SEC 13F Intelligence

Managers / Q3 2020 · view latest →

GROESBECK INVESTMENT MANAGEMENT CORP /NJ/

CIK 0000923116 · 12 ROUTE 17 NORTH, SUITE 130, PARAMUS, NJ, 07652

Reported Value
$53M
Q3 2020
Positions
94
Filings on Record
30
2019–present window
Filed
Oct 30, 2020
original filing

Summary

Groesbeck Investment Management Corp /Nj/ reported $53M in U.S.-listed holdings across 94 positions for Q3 2020.

Its largest position, TROW, represents 3.7% of the portfolio.

Compared with Q2 2020, the fund opened 10 new positions and exited 4.

Portfolio Metrics

Turnover
+7.8%
vs prior filed quarter
Top-10 Concentration
+31.5%
share of reported value
Largest Position
+3.7%
Price T Rowe Group Inc Com
New / Exited
10 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $131MQ1 ’19Q2 ’19: $123MQ3 ’19: $133MQ4 ’19: $135MQ2 ’20: $50MQ2 ’20Q3 ’20: $53MQ4 ’20: $61MQ1 ’21: $69MQ2 ’21: $78MQ2 ’21Q3 ’21: $87MQ4 ’21: $79MQ1 ’22: $89MQ2 ’22: $61MQ2 ’22Q3 ’22: $61MQ4 ’22: $60MQ1 ’23: $67MQ2 ’23: $66MQ2 ’23Q3 ’23: $66MQ4 ’23: $72MQ1 ’24: $94MQ2 ’24: $72MQ2 ’24Q3 ’24: $68MQ4 ’24: $77MQ1 ’25: $71MQ3 ’25: $51MQ3 ’25Q4 ’25: $53MQ1 ’26: $51Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 91.3%MLP: 4.0%REIT: 2.7%ADR: 2.0%
  • Common Stock · 91.3% · $49M
  • MLP · 4.0% · $2M
  • REIT · 2.7% · $1M
  • ADR · 2.0% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AVGOBROADCOM INC COM COMNEW+1.8K1.8K+$650,000$650,000
MSMMSC INDL DIRECT INC CL A COMNEW+7.7K7.7K+$489,000$489,000
STESTERIS PLC SHS USD COMNEW+2.3K2.3K+$413,000$413,000
DBXDROPBOX INC CL A COMNEW+17.0K17.0K+$327,000$327,000
WHRWHIRLPOOL CORP COMNEW+1.5K1.5K+$280,000$280,000
GDGENERAL DYNAMICS CORP COMNEW+1.9K1.9K+$269,000$269,000
QRVOQORVO INC COM COMNEW+1.7K1.7K+$224,000$224,000
EWEDWARDS LIFESCIENCES CORP COM COMNEW+2.7K2.7K+$216,000$216,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

83 positions (from 94 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TROWPRICE T ROWE GROUP INC COMhistory →COM3.71%$2M15.5K
2CDWCDW CORP COM COMhistory →COM3.66%$2M16.4K
3ABBVABBVIE INC COM COMhistory →COM3.59%$2M21.9K
4LAM RESH CORP COM COMCOM3.44%$2M5.5K
5ABTABBOTT LABS COMhistory →COM3.29%$2M16.1K
6AAPLAPPLE COMPUTER INC COMhistory →COM3.00%$2M13.8K
7TMOTHERMO FISHER SCIENTIFIC COMhistory →COM2.93%$2M3.5K
8MSFTMICROSOFT COMhistory →COM2.87%$2M7.3K
9UNHUNITEDHEALTH GROUP INC COM COMhistory →COM2.62%$1M4.5K
10GPNGLOBAL PMTS INC COM COMhistory →COM2.41%$1M7.3K
11SHWSHERWIN WILLIAMS CO COMhistory →COM2.30%$1M1.8K
12ODFLOLD DOMINION FGHT LINES INC CO COMhistory →COM1.97%$1M5.8K
13TSCOTRACTOR SUPPLY CO COM COMhistory →COM1.88%$1M7.0K
14SSNCSS&C TECHNOLOGIES HLDGS INC CO COMhistory →COM1.79%$953,00015.7K
15PAYCPAYCOM SOFTWARE INC COM COMhistory →COM1.77%$944,0003.0K
16AMGNAMGEN INC COMhistory →COM1.73%$925,0003.6K
17BABAALIBABA GROUP HLDG LTD SPONSOR COMhistory →COM1.73%$923,0003.1K
18VVISA INC COM CL A COMhistory →COM1.72%$916,0004.6K
19ESNTESSENT GROUP LTD COM COMhistory →COM1.65%$882,00023.8K
20PYPLPAYPAL HLDGS INC COM COMhistory →COM1.61%$859,0004.4K
21MPLXMPLX LP COM UNIT REP L COMhistory →COM1.48%$791,00050.3K
22HDHOME DEPOT INC COMhistory →COM1.41%$751,0002.7K
23FIVEFIVE BELOW INC COM COMhistory →COM1.39%$742,0005.8K
24LMTLOCKHEED MARTIN CORP COM COMhistory →COM1.34%$716,0001.9K
25URIUNITED RENTALS INC COM COMhistory →COM1.33%$708,0004.1K
26METAFACEBOOK INC CL A COMhistory →COM1.31%$700,0002.7K
27ZBRAZEBRA TECHNOLOGIES CORP CL A COMhistory →COM1.29%$689,0002.7K
28ORLYO REILLY AUTOMOTIVE INC NEW CO COMhistory →COM1.25%$669,0001.4K
29AVGOBROADCOM INC COM COMhistory →COM1.22%$650,0001.8K
30ICEINTERCONTINENTAL EXCHANGE INCO COMhistory →COM1.21%$644,0006.4K
31MUMICRON TECHNOLOGY INC COM COMhistory →COM1.16%$621,00013.2K
32MRKMERCK & COMPANY COMhistory →COM1.16%$621,0007.5K
33GOOGALPHABET CLASS C COMCOM1.15%$615,000419
34BLACKROCK INC COM COMCOM1.14%$608,0001.1K
35CICIGNA CORP NEW COM COMhistory →COM1.12%$600,0003.5K
36HONHONEYWELL INTL INC COM COMhistory →COM1.11%$590,0003.6K
37PLDPROLOGIS INC COM COMhistory →COM1.09%$582,0005.8K
38ICLRICON PLC SHS COMCOM0.98%$521,0002.7K
39ADBEADOBE SYS INC COM COMCOM0.96%$515,0001.1K
40ZTSZOETIS INC CL A COMCOM0.95%$508,0003.1K
41WSOWATSCO INC COM COMCOM0.95%$508,0002.2K
42EPDENTERPRISE PRODS PARTNERS COMCOM0.93%$498,00031.5K
43ENBENBRIDGE INC COM COMCOM0.93%$496,00017.0K
44MSMMSC INDL DIRECT INC CL A COMCOM0.92%$489,0007.7K
45SBUXSTARBUCKS CORP COM COMCOM0.91%$484,0005.6K
46PRUPRUDENTIAL FINL INC COM COMCOM0.90%$481,0007.6K
47LHXL3 HARRIS TECHNOLOGIES INC COM COMCOM0.89%$476,0002.8K
48PLNTPLANET FITNESS INC CL A COMCOM0.81%$432,0007.0K
49HASHASBRO INC COMCOM0.80%$429,0005.2K
50VRTXVERTEX PHARMACEUTICALS INC COM COMCOM0.80%$425,0001.6K
51DLRDIGITAL RLTY TR INC COM COMCOM0.79%$419,0002.9K
52STESTERIS PLC SHS USD COMCOM0.77%$413,0002.3K
53DOXAMDOCS LTD ORD COMCOM0.75%$402,0007.0K
54NKENIKE INC CL B COMCOM0.75%$402,0003.2K
55MAGELLAN MIDSTREAM PRTNRS LPCO COMCOM0.72%$386,00011.3K
56AMZNAMAZON COM INC COM COMCOM0.69%$368,000117
57ULTAULTA SALON COSMETCS & FRAG ICO COMCOM0.67%$357,0001.6K
58WMBWILLIAMS COS INC COM COMCOM0.67%$357,00018.2K
59JNJJOHNSON & JOHNSON COMCOM0.63%$338,0002.3K
60MCKMCKESSON CORPORATION COM COMCOM0.63%$338,0002.3K
61OKEONEOK INC NEW COMCOM0.62%$331,00012.8K
62DBXDROPBOX INC CL A COMCOM0.61%$327,00017.0K
63DDOMINION RES INC VA NEW COMCOM0.59%$315,0004.0K
64CVSCVS CORP COMCOM0.54%$289,0004.9K
65MMM3M CO COM COMCOM0.54%$287,0001.8K
66WHRWHIRLPOOL CORP COMCOM0.52%$280,0001.5K
67GDGENERAL DYNAMICS CORP COMCOM0.50%$269,0001.9K
68QCOMQUALCOMM INC COM COMCOM0.49%$262,0002.2K
69PBAPEMBINA PIPELINE CORP COM COMCOM0.49%$260,00012.3K
70EQUITRANS MIDSTREAM CORP COM COMCOM0.46%$243,00028.8K
71SHELL MIDSTREAM PARTNERS L PUN COMCOM0.43%$232,00024.5K
72ETENERGY TRANSFER EQUITY L P COM COMCOM0.43%$228,00042.1K
73PHPARKER HANNIFIN CORP COM COMCOM0.43%$227,0001.1K
74QRVOQORVO INC COM COMCOM0.42%$224,0001.7K
75KMIKINDER MORGAN INC DEL COM COMCOM0.42%$222,00018.0K
76AMTAMERICAN TOWER CORP NEW COM COMCOM0.41%$220,000910
77CTRECARETRUST REIT INC COM COMCOM0.41%$217,00012.2K
78EWEDWARDS LIFESCIENCES CORP COM COMCOM0.40%$216,0002.7K
79MCDMCDONALDS CORP COMCOM0.40%$214,000977
80JPMJPMORGAN CHASE & CO COMCOM0.38%$203,0002.1K
81ITWILLINOIS TOOL WKS INC COMCOM0.38%$201,0001.0K
82MOMO INC ADR COMCOM0.28%$147,00010.7K
83HBANHUNTINGTON BANCSHARES INC COM COMCOM0.20%$107,00011.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$51M94Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$53M94Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$51M56Oct 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$71M84Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$77M87Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$68M66Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$72M71Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$94M95Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$72M76Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$66M94Oct 25, 202313F-HRchanges · EDGAR ↗
Q2 2023$66M98Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$67M99Apr 26, 202313F-HRchanges · EDGAR ↗
Q4 2022$60M93Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$61M101Oct 27, 202213F-HRchanges · EDGAR ↗
Q2 2022$61M101Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$89M124May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$79M106Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$87M122Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$78M104Jul 30, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M104May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$61M91Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$53M94Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$50M89Jul 6, 202013F-HRchanges · EDGAR ↗
Q4 2019$135M108Jan 22, 202013F-HRchanges · EDGAR ↗
Q3 2019$133M108Nov 5, 2019RESTATEMENTchanges · EDGAR ↗
Q2 2019$123M96Jul 26, 201913F-HRchanges · EDGAR ↗
Q1 2019$131M105May 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.