $50MQ2 ’20Q3 ’20: $53MQ4 ’20: $61MQ1 ’21: $69MQ2 ’21: $78MQ2 ’21Q3 ’21: $87MQ4 ’21: $79MQ1 ’22: $89MQ2 ’22: $61MQ2 ’22Q3 ’22: $61MQ4 ’22: $60MQ1 ’23: $67MQ2 ’23: $66MQ2 ’23Q3 ’23: $66MQ4 ’23: $72MQ1 ’24: $94MQ2 ’24: $72MQ2 ’24Q3 ’24: $68MQ4 ’24: $77MQ1 ’25: $71MQ3 ’25: $51MQ3 ’25Q4 ’25: $53MQ1 ’26: $51Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 92.0%MLP: 4.8%REIT: 2.2%ADR: 1.0%
  • Common Stock · 92.0% · $64M
  • MLP · 4.8% · $3M
  • REIT · 2.2% · $2M
  • ADR · 1.0% · $712,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
THOTHOR INDS INC COM COMNEW+4.7K4.7K+$638,000$638,000
TRPTC ENERGY CORP COM COMNEW+12.6K12.6K+$577,000$577,000
SHELL MIDSTREAM PARTNERS L PUN COMNEW+38.9K38.9K+$519,000$519,000
PHILLIPS 66 PARTNERS LP COM UN COMNEW+15.5K15.5K+$490,000$490,000
NXSTNEXSTAR MEDIA GROUP INC CL A COMNEW+2.4K2.4K+$333,000$333,000
CQPCHENIERE ENERGY PARTNERS LP CO COMNEW+7.4K7.4K+$309,000$309,000
HESMHESS MIDSTREAM LP CL A SHS COMNEW+13.5K13.5K+$302,000$302,000
DKLDELEK LOGISTICS PARTNERS LP CO COMNEW+7.4K7.4K+$264,000$264,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

88 positions (from 104 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LAM RESH CORP COM COMCOM4.13%$3M4.8K
2TROWPRICE T ROWE GROUP INC COMhistory →COM3.93%$3M15.9K
3CDWCDW CORP COM COMhistory →COM3.77%$3M15.8K
4ABBVABBVIE INC COM COMhistory →COM3.53%$2M22.6K
5MSFTMICROSOFT COMhistory →COM2.65%$2M7.8K
6AVGOBROADCOM INC COM COMhistory →COM2.56%$2M3.8K
7ABTABBOTT LABS COMhistory →COM2.50%$2M14.5K
8AAPLAPPLE COMPUTER INC COMhistory →COM2.45%$2M13.9K
9TMOTHERMO FISHER SCIENTIFIC COMhistory →COM2.44%$2M3.7K
10UNHUNITEDHEALTH GROUP INC COM COMhistory →COM2.36%$2M4.4K
11GPNGLOBAL PMTS INC COM COMhistory →COM2.33%$2M8.0K
12URIUNITED RENTALS INC COM COMhistory →COM2.13%$1M4.5K
13SHWSHERWIN WILLIAMS CO COMhistory →COM2.01%$1M5.7K
14SSNCSS&C TECHNOLOGIES HLDGS INC CO COMhistory →COM1.92%$1M19.1K
15ODFLOLD DOMINION FGHT LINES INC CO COMhistory →COM1.86%$1M5.4K
16ZBRAZEBRA TECHNOLOGIES CORP CL A COMhistory →COM1.84%$1M2.6K
17TSCOTRACTOR SUPPLY CO COM COMhistory →COM1.79%$1M7.0K
18ESNTESSENT GROUP LTD COM COMhistory →COM1.63%$1M23.8K
19MUMICRON TECHNOLOGY INC COM COMhistory →COM1.62%$1M12.7K
20FIVEFIVE BELOW INC COM COMhistory →COM1.60%$1M5.8K
21PYPLPAYPAL HLDGS INC COM COMhistory →COM1.53%$1M4.4K
22VVISA INC COM CL A COMhistory →COM1.42%$985,0004.7K
23AMGNAMGEN INC COMhistory →COM1.39%$964,0003.9K
24GSGOLDMAN SACHS GROUP INC COMhistory →COM1.39%$963,0002.9K
25METAFACEBOOK INC CL A COMhistory →COM1.35%$935,0003.2K
26GOOGALPHABET CLASS C COMCOM1.28%$886,000429
27CICIGNA CORP NEW COM COMhistory →COM1.23%$856,0003.5K
28BLACKROCK INC COM COMCOM1.19%$829,0001.1K
29LMTLOCKHEED MARTIN CORP COM COMhistory →COM1.13%$785,0002.1K
30HDHOME DEPOT INC COMhistory →COM1.12%$774,0002.5K
31ORLYO REILLY AUTOMOTIVE INC NEW CO COMhistory →COM1.09%$756,0001.5K
32DOXAMDOCS LTD ORD COMhistory →COM1.08%$748,00010.7K
33OKEONEOK INC NEW COMhistory →COM1.05%$729,00014.4K
34DBXDROPBOX INC CL A COMhistory →COM1.05%$727,00027.3K
35BABAALIBABA GROUP HLDG LTD SPONSOR COMhistory →COM1.03%$712,0003.1K
36MSMMSC INDL DIRECT INC CL A COMhistory →COM1.01%$700,0007.8K
37STESTERIS PLC SHS USD COMCOM0.98%$679,0003.6K
38HONHONEYWELL INTL INC COM COMCOM0.96%$668,0003.1K
39MPLXMPLX LP COM UNIT REP L COMCOM0.95%$658,00025.6K
40MAGELLAN MIDSTREAM PRTNRS LPCO COMCOM0.95%$657,00015.2K
41THOTHOR INDS INC COM COMCOM0.92%$638,0004.7K
42SBUXSTARBUCKS CORP COM COMCOM0.89%$619,0005.7K
43ENVIVA PARTNERS LP COM UNIT COMCOM0.88%$608,00012.6K
44PLDPROLOGIS INC COM COMCOM0.87%$604,0005.7K
45CARRCARRIER GLOBAL CORPORATION COM COMCOM0.87%$601,00014.2K
46ICEINTERCONTINENTAL EXCHANGE INCO COMCOM0.86%$597,0005.3K
47MRKMERCK & COMPANY COMCOM0.84%$581,0007.5K
48TRPTC ENERGY CORP COM COMCOM0.83%$577,00012.6K
49LHXL3 HARRIS TECHNOLOGIES INC COM COMCOM0.82%$568,0002.8K
50ICLRICON PLC SHS COMCOM0.77%$535,0002.7K
51FTNTFORTINET INC COM COMCOM0.75%$523,0002.8K
52SHELL MIDSTREAM PARTNERS L PUN COMCOM0.75%$519,00038.9K
53WSOWATSCO INC COM COMCOM0.74%$516,0002.0K
54ADBEADOBE SYS INC COM COMCOM0.72%$499,0001.1K
55PHILLIPS 66 PARTNERS LP COM UN COMCOM0.71%$490,00015.5K
56ZTSZOETIS INC CL A COMCOM0.70%$483,0003.1K
57EPDENTERPRISE PRODS PARTNERS COMCOM0.64%$442,00020.1K
58NKENIKE INC CL B COMCOM0.61%$425,0003.2K
59KRKROGER CO COM COMCOM0.60%$417,00011.6K
60WMBWILLIAMS COS INC COM COMCOM0.60%$416,00017.6K
61ENBENBRIDGE INC COM COMCOM0.58%$405,00011.1K
62DLRDIGITAL RLTY TR INC COM COMCOM0.57%$394,0002.8K
63MCKMCKESSON CORPORATION COM COMCOM0.56%$388,0002.0K
64ULTAULTA SALON COSMETCS & FRAG ICO COMCOM0.55%$380,0001.2K
65JNJJOHNSON & JOHNSON COMCOM0.54%$373,0002.3K
66AMZNAMAZON COM INC COM COMCOM0.52%$362,000117
67GDGENERAL DYNAMICS CORP COMCOM0.51%$356,0002.0K
68PBAPEMBINA PIPELINE CORP COM COMCOM0.51%$355,00012.3K
69MMM3M CO COM COMCOM0.50%$345,0001.8K
70WHRWHIRLPOOL CORP COMCOM0.49%$340,0001.5K
71VRTXVERTEX PHARMACEUTICALS INC COM COMCOM0.48%$336,0001.6K
72NXSTNEXSTAR MEDIA GROUP INC CL A COMCOM0.48%$333,0002.4K
73EQUITRANS MIDSTREAM CORP COM COMCOM0.48%$333,00040.9K
74ALGNALIGN TECHNOLOGY INC COM COMCOM0.47%$325,000600
75QRVOQORVO INC COM COMCOM0.45%$311,0001.7K
76CQPCHENIERE ENERGY PARTNERS LP CO COMCOM0.45%$309,0007.4K
77HESMHESS MIDSTREAM LP CL A SHS COMCOM0.44%$302,00013.5K
78PHPARKER HANNIFIN CORP COM COMCOM0.43%$300,000950
79CVSCVS CORP COMCOM0.42%$291,0003.9K
80CTRECARETRUST REIT INC COM COMCOM0.41%$284,00012.2K
81DKLDELEK LOGISTICS PARTNERS LP CO COMCOM0.38%$264,0007.4K
82QCOMQUALCOMM INC COM COMCOM0.37%$256,0001.9K
83ITWILLINOIS TOOL WKS INC COMCOM0.33%$230,0001.0K
84EWEDWARDS LIFESCIENCES CORP COM COMCOM0.33%$226,0002.7K
85AOSSMITH A O COM COMCOM0.32%$222,0003.3K
86MCDMCDONALDS CORP COMCOM0.32%$219,000977
87AMTAMERICAN TOWER CORP NEW COM COMCOM0.31%$218,000910
88HBANHUNTINGTON BANCSHARES INC COM COMCOM0.26%$183,00011.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$51M94Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$53M94Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$51M56Oct 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$71M84Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$77M87Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$68M66Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$72M71Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$94M95Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$72M76Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$66M94Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$66M98Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$67M99Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$60M93Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$61M101Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$61M101Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$89M124May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$79M106Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$87M122Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$78M104Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M104May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$61M91Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$53M94Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$50M89Jul 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$135M108Jan 22, 202013F-HRchanges · EDGAR ↗
Q3 2019$133M108Nov 5, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$123M96Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$131M105May 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.